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Kennedy Thomas A

Disclosed activity across 3 companies

Tapewire entity
11776
SEC CIK
0001495635

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RTX CorpRTX · Entity 2823Director · Executive ChairmanMarch 20, 2021March 23, 2021
TEXTRON INCTXT · Entity 3391DirectorApril 29, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RTX Corp

Report date March 20, 2021 · Filed March 23, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect441,659 Ending reported balance After 2021-03-22 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-03-20 · Exercise / conversion · Acquired 17,420 · Balance 439,644

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Row 2 · 2021-03-21 · Exercise / conversion · Acquired 16,091 · Balance 455,735

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Row 3 · 2021-03-22 · Tax withholding · Disposed 6,759 · Balance 448,976

Row 4 · 2021-03-22 · Tax withholding · Disposed 7,317 · Balance 441,659

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect317,360 Reported balance After 2021-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-20 · Exercise / conversion · Disposed 17,420 · Balance 317,360

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect301,269 Reported balance After 2021-03-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-03-21 · Exercise / conversion · Disposed 16,091 · Balance 301,269

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.

F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

TEXTRON INC

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,162 Ending reported balance After 2026-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-29 · Grant · Acquired 2,061 · Balance 9,862

Row 2 · 2026-05-01 · Purchase · Acquired 10,300 · Balance 20,162

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RAYTHEON CO/

Report date April 03, 2020 · Filed April 08, 2020

Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-03 · Disposition to issuer · Disposed 142,229 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect65,178 Reported balance After 2020-04-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-03 · Disposition to issuer · Disposed 8,423 · Balance 65,178

F2: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect51,394 Reported balance After 2020-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-03 · Disposition to issuer · Disposed 13,784 · Balance 51,394

F3: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect29,010 Reported balance After 2020-04-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-03 · Disposition to issuer · Disposed 22,384 · Balance 29,010

F4: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-04-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-03 · Disposition to issuer · Disposed 29,010 · Balance 0

F5: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect69,805 Reported balance After 2020-04-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-03 · Disposition to issuer · Disposed 44,193 · Balance 69,805

F6: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect27,714 Reported balance After 2020-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-04-03 · Disposition to issuer · Disposed 42,091 · Balance 27,714

F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-04-03 · Disposition to issuer · Disposed 27,714 · Balance 0

F8: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F4: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F5: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F6: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F8: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 1, 2026 20:10 UTC TEXTRON INC TXT · Entity 3391 PurchaseCommon Stock 10,300 $95.98 $988,594.00
Disclosure

SEC source: 0000217346-26-000020 · wk-form4_1777666205.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,162

Read SEC document
April 29, 2026 Filed May 1, 2026 20:10 UTC TEXTRON INC TXT · Entity 3391 GrantCommon Stock 2,061 $0.00 $0.00
Disclosure

SEC source: 0000217346-26-000020 · wk-form4_1777666205.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,862

Read SEC document
April 23, 2025 Filed Apr 25, 2025 14:18 UTC TEXTRON INC TXT · Entity 3391 GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000217346-25-000055 · wk-form4_1745590693.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,801

Read SEC document
April 24, 2024 Filed Apr 25, 2024 21:24 UTC TEXTRON INC TXT · Entity 3391 GrantCommon Stock 1,756 $0.00 $0.00
Disclosure

SEC source: 0000217346-24-000068 · wk-form4_1714080263.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,007

Read SEC document
April 26, 2023 Filed Apr 27, 2023 14:38 UTC TEXTRON INC TXT · Entity 3391 GrantCommon Stock 2,517 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009544 · form4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,251

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:06 UTC TEXTRON INC TXT · Entity 3391 GrantCommon Stock 734 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000405 · form4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 7,317 $76.92 $562,823.64
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,659

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 6,759 $76.92 $519,902.28
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,976

Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 16,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · derivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,269

Underlying: Common Stock · 16,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 16,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 17,420 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · derivative · entry 5

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,360

Underlying: Common Stock · 17,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:11 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 17,420 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:18 UTC RTX Corp RTX · Entity 2823 GrantStock Appreciation Right · Derivative 131,700 $72.49 Strike: $72.49 $9,546,933.00
Disclosure

SEC source: 0001225208-21-002071 · doc4.xml · derivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,700

Underlying: Common Stock · 131,700 shares

Expires 2031-02-07

F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 86,910 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:18 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 28,970 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002071 · doc4.xml · derivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,780

Underlying: Common Stock · 28,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

Read SEC document
January 25, 2021 Filed Jan 26, 2021 22:10 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 39,318 $66.28 $2,605,997.04
Disclosure

SEC source: 0001225208-21-001162 · doc4.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,224

Read SEC document
January 24, 2021 Filed Jan 26, 2021 22:10 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 99,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001162 · doc4.xml · derivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,810

Underlying: Common Stock · 99,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 22:10 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 99,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001162 · doc4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 13:17 UTC RTX Corp RTX · Entity 2823 PurchaseCommon Stock 19,059 $52.47 $1,000,016.20
Disclosure

SEC source: 0001225208-20-012821 · doc4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,541

F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $52.2875 to $52.8299 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 4,181 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 12

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,811

Underlying: Common Stock · 4,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F5 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.

