Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpRTX · Entity 2823 | President, RIS | January 29, 2023 | January 31, 2023 |
| Xometry, Inc.XMTR · Entity 1915 | Director | March 10, 2026 | March 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date January 29, 2023 · Filed January 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,698 |
Ending reported balance
After 2023-01-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-29 · Exercise / conversion · Acquired 15,426 · Balance 69,851 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Row 2 · 2023-01-30 · Tax withholding · Disposed 5,153 · Balance 64,698 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,423 |
Reported balance
After 2023-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-29 · Exercise / conversion · Disposed 15,426 · Balance 38,423 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan.
Xometry, Inc.
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,073 |
Ending reported balance
After 2026-03-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-10 · Grant · Acquired 3,681 · Balance 30,765 F1: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2027, subject to the Reporting Person's continuous service. F2: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Row 2 · 2026-03-10 · Grant · Acquired 1,308 · Balance 32,073 F3: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs will vest in four equal quarterly installments with the first installment vesting on April 1, 2026, subject to the Reporting Person's continuous service. F2: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2027, subject to the Reporting Person's continuous service.
F2: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer.
F3: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs will vest in four equal quarterly installments with the first installment vesting on April 1, 2026, subject to the Reporting Person's continuous service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 15,976 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Includes 2,703 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 13,273 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,282 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 7,295 · Balance 15,282 F3: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,863 |
Reported balance
After 2020-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-03 · Disposition to issuer · Disposed 8,419 · Balance 6,863 F4: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-03 · Disposition to issuer · Disposed 6,863 · Balance 0 F5: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Includes 2,703 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 13,273 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement.
F3: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F4: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
F5: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 12, 2026 20:41 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001752295-26-000001 · primarydocument.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,073 F3 · shares: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs will vest in four equal quarterly installments with the first installment vesting on April 1, 2026, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 20:41 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 3,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001752295-26-000001 · primarydocument.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,765 F1 · shares: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2027, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 20:18 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004987 · primarydocument.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,084 F1 · shares: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs will vest in two equal quarterly installments with the first installment vesting on October 1, 2025, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:24 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002357 · primarydocument.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,972 F3 · shares: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs will vest in four equal quarterly installments with the first installment vesting on April 1, 2025, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:24 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 5,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002357 · primarydocument.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,184 F1 · shares: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2026, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 16,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007370 · primarydocument.xml · nonDerivative · entry 3 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,495 F3 · shares: Represents a restricted stock unit ("RSU") grant. The shares underlying the RSUs vest in three equal annual installments with the first installment vesting on October 15, 2025, the second installment vesting on October 15, 2026, and the third installment vesting on October 15, 2027, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007370 · primarydocument.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,021 F1 · shares: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2025, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:30 UTC | Xometry, Inc. XMTR · Entity 1915 | GrantClass A Common Stock | 2,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007370 · primarydocument.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,403 F1 · shares: Represents a restricted stock unit ("RSU") grant. All of the shares underlying the RSUs will vest on January 1, 2025, subject to the Reporting Person's continuous service. F2 · price: Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 5,153 | $98.71 | $508,652.63 |
DisclosureSEC source: 0001225208-23-001137 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,698 Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 15,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001137 · doc4.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,423 Underlying: Common Stock · 15,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:05 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 15,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001137 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010818 · doc4.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,636 Underlying: Common Stock · 414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 414 | $83.11 | $34,407.54 |
DisclosureSEC source: 0001225208-22-010818 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,425 Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:01 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-010818 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:11 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,522 | $102.43 | $258,328.46 |
DisclosureSEC source: 0001225208-22-005197 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,425 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:02 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,638 | $99.94 | $163,701.72 |
DisclosureSEC source: 0001225208-22-005002 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,947 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:02 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 461 | $99.94 | $46,072.34 |
DisclosureSEC source: 0001225208-22-005002 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,585 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 96,700 | $94.04 Strike: $94.04 | $9,093,668.00 |
DisclosureSEC source: 0001225208-22-002613 · doc4.xml · derivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Underlying: Common Stock · 96,700 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 6,519 | $90.19 | $587,948.61 |
DisclosureSEC source: 0001225208-22-001234 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,046 Read SEC document |
| January 30, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 18,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001234 · doc4.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,381 Underlying: Common Stock · 18,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan. Read SEC document |
| January 30, 2022 Filed Feb 1, 2022 22:09 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 18,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001234 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,638 | $76.92 | $125,994.96 |
DisclosureSEC source: 0001225208-21-005818 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,475 Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 21:12 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 461 | $76.92 | $35,460.12 |
DisclosureSEC source: 0001225208-21-005818 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,113 Read SEC document |
| March 22, 2021 Filed May 4, 2021 21:05 UTC Amendment | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 1,499 | $76.92 | $115,303.08 |
DisclosureSEC source: 0001225208-21-007504 · doc4a.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,642 F1 · shares: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. F1 · balance_after: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. Read SEC document |
