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person · Reporting owner

Kalen Holmes

Disclosed activity across 4 companies

Tapewire entity
16927
SEC CIK
0001476414

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468DirectorMay 19, 2022May 23, 2022
STARBUCKS CORPSBUX · Entity 2886evp, Partner ResourcesDecember 15, 2010December 17, 2010
Zumiez IncZUMZ · Entity 5948DirectorFebruary 16, 2022February 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RED ROBIN GOURMET BURGERS INC

Report date May 19, 2022 · Filed May 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,675 Reported balance After 2022-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-19 · Grant · Acquired 9,632 · Balance 29,675

F1: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2: Includes 9,632 shares subject to vesting and forfeiture restrictions.

STARBUCKS CORP

Report date December 15, 2010 · Filed December 17, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,814 Reported balance After 2010-12-15 transaction · row 1
1 source row

Row 1 · 2010-12-15 · Tax withholding · Disposed 2,182 · Balance 30,814

F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Zumiez Inc

Report date February 16, 2022 · Filed February 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,087 Reported balance After 2022-02-16 transaction · row 1
1 source row

Row 1 · 2022-02-16 · Sale · Disposed 2,000 · Balance 5,087

F1: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2021.

F2: Shares sold at a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2021.

F2: Shares sold at a weighted average price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

1Life Healthcare Inc

Report date February 22, 2023 · Filed February 24, 2023

Section 16 reporting ended · disclosed 2023-02-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-22 transaction · row 1
1 source row

Row 1 · 2023-02-22 · Disposition to issuer · Disposed 4,534 · Balance 0

F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration").

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.47 · Expires 2029-09-18Direct0 Reported balance After 2023-02-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-22 · Disposition to issuer · Disposed 13,617 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option ("Option") to purchase Shares granted under any of the Issuer's 2007 Equity Incentive Plan, 2017 Equity Incentive Plan, 2020 Equity Incentive Plan and the Iora Third Amended and Restated 2011 Equity Incentive Plan (collective, the "Issuer Stock Plans") or portion thereof that was vested or became vested as of the Effective Time, and had an exercise price per Share that is less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the amount by which the Merger Consideration exceeds the applicable exercise price per Share of such Option and (ii) the aggregate number of Shares issuable upon exercise of such Option or portion thereof, subject to any required withholding of taxes.

F3: The shares subject to the option are fully vested and immediately exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.47 · Expires 2029-09-18Direct0 Reported balance After 2023-02-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-22 · Disposition to issuer · Disposed 10,462 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option ("Option") to purchase Shares granted under any of the Issuer's 2007 Equity Incentive Plan, 2017 Equity Incentive Plan, 2020 Equity Incentive Plan and the Iora Third Amended and Restated 2011 Equity Incentive Plan (collective, the "Issuer Stock Plans") or portion thereof that was vested or became vested as of the Effective Time, and had an exercise price per Share that is less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the amount by which the Merger Consideration exceeds the applicable exercise price per Share of such Option and (ii) the aggregate number of Shares issuable upon exercise of such Option or portion thereof, subject to any required withholding of taxes.

F4: The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the first anniversary of the vesting commencement date; and 1/48th of the shares subject to the option vest monthly thereafter over the following three years, subject to reporting person's continuous service as of each such date. At the Effective Time, any unvested shares subject to the option was accelerated in full.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2030-05-13Direct0 Reported balance After 2023-02-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-02-22 · Disposition to issuer · Disposed 5,294 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F3: The shares subject to the option are fully vested and immediately exercisable.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-02-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-02-22 · Disposition to issuer · Disposed 20,728 · Balance 0

F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis.

F7: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option ("Option") to purchase Shares granted under any of the Issuer's 2007 Equity Incentive Plan, 2017 Equity Incentive Plan, 2020 Equity Incentive Plan and the Iora Third Amended and Restated 2011 Equity Incentive Plan (collective, the "Issuer Stock Plans") or portion thereof that was vested or became vested as of the Effective Time, and had an exercise price per Share that is less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the amount by which the Merger Consideration exceeds the applicable exercise price per Share of such Option and (ii) the aggregate number of Shares issuable upon exercise of such Option or portion thereof, subject to any required withholding of taxes.

F3: The shares subject to the option are fully vested and immediately exercisable.

