Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baker Hughes CoBKR · Entity 2993 | Director | May 19, 2026 | May 21, 2026 |
| COMMERCIAL METALS CoCMC · Entity 8783 | Director | June 23, 2026 | June 24, 2026 |
| RTX CorpRTX · Entity 2823 | EVP,Chf Transformation Officer | February 25, 2022 | March 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baker Hughes Co
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Unit 05_26SEC Table II · derivative / convertible security | Direct | 2,749 |
Reported balance
After 2026-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,749 · Balance 2,749 F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement.
COMMERCIAL METALS Co
Report date June 23, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,214 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Grant · Acquired 1,214 · Balance 9,214 F1: Represents the grant of a Restricted Stock Award issued under the 2013 Long-Term Equity Incentive Plan that vests on a 1:1 basis solely in common stock on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of a Restricted Stock Award issued under the 2013 Long-Term Equity Incentive Plan that vests on a 1:1 basis solely in common stock on the first anniversary of the date of grant.
RTX Corp
Report date February 25, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,390 |
Ending reported balance
After 2022-02-28 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2022-02-25 · Exercise / conversion · Acquired 13,000 · Balance 85,390 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2022-02-25 · Sale · Disposed 1,883 · Balance 83,507 Row 3 · 2022-02-25 · Sale · Disposed 5,000 · Balance 78,507 Row 4 · 2022-02-25 · Disposition to issuer · Disposed 11,117 · Balance 67,390 Row 5 · 2022-02-28 · Exercise / conversion · Acquired 13,814 · Balance 81,204 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 6 · 2022-02-28 · Sale · Disposed 2,443 · Balance 78,761 Row 7 · 2022-02-28 · Sale · Disposed 5,000 · Balance 73,761 Row 8 · 2022-02-28 · Disposition to issuer · Disposed 11,371 · Balance 62,390 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $83.58 · Expires 2024-01-01 | Direct | 13,814 |
Reported balance
After 2022-02-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-02-25 · Exercise / conversion · Disposed 13,000 · Balance 13,814 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $83.58 · Expires 2024-01-01 | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-02-28 · Exercise / conversion · Disposed 13,814 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 1,879 |
Reported balance
Holding disclosure · report date 2022-02-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,879 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2026 Filed Jun 24, 2026 15:33 UTC | COMMERCIAL METALS Co CMC · Entity 8783 | GrantCommon Stock | 1,214 | $71.14 | $86,363.96 |
DisclosureSEC source: 0001531769-26-000008 · wk-form4_1782315191.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,214 F1 · shares: Represents the grant of a Restricted Stock Award issued under the 2013 Long-Term Equity Incentive Plan that vests on a 1:1 basis solely in common stock on the first anniversary of the date of grant. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:05 UTC | Baker Hughes Co BKR · Entity 2993 | GrantDeferred Stock Unit 05_26 · Derivative | 2,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001531769-26-000002 · wk-form4_1779397554.xml · derivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,749 Underlying: Class A Common Stock · 2,749 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. F2 · derivative.expiration_date: The Deferred Stock Units vested immediately on the date of grant and will settle within 30 days after retirement. Read SEC document |
| May 20, 2025 Filed May 22, 2025 22:03 UTC | Baker Hughes Co BKR · Entity 2993 | GrantDeferred Stock Unit 05_25 · Derivative | 4,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-25-000087 · wk-form4_1747951398.xml · derivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,820 Underlying: Class A Common Stock · 4,820 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units vested immediately on the date of grant and will settle within 30 days after retirement. F2 · derivative.expiration_date: The deferred stock units vested immediately on the date of grant and will settle within 30 days after retirement. Read SEC document |
| May 22, 2024 Filed May 24, 2024 22:53 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 05_24 · Derivative | 5,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-24-000090 · wk-form4_1716591209.xml · derivative · entry 3 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,453 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vested immediately on the date of grant and immediately settled in shares of Class A Common Stock. F2 · derivative.expiration_date: The restricted stock units vested immediately on the date of grant and immediately settled in shares of Class A Common Stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 22:53 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 05_24 · Derivative | 5,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-24-000090 · wk-form4_1716591209.xml · derivative · entry 2 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,453 Underlying: Class A Common Stock · 5,453 shares Expires 2024-05-22 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vested immediately on the date of grant and immediately settled in shares of Class A Common Stock. F2 · derivative.expiration_date: The restricted stock units vested immediately on the date of grant and immediately settled in shares of Class A Common Stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 22:53 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 5,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-24-000090 · wk-form4_1716591209.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:27 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit · Derivative | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018881 · wk-form4_1684441624.xml · derivative · entry 3 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,377 shares Expires 2023-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:27 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit · Derivative | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018881 · wk-form4_1684441624.xml · derivative · entry 2 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,377 Underlying: Class A Common Stock · 6,377 shares Expires 2023-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:27 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 6,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-018881 · wk-form4_1684441624.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 22:23 UTC | Baker Hughes Co BKR · Entity 2993 | PurchaseClass A Common Stock | 10,000 | $24.39 | $243,900.00 |
