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Nasdaq · USD

RRGB

RED ROBIN GOURMET BURGERS INC

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6468
SEC CIK
0001171759
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422

Last 12 months

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2023 Filed Mar 22, 2023 23:11 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
GrantCommon Stock 185,356 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005332 · form4-03222023_110322.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,012

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 194,988 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 25,000 $11.99 $299,640.00
Disclosure

SEC source: 0001415889-23-004835 · form4-03142023_040301.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,656

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $11.37 to $12.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 9,632 restricted stock units subject to vesting and forfeiture restrictions.

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March 06, 2023 Filed Mar 8, 2023 23:38 UTC
Davis Geoffrey WayneCHIEF PEOPLE OFFICER
PurchaseCommon Stock 1,750.752 $11.42 $19,993.59
Disclosure

SEC source: 0001415889-23-004535 · form4-03082023_110305.xml · nonDerivative · entry 1

Davis Geoffrey Wayne · CIK 0001897682 · CHIEF PEOPLE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,978.752

F1 · shares: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $11.41 to $11.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 24,066 shares subject to vesting and forfeiture restrictions.

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March 03, 2023 Filed Mar 7, 2023 21:05 UTC
Wilson Joshua ToddCHIEF LEGAL OFFICER
PurchaseCommon Stock 10,000 $11.23 $112,250.00
Disclosure

SEC source: 0001415889-23-004397 · form4-03072023_040301.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,395

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $11.20 to $11.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 45,395 shares subject to vesting and forfeiture restrictions.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:05 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantCommon Stock 19,035 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012414 · form4-12122022_101225.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,791

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, December 8, 2022, was $7.32.

F2 · balance_after: Includes 19,035 shares subject to vesting and forfeiture restrictions.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 14,293 $7.64 $109,241.40
Disclosure

SEC source: 0001415889-22-011580 · form4-11182022_041101.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,656

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $7.57 to $7.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 22:30 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
GrantCommon Stock 45,395 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011408 · form4-11152022_101154.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,395

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, November 14, 2022 was $7.58.

F2 · balance_after: Includes 45,395 shares subject to vesting and forfeiture restrictions.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 21:13 UTC
PACE DAVIDDirector
PurchaseCommon Stock 14,492 $6.90 $99,994.80
Disclosure

SEC source: 0001415889-22-011337 · form4-11142022_041101.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,081

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $6.87 to $6.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 9,632 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:09 UTC PurchaseCommon Stock 8,769 $6.96 $61,032.24
Disclosure

SEC source: 0001415889-22-011293 · form4-11102022_101123.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,500

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $6.76 to $7.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · ownership.nature: The shares are held indirectly by the reporting person in the Thomas G. Conforti Revocable Trust, of which Mr. Conforti is the sole trustee.

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November 07, 2022 Filed Nov 9, 2022 21:10 UTC PurchaseCommon Stock 20,000 $7.02 $140,398.00
Disclosure

SEC source: 0001415889-22-011233 · form4-11092022_041102.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,043

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $6.73 to $7.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · ownership.nature: The shares are held indirectly through Steven K Lumpkin Trust U/A,

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November 07, 2022 Filed Nov 9, 2022 21:10 UTC PurchaseCommon Stock 11,231 $6.98 $78,392.38
Disclosure

SEC source: 0001415889-22-011234 · form4-11092022_041107.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,731

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $6.89 to $7.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · ownership.nature: The shares are held indirectly by the reporting person in the Thomas G. Conforti Revocable Trust, of which Mr. Conforti is the sole trustee.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
GrantCommon Stock 123,762 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-009670 · form4-09152022_040902.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,363

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, September 13, 2022 was $7.60.

F2 · balance_after: Includes 133,394 shares subject to vesting and forfeiture restrictions.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 22:16 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 159 $7.53 $1,197.27
Disclosure

SEC source: 0001415889-22-009435 · form4-09072022_030900.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,438

F1 · shares: In connection with the vesting of 553 time-based restricted stock units which were granted on September 6, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 159 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,726 shares subject to vesting and forfeiture restrictions.

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July 01, 2022 Filed Jul 6, 2022 20:05 UTC
Kinder CheriCHIEF ACCOUNTING OFFICER
GrantCommon Stock 3,859 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007464 · form4-07062022_040701.xml · nonDerivative · entry 2

Kinder Cheri · CIK 0001667698 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,783

F2 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant..