F4: The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the first anniversary of the vesting commencement date; and 1/48th of the shares subject to the option vest monthly thereafter over the following three years, subject to reporting person's continuous service as of each such date. At the Effective Time, any unvested shares subject to the option was accelerated in full.

F5: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis.

F7: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 24, 2023 17:33 UTC 1Life Healthcare Inc ONEM · Entity 116460 Disposition to issuerRestricted Stock Units · Derivative 20,728 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001848 · primarydocument.xml · derivative · entry 5

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,728 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis.

F7 · price: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.

F7 · derivative.exercise_date: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.

F7 · derivative.expiration_date: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:33 UTC 1Life Healthcare Inc ONEM · Entity 116460 Disposition to issuerStock Option (Right to Buy) · Derivative 5,294 Not disclosed Strike: $29.00 Not disclosed
Disclosure

SEC source: 0001562180-23-001848 · primarydocument.xml · derivative · entry 4

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,294 shares

Expires 2030-05-13

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:33 UTC 1Life Healthcare Inc ONEM · Entity 116460 Disposition to issuerStock Option (Right to Buy) · Derivative 10,462 Not disclosed Strike: $11.47 Not disclosed
Disclosure

SEC source: 0001562180-23-001848 · primarydocument.xml · derivative · entry 3

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,462 shares

Expires 2029-09-18

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option ("Option") to purchase Shares granted under any of the Issuer's 2007 Equity Incentive Plan, 2017 Equity Incentive Plan, 2020 Equity Incentive Plan and the Iora Third Amended and Restated 2011 Equity Incentive Plan (collective, the "Issuer Stock Plans") or portion thereof that was vested or became vested as of the Effective Time, and had an exercise price per Share that is less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the amount by which the Merger Consideration exceeds the applicable exercise price per Share of such Option and (ii) the aggregate number of Shares issuable upon exercise of such Option or portion thereof, subject to any required withholding of taxes.

F4 · derivative.exercise_date: The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the first anniversary of the vesting commencement date; and 1/48th of the shares subject to the option vest monthly thereafter over the following three years, subject to reporting person's continuous service as of each such date. At the Effective Time, any unvested shares subject to the option was accelerated in full.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:33 UTC 1Life Healthcare Inc ONEM · Entity 116460 Disposition to issuerStock Options (Right to buy) · Derivative 13,617 Not disclosed Strike: $11.47 Not disclosed
Disclosure

SEC source: 0001562180-23-001848 · primarydocument.xml · derivative · entry 2

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,617 shares

Expires 2029-09-18

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option ("Option") to purchase Shares granted under any of the Issuer's 2007 Equity Incentive Plan, 2017 Equity Incentive Plan, 2020 Equity Incentive Plan and the Iora Third Amended and Restated 2011 Equity Incentive Plan (collective, the "Issuer Stock Plans") or portion thereof that was vested or became vested as of the Effective Time, and had an exercise price per Share that is less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the amount by which the Merger Consideration exceeds the applicable exercise price per Share of such Option and (ii) the aggregate number of Shares issuable upon exercise of such Option or portion thereof, subject to any required withholding of taxes.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 17:33 UTC 1Life Healthcare Inc ONEM · Entity 116460 Disposition to issuerCommon Stock 4,534 $18.00 $81,612.00
Disclosure

SEC source: 0001562180-23-001848 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration").

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:40 UTC 1Life Healthcare Inc ONEM · Entity 116460 GrantRestricted Stock Units · Derivative 20,728 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004858 · primarydocument.xml · derivative · entry 3

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,728

Underlying: Common Stock · 20,728 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:40 UTC 1Life Healthcare Inc ONEM · Entity 116460 Exercise / conversionRestricted Stock Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004858 · primarydocument.xml · derivative · entry 2

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:40 UTC 1Life Healthcare Inc ONEM · Entity 116460 Exercise / conversionCommon Stock 4,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-004858 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005527 · form4-05232022_060527.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,675

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 15:20 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,000 $45.79 $91,580.00
Disclosure

SEC source: 0001562180-22-001561 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2021.

F2 · price: Shares sold at a weighted average price.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 18:59 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,000 $44.87 $89,740.00
Disclosure

SEC source: 0001562180-22-000419 · primarydocument.xml · nonDerivative · entry 2

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,087

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in December 2021.

F2 · price: Shares sold at a weighted average price.