| March 22, 2021 Filed May 4, 2021 21:05 UTC Amendment | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 433 | $76.92 | $33,306.36 |
DisclosureSEC source: 0001225208-21-007504 · doc4a.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,141 F1 · shares: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. F1 · balance_after: Due to an administrative error, the Form 4 filed on March 23, 2021 over-reported the number of shares of RTX common stock withheld to satisfy taxes. This amendment is being filed to correct the number of withheld shares previously reported and the total number of securities owned following the transaction. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,900 | $72.49 Strike: $72.49 | $3,182,311.00 |
DisclosureSEC source: 0001225208-21-002072 · doc4.xml · derivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2031-02-07 F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 28,970 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:18 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 9,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002072 · doc4.xml · derivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,399 Underlying: Common Stock · 9,660 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,747 | $66.28 | $314,631.16 |
DisclosureSEC source: 0001225208-21-001159 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,574 F2 · balance_after: The Form 4 filed by the reporting person on April 3, 2020 incorrectly overstated the number of shares of common stock held by the reporting person by 1 share. This clerical error has been corrected for purposes of calculating the total number of shares of common stock held by the reporting person as reported on this Form 4. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 16,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001159 · doc4.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,739 Underlying: Common Stock · 16,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 16,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001159 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · balance_after: The Form 4 filed by the reporting person on April 3, 2020 incorrectly overstated the number of shares of common stock held by the reporting person by 1 share. This clerical error has been corrected for purposes of calculating the total number of shares of common stock held by the reporting person as reported on this Form 4. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:14 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 27,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014911 · doc4.xml · derivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,135 Underlying: Common Stock · 27,390 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.exercise_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). F1 · derivative.expiration_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of legacy United Technologies Corporation's 2019 Form 10-K). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · derivative · entry 9 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,745 Underlying: Common Stock · 734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · derivative · entry 8 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,479 Underlying: Common Stock · 636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · derivative · entry 7 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,115 Underlying: Common Stock · 598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 734 | $61.97 | $45,485.98 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 6 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,926 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 636 | $61.97 | $39,412.92 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 5 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,660 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 598 | $61.97 | $37,058.06 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 4 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,296 Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 22:41 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011625 · doc4.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 6,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000115 · wf-form4_158637412980532.xml · derivative · entry 4 Azevedo Roy · CIK 0001752295 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,863 shares Expires not disclosed F5 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · price: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 8,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000115 · wf-form4_158637412980532.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,863 Underlying: Common Stock · 8,419 shares Expires not disclosed F4 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · price: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerPerformance Stock Units · Derivative | 7,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000115 · wf-form4_158637412980532.xml · derivative · entry 2 Azevedo Roy · CIK 0001752295 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,282 Underlying: Common Stock · 7,295 shares Expires not disclosed F3 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F3 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the terms of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 15:29 UTC | RAYTHEON CO/ RTN · Entity 149943 | Disposition to issuerCommon Stock | 15,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047122-20-000115 · wf-form4_158637412980532.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes 2,703 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock and 13,273 restricted shares of Raytheon Common Stock that were converted into awards of restricted shares of UTC Common Stock, in each case pursuant to the terms of the Merger Agreement. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:36 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 16,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000336 · ownership.xml · derivative · entry 5 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,713 Underlying: Common Stock · 16,024 shares Expires not disclosed F5 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:36 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 19,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000336 · ownership.xml · derivative · entry 4 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,681 Underlying: Common Stock · 19,657 shares Expires not disclosed F4 · derivative.exercise_price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · price: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · derivative.exercise_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F4 · derivative.expiration_date: Represents RTX RSUs that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:36 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 17,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000336 · ownership.xml · derivative · entry 3 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,032 Underlying: Common Stock · 17,032 shares Expires not disclosed F3 · derivative.exercise_price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F3 · price: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F3 · derivative.exercise_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F3 · derivative.expiration_date: Represents RTX restricted stock units ("RSUs") that, pursuant to the terms of the Merger Agreement, were converted from Raytheon performance-based vesting restricted stock units granted on September 25, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:36 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 374 | $49.93 | $18,673.82 |
DisclosureSEC source: 0000947871-20-000336 · ownership.xml · nonDerivative · entry 2 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,926 Read SEC document |
| April 03, 2020 Filed Apr 8, 2020 16:36 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 37,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-20-000336 · ownership.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,300 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2 · shares: Includes (1) 2,043 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 21, 2018, (2) 10,894 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 20, 2019, and (3) 16,771 restricted shares of RTX Common Stock that were converted from restricted shares of Raytheon Common Stock granted on March 25, 2020, pursuant to the terms of the Merger Agreement. All such shares continue to vest in one-third increments on each of the second, third and fourth anniversaries of their original date of grant, as applicable. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 17:20 UTC | RAYTHEON CO/ RTN · Entity 149943 | GrantCommon Stock | 7,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001047122-20-000069 · wf-form4_158534403420816.xml · nonDerivative · entry 1 Azevedo Roy · CIK 0001752295 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 F1 · shares: Shares of restricted stock that vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.