Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intelsat S.A.I · Entity 135444 | Director | January 01, 2020 | January 10, 2020 |
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 08, 2026 | October 13, 2026 |
| RTX CorpRTX · Entity 2823 | Director | April 30, 2026 | May 04, 2026 |
| Velo3D, Inc.VLD · Entity 5750 | Director | June 26, 2023 | June 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intelsat S.A.
Report date January 01, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-01-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each restricted share unit ("RSU") represents a contingent right to receive one Common Share. The full amount of the RSUs will vest on June 13, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit ("RSU") represents a contingent right to receive one Common Share. The full amount of the RSUs will vest on June 13, 2020.
RPM INTERNATIONAL INC/DE/
Report date October 08, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 8,200 |
Reported balance
After 2026-10-08 transaction · row 1
1 source rowRow 1 · 2026-10-08 · Grant · Acquired 1,700 · Balance 8,200 F1: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan.
RTX Corp
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 16,792.0021 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 1,260.8622 · Balance 16,792.0021 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Velo3D, Inc.
Report date June 26, 2023 · Filed June 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,542 |
Reported balance
After 2023-06-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-26 · Grant · Acquired 72,542 · Balance 72,542 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.
F2: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 07, 2020
Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 492 |
Reported balance
After 2020-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 878 · Balance 492 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 492 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
F3: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 21:17 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-420657 · ownership.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,200 F1 · kind: Represents a grant of 1,700 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan. Read SEC document |
| April 30, 2026 Filed May 4, 2026 21:08 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,260.8622 | $176.07 | $222,000.01 |
DisclosureSEC source: 0001225208-26-004876 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,792.0021 Underlying: Common Stock · 1,260.8622 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:03 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230394 · ownership.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 F1 · kind: Represents a grant of 1,400 shares of Common Stock issued pursuant to the RPM International Inc. 2024 Omnibus Equity and Incentive Plan. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:17 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,624.6762 | $127.41 | $206,999.99 |
DisclosureSEC source: 0001225208-25-004722 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,280.1066 Underlying: Common Stock · 1,624.6762 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| October 02, 2024 Filed Oct 4, 2024 20:48 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-112956 · ownership.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 F1 · kind: Represents a grant of 1,400 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| May 02, 2024 Filed May 6, 2024 21:06 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,913.8286 | $101.89 | $195,000.00 |
DisclosureSEC source: 0001225208-24-005690 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,367.3717 Underlying: Common Stock · 1,913.8286 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 20:45 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052327 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,700 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 01:13 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Units · Derivative | 72,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040121 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,542 Underlying: Common Stock · 72,542 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 22:53 UTC | Velo3D, Inc. VLD · Entity 5750 | SaleCommon Stock | 24,363 | $1.93 | $47,074.19 |
DisclosureSEC source: 0001209191-23-038095 · doc4.xml · nonDerivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,673 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $2.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2023 Filed Jun 16, 2023 22:53 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038095 · doc4.xml · derivative · entry 3 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2022, with the remainder of grant vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 16, 2023 22:53 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038095 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| May 02, 2023 Filed May 4, 2023 21:06 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,287.1447 | $98.87 | $325,000.00 |
DisclosureSEC source: 0001225208-23-005419 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,155.1741 Underlying: Common Stock · 3,287.1447 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| March 15, 2023 Filed Apr 6, 2023 20:42 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023601 · doc4.xml · derivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date. F2 · derivative.expiration_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date. Read SEC document |
| March 15, 2023 Filed Apr 6, 2023 20:42 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 6,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-023601 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 00:04 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017979 · doc4.xml · derivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,128 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 00:04 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-017979 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:53 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060614 · doc4.xml · derivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,256 Underlying: Common Stock · 18,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| December 08, 2022 Filed Dec 10, 2022 01:53 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-060614 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:40 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053124 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 F1 · kind: Represents a grant of 1,900 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 22:03 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionRestricted Stock Units · Derivative | 18,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049577 · doc4.xml · derivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,384 Underlying: Common Stock · 18,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 22:03 UTC | Velo3D, Inc. VLD · Entity 5750 | Exercise / conversionCommon Stock | 18,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049577 · doc4.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:57 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Units · Derivative | 72,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035601 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,513 Underlying: Common Stock · 72,513 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs shall vest as to 25% of the total shares quarterly, commencing September 8, 2022, with the remainder of shares vesting on each subsequent December 8, 2022, March 8, 2023, and June 8, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 21:05 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,047.9872 | $99.61 | $204,000.00 |
DisclosureSEC source: 0001225208-22-006209 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,683.4378 Underlying: Common Stock · 2,047.9872 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 23:56 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantRestricted Stock Unit (RSU) · Derivative | 6,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018994 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 Underlying: Common Stock · 6,523 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date. F2 · derivative.expiration_date: The RSUs shall be 100% vested on March 15, 2023, subject to the continued service of the Reporting Person on such vesting date. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,518.5185 | $81.00 | $204,000.00 |
DisclosureSEC source: 0001225208-21-007129 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,506.9648 Underlying: Common Stock · 2,518.5185 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:29 UTC | RTX Corp RTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,906.4085 | $65.07 | $189,120.00 |
DisclosureSEC source: 0001225208-20-007680 · doc4.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906.4085 Underlying: Common Stock · 2,906.4085 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Raytheon Technologies Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000089 · wf-form4_158630743762770.xml · derivative · entry 2 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 492 shares Expires not disclosed F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3 · derivative.exercise_price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on September 6, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:57 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000089 · wf-form4_158630743762770.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 878 shares Expires not disclosed F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:55 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 3,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000343 · ownership.xml · nonDerivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,198 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 18:01 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-19-000156 · wf-form4_155959927773995.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370 Underlying: Common Stock · 878 shares Expires 2024-05-30 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2020 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 17:16 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantDeferred Restricted Stock Units · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-18-000215 · wf-form4_153661417362433.xml · derivative · entry 1 Pawlikowski Ellen M · CIK 0001751642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 492 shares Expires 2023-09-06 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These deferred RSUs vest on the date of the Issuer's 2019 annual meeting of stockholders and become payable in common stock upon the earlier of the date that is five (5) years from the date of grant or the Reporting Person's termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.