F3 · balance_after: Includes 9,783 shares subject to vesting and forfeiture restrictions.

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July 01, 2022 Filed Jul 6, 2022 20:05 UTC
Kinder CheriCHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,924 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007464 · form4-07062022_040701.xml · nonDerivative · entry 1

Kinder Cheri · CIK 0001667698 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to cliff vest on the third anniversary of the date of grant. The closing price on the date of grant, July 1, 2022, was $8.14.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005537 · form4-05232022_060522.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 376 $8.16 $3,068.16
Disclosure

SEC source: 0001415889-22-005536 · form4-05232022_060517.xml · nonDerivative · entry 2

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,597

F2 · shares: In connection with the vesting of 1,303 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 376 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 13,279 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 140 $8.16 $1,142.40
Disclosure

SEC source: 0001415889-22-005536 · form4-05232022_060517.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,973

F1 · shares: In connection with the vesting of 487 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 140 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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May 19, 2022 Filed May 23, 2022 22:01 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 724 $8.16 $5,907.84
Disclosure

SEC source: 0001415889-22-005535 · form4-05232022_060512.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,640

F1 · shares: In connection with the vesting of 2,507 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 724 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 23,259 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
Morse DarlaCHIEF INFORMATION OFFICER
Tax withholdingCommon Stock 384 $8.16 $3,133.44
Disclosure

SEC source: 0001415889-22-005534 · form4-05232022_060507.xml · nonDerivative · entry 1

Morse Darla · CIK 0001855464 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908

F1 · shares: In connection with the vesting of 1,329 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 384 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 14,069 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
Tax withholdingCommon Stock 1,017 $8.16 $8,298.72
Disclosure

SEC source: 0001415889-22-005533 · form4-05232022_060501.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,617

F1 · shares: In connection with the vesting of 3,520 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,017 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 32,918 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005529 · form4-05232022_060537.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,190

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
MURPHY PAUL J B IIIDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 4,410 $8.16 $35,985.60
Disclosure

SEC source: 0001415889-22-005532 · form4-05232022_060556.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,103

F1 · shares: In connection with the vesting of 15,260 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 4,410 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 194,620 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,068 $8.16 $8,714.88
Disclosure

SEC source: 0001415889-22-005531 · form4-05232022_060551.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,190

F1 · shares: In connection with the vesting of 3,697 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,068 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 34,444 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005530 · form4-05232022_060546.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC
PACE DAVIDDirector
GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005528 · form4-05232022_060532.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,589

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC
Kalen HolmesDirector
GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005527 · form4-05232022_060527.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,675

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005526 · form4-05232022_060522.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,601

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005525 · form4-05232022_060517.xml · nonDerivative · entry 1

DUNAWAY CAMBRIA W · CIK 0001379586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005524 · form4-05232022_060506.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,389

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

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May 19, 2022 Filed May 23, 2022 22:00 UTC GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005523 · form4-05232022_060501.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,896

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

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April 19, 2022 Filed Apr 21, 2022 20:10 UTC
Morse DarlaCHIEF INFORMATION OFFICER
Tax withholdingCommon Stock 362 $16.13 $5,839.06
Disclosure

SEC source: 0001415889-22-004214 · form4-04212022_040402.xml · nonDerivative · entry 1

Morse Darla · CIK 0001855464 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,292

F1 · shares: In connection with the vesting of 1,256 time-based restricted stock units which were granted on April 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 362 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 15,398 shares subject to vesting and forfeiture restrictions.

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April 03, 2022 Filed Apr 5, 2022 19:25 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 341 $16.13 $5,500.33
Disclosure

SEC source: 0001415889-22-003791 · form4-04052022_120440.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,258

F1 · shares: In connection with the vesting of 1,181 time-based restricted stock units which were granted on April 3, 2019, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 341 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 38,141 shares subject to vesting and forfeiture restrictions.

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March 25, 2022 Filed Mar 29, 2022 22:37 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 1,218 $16.41 $19,987.38
Disclosure

SEC source: 0001415889-22-003451 · form4-03292022_030358.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,364

F1 · shares: In connection with the vesting of 2,908 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,218 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 25,766 shares subject to vesting and forfeiture restrictions.