F5 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 3,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 11

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,992

Underlying: Common Stock · 3,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 2,745 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 10

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,974

Underlying: Common Stock · 2,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 25, 2020.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 25, 2020.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionRestricted Stock Units · Derivative 2,622 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 9

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,719

Underlying: Common Stock · 2,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP).

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 4,181 $61.97 $259,096.57
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 8

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,482

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 3,982 $61.97 $246,764.54
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 7

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,663

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 2,745 $61.97 $170,107.65
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,645

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 2,622 $61.97 $162,485.34
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 5

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,390

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 2,622 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 2,745 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 3,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC RTX Corp RTX · Entity 2823 Exercise / conversionCommon Stock 4,181 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerPerformance Stock Units · Derivative 27,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 8

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,714 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F8 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F8 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F8 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerPerformance Stock Units · Derivative 42,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 7

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

Underlying: Common Stock · 42,091 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F7 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F7 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F7 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerPerformance Stock Units · Derivative 44,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,805

Underlying: Common Stock · 44,193 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F6 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F6 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F6 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerRestricted Stock Units · Derivative 29,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 5

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,010 shares

Expires not disclosed

F5 · derivative.exercise_price: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · price: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · derivative.exercise_date: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F5 · derivative.expiration_date: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerRestricted Stock Units · Derivative 22,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,010

Underlying: Common Stock · 22,384 shares

Expires not disclosed

F4 · derivative.exercise_price: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · price: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F4 · derivative.expiration_date: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerRestricted Stock Units · Derivative 13,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,394

Underlying: Common Stock · 13,784 shares

Expires not disclosed

F3 · derivative.exercise_price: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · price: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · derivative.exercise_date: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F3 · derivative.expiration_date: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerRestricted Stock Units · Derivative 8,423 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,178

Underlying: Common Stock · 8,423 shares

Expires not disclosed

F2 · derivative.exercise_price: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F2 · price: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F2 · derivative.exercise_date: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F2 · derivative.expiration_date: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerCommon Stock 142,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 64,707 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 8

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,341

Underlying: Common Stock · 64,707 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F7 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F7 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F7 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 98,274 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 7

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,634

Underlying: Common Stock · 98,274 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F6 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F6 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F6 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 103,182 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,360

Underlying: Common Stock · 103,182 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

F5 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 67,733 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 5

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,178

Underlying: Common Stock · 67,733 shares

Expires not disclosed

F4 · derivative.exercise_price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F4 · price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F4 · derivative.exercise_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F4 · derivative.expiration_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 52,262 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,445

Underlying: Common Stock · 52,262 shares

Expires not disclosed

F3 · derivative.exercise_price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F3 · price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F3 · derivative.exercise_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F3 · derivative.expiration_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantRestricted Stock Units · Derivative 32,183 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 3

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,183

Underlying: Common Stock · 32,183 shares

Expires not disclosed

F2 · derivative.exercise_price: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F2 · price: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F2 · derivative.exercise_date: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

F2 · derivative.expiration_date: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 Tax withholdingCommon Stock 8,260 $49.93 $412,421.80
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,482

Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC RTX Corp RTX · Entity 2823 GrantCommon Stock 351,742 Not disclosed Not disclosed
Disclosure

SEC source: 0000947871-20-000333 · ownership.xml · nonDerivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,742

F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

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March 25, 2020 Filed Mar 27, 2020 17:21 UTC RAYTHEON CO/ RTN · Entity 149943 GrantRestricted Stock Units · Derivative 29,010 $0.00 $0.00
Disclosure

SEC source: 0001047122-20-000071 · wf-form4_158534408006009.xml · derivative · entry 1

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,601

Underlying: Common Stock · 29,010 shares

Expires 2024-03-25

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants.

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March 23, 2020 Filed Mar 24, 2020 18:50 UTC RAYTHEON CO/ RTN · Entity 149943 Tax withholdingCommon Stock 3,082 $115.54 $356,094.28
Disclosure

SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 6

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,229

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March 23, 2020 Filed Mar 24, 2020 18:50 UTC RAYTHEON CO/ RTN · Entity 149943 Tax withholdingCommon Stock 4,055 $115.54 $468,514.70
Disclosure

SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 4

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,973

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March 23, 2020 Filed Mar 24, 2020 18:50 UTC RAYTHEON CO/ RTN · Entity 149943 Tax withholdingCommon Stock 3,846 $115.54 $444,366.84
Disclosure

SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 2

Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,374

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.