DisclosureSEC source: 0001701605-22-000115 · wf-form4_165878782232567.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,977 Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:50 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit D 05_22 · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000096 · wf-form4_165291064146194.xml · derivative · entry 3 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:50 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit D 05_22 · Derivative | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000096 · wf-form4_165291064146194.xml · derivative · entry 2 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 Underlying: Class A Common Stock · 4,977 shares Expires 2022-05-17 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest immediately on the date of grant. F2 · derivative.expiration_date: The restricted stock units vest immediately on the date of grant. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:50 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 4,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000096 · wf-form4_165291064146194.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 13,814 | $0.00 Strike: $83.58 | $0.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · derivative · entry 11 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,814 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 11,371 | $101.53 | $1,154,497.63 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 8 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,390 Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 5,000 | $101.43 | $507,170.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 7 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,761 Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 2,443 | $101.48 | $247,925.41 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,761 Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 13,814 | $83.58 | $1,154,574.12 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 5 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 13,000 | $0.00 Strike: $83.58 | $0.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · derivative · entry 10 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,814 Underlying: Common Stock · 13,000 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 11,117 | $97.73 | $1,086,464.41 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,390 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 5,000 | $97.73 | $488,655.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,507 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 1,883 | $97.76 | $184,083.96 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,507 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $83.58 | $1,086,540.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 26,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · derivative · entry 7 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,110 Underlying: Common Stock · 26,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · derivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,520 Underlying: Common Stock · 15,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 9,682 | $93.01 | $900,522.82 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,390 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 6,758 | $93.01 | $628,561.58 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,072 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 26,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 23:11 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 3,000 | $90.54 | $271,623.00 |
DisclosureSEC source: 0001225208-21-013729 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,374 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 763 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012795 · doc4.xml · derivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,130 Underlying: Common Stock · 763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 763 | $85.96 | $65,587.48 |
DisclosureSEC source: 0001225208-21-012795 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,374 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:26 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 763 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012795 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:03 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 6,000 | $88.98 | $533,882.40 |
DisclosureSEC source: 0001225208-21-008894 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,374 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $88.9801 to $88.9850 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| May 24, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 16,476 | $0.00 Strike: $62.41 | $0.00 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · derivative · entry 9 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,476 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 11,924 | $86.23 | $1,028,206.52 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,374 Read SEC document |
| May 24, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 4,552 | $86.27 | $392,701.95 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 5 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,298 F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.2701 to $86.2800 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| May 24, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 16,476 | $62.41 | $1,028,267.16 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX). Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 18,000 | $0.00 Strike: $62.41 | $0.00 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · derivative · entry 8 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 Underlying: Common Stock · 18,000 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Disposition to issuerCommon Stock | 13,278 | $84.60 | $1,123,318.80 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,374 Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | SaleCommon Stock | 4,722 | $84.64 | $399,655.91 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,652 F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $84.635 to $84.637 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:04 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 18,000 | $62.41 | $1,123,380.00 |
DisclosureSEC source: 0001225208-21-008457 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. This Form 4 reflects the number of RTX shares underlying, and the applicable exercise price, of this SARs award after giving effect to the separation of Otis Worldwide Corporation and Carrier Global Corporation from United Technologies Corporation (UTC) on April 3, 2020 (after which UTC completed its merger of equals with Raytheon Company to form RTX). Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:06 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 3,461 | $84.14 | $291,208.54 |
DisclosureSEC source: 0001225208-21-007505 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,374 Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 7,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007505 · doc4.xml · derivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,047 Underlying: Common Stock · 7,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on May 1, 2017. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on May 1, 2017. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 7,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007505 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:19 UTC | RTX Corp RTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,900 | $72.49 Strike: $72.49 | $3,182,311.00 |
DisclosureSEC source: 0001225208-21-002079 · doc4.xml · derivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,900 Underlying: Common Stock · 43,900 shares Expires 2031-02-07 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 28,970 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:19 UTC | RTX Corp RTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 9,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002079 · doc4.xml · derivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,372 Underlying: Common Stock · 9,660 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 8,386 | $68.43 | $573,853.98 |
DisclosureSEC source: 0001225208-21-000309 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,032 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 4,034 | $68.43 | $276,046.62 |
DisclosureSEC source: 0001225208-21-000309 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,418 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:03 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 25,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000309 · doc4.xml · derivative · entry 7 Dumais Michael R · CIK 0001531769 · EVP, Operations & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,712 Underlying: Common Stock · 25,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on January 2, 2018 under the legacy United Technologies Long-Term Incentive Plan (LTIP). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.