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March 25, 2022 Filed Mar 29, 2022 22:38 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
Tax withholdingCommon Stock 1,232 $16.41 $20,217.12
Disclosure

SEC source: 0001415889-22-003453 · form4-03292022_030341.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,634

F1 · shares: In connection with the vesting of 4,264 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,232 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 36,438 shares subject to vesting and forfeiture restrictions.

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March 25, 2022 Filed Mar 29, 2022 22:35 UTC
MURPHY PAUL J B IIIDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 8,306 $16.41 $136,301.46
Disclosure

SEC source: 0001415889-22-003449 · form4-03292022_030306.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,513

F1 · shares: In connection with the vesting of 19,825 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 8,306 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 209,880 shares subject to vesting and forfeiture restrictions.

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March 25, 2022 Filed Mar 29, 2022 22:33 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,691 $16.41 $27,749.31
Disclosure

SEC source: 0001415889-22-003447 · form4-03292022_030310.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,599

F1 · shares: In connection with the vesting of 4,038 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,691 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 39,322 shares subject to vesting and forfeiture restrictions.

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March 25, 2022 Filed Mar 29, 2022 22:22 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 398 $16.41 $6,531.18
Disclosure

SEC source: 0001415889-22-003445 · form4-03292022_030305.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,113

F1 · shares: In connection with the vesting of 1,388 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 398 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 15,069 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:15 UTC
MURPHY PAUL J B IIIDirector · PRESIDENT AND CEO
GrantCommon Stock 91,296 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003304 · form4-03232022_030345.xml · nonDerivative · entry 1

MURPHY PAUL J B III · CIK 0001274078 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,819

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 229,705 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:14 UTC
Schweinfurth Lynn SCHIEF FINANCIAL OFFICER
GrantCommon Stock 21,622 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003302 · form4-03232022_030353.xml · nonDerivative · entry 1

Schweinfurth Lynn S · CIK 0001304686 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,290

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 45,862 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:12 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
GrantCommon Stock 19,945 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003300 · form4-03232022_030304.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,866

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 40,702 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:10 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
GrantCommon Stock 14,418 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003298 · form4-03232022_030312.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,582

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 28,674 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:08 UTC
Morse DarlaCHIEF INFORMATION OFFICER
GrantCommon Stock 8,901 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003296 · form4-03232022_030340.xml · nonDerivative · entry 1

Morse Darla · CIK 0001855464 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,654

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 16,654 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:07 UTC
Davis Geoffrey WayneCHIEF HUMAN RESOURCE OFFICER
GrantCommon Stock 7,988 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003294 · form4-03232022_030311.xml · nonDerivative · entry 1

Davis Geoffrey Wayne · CIK 0001897682 · CHIEF HUMAN RESOURCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,228

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 16,078 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:04 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
GrantCommon Stock 7,029 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003292 · form4-03232022_030344.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 16,457 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2022 Filed Mar 21, 2022 22:31 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
Tax withholdingCommon Stock 482 $17.98 $8,666.36
Disclosure

SEC source: 0001415889-22-003218 · form4-03212022_030346.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,921

F1 · shares: In connection with the vesting of 1,669 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 482 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 20,757 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2022 Filed Mar 21, 2022 22:28 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 260 $17.98 $4,674.80
Disclosure

SEC source: 0001415889-22-003216 · form4-03212022_030348.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,164

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 260 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 14,256 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2022 Filed Mar 21, 2022 22:26 UTC
Buchmeier MichaelCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 60 $17.98 $1,078.80
Disclosure

SEC source: 0001415889-22-003214 · form4-03212022_030344.xml · nonDerivative · entry 1

Buchmeier Michael · CIK 0001787119 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482

F1 · shares: In connection with the vesting of 178 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 60 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 9,428 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:59 UTC
MUHTAR JONATHAN A.CHIEF CONCEPT OFFICER
Tax withholdingCommon Stock 140 $17.86 $2,500.40
Disclosure

SEC source: 0001415889-22-003099 · form4-03172022_100355.xml · nonDerivative · entry 1

MUHTAR JONATHAN A. · CIK 0001660449 · CHIEF CONCEPT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,403

F1 · shares: In connection with the vesting of 485 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 140 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 22,426 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:57 UTC
Kaplan Michael L.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 74 $17.86 $1,321.64
Disclosure

SEC source: 0001415889-22-003098 · form4-03172022_100318.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,424

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 74 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 15,178 shares subject to vesting and forfeiture restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.