Read SEC document
November 19, 2021 Filed Jan 11, 2022 18:59 UTC Zumiez Inc ZUMZ · Entity 5948 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000419 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,087

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:21 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,483 $41.99 $104,261.17
Disclosure

SEC source: 0001562180-21-005364 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,087

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in March 2021.

F2 · price: Shares sold at a weighted average price.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 14:19 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,484 $44.19 $109,767.96
Disclosure

SEC source: 0001562180-21-004964 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,570

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in March 2021.

F2 · price: Shares sold at a weighted average price.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 16:01 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 2,484 $45.16 $112,177.44
Disclosure

SEC source: 0001562180-21-004292 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,054

F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in March 2021.

F2 · price: Shares sold at a weighted average price.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:26 UTC 1Life Healthcare Inc ONEM · Entity 116460 GrantRestricted Stock Units · Derivative 4,534 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004108 · primarydocument.xml · derivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 4,534 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 14:11 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 2,018 $44.59 $89,982.62
Disclosure

SEC source: 0001562180-21-003982 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,538

F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately one year from the Grant Date, in the event the Grantee does not have a Separation from Service prior to this vesting date.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:59 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005724 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,043

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

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January 12, 2021 Filed Jan 14, 2021 20:14 UTC 1Life Healthcare Inc ONEM · Entity 116460 SaleCommon Stock 100 $42.39 $4,239.00
Disclosure

SEC source: 0001562180-21-000347 · primarydocument.xml · nonDerivative · entry 3

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan.

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January 12, 2021 Filed Jan 14, 2021 20:14 UTC 1Life Healthcare Inc ONEM · Entity 116460 SaleCommon Stock 5,101 $41.08 $209,565.91
Disclosure

SEC source: 0001562180-21-000347 · primarydocument.xml · nonDerivative · entry 2

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.00 to $41.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 12, 2021 Filed Jan 14, 2021 20:14 UTC 1Life Healthcare Inc ONEM · Entity 116460 SaleCommon Stock 26,714 $40.20 $1,073,902.80
Disclosure

SEC source: 0001562180-21-000347 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,201

F1 · kind: These trades were made pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.98 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 03, 2020 Filed Jun 4, 2020 14:45 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 3,069 $27.69 $84,980.61
Disclosure

SEC source: 0001562180-20-004276 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,520

F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date.

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May 21, 2020 Filed May 22, 2020 20:53 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 7,768 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006495 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

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May 14, 2020 Filed May 18, 2020 17:47 UTC 1Life Healthcare Inc ONEM · Entity 116460 GrantStock Option (Right to Buy) · Derivative 5,294 $0.00 Strike: $29.00 $0.00
Disclosure

SEC source: 0001209191-20-030191 · doc4.xml · derivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

Underlying: Common Stock · 5,294 shares

Expires 2030-05-13

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant.

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December 09, 2019 Filed Dec 9, 2019 16:26 UTC Zumiez Inc ZUMZ · Entity 5948 SaleCommon Stock 11,395 $34.69 $395,292.55
Disclosure

SEC source: 0001562180-19-005944 · primarydocument.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,451

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June 05, 2019 Filed Jun 6, 2019 15:11 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 4,262 $19.94 $84,984.28
Disclosure

SEC source: 0001179110-19-007272 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,846

F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 5, 2020.

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May 30, 2019 Filed Jun 3, 2019 21:52 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 3,562 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007047 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,074

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $30.88

F2 · balance_after: Includes 3,562 restricted stock units subject to vesting and forfeiture restrictions.

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June 06, 2018 Filed Jun 7, 2018 16:43 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 3,189 $26.65 $84,986.85
Disclosure

SEC source: 0001179110-18-008216 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,584

F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 6, 2019.

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May 30, 2018 Filed Jun 1, 2018 20:09 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 2,184 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007792 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $50.35.

F2 · balance_after: Includes 2,184 restricted stock units subject to vesting and forfeiture restrictions.

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May 31, 2017 Filed Jun 1, 2017 15:07 UTC Zumiez Inc ZUMZ · Entity 5948 GrantCommon Stock 5,986 $14.25 $85,300.50
Disclosure

SEC source: 0001179110-17-008303 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,395

F1 · shares: The shares acquired represent a grant of restricted stock that will vest on May 31, 2018.

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May 18, 2017 Filed May 22, 2017 21:54 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007766 · edgar.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $71.10.

F2 · balance_after: Includes 1,547 restricted stock units subject to vesting and forfeiture restrictions.

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December 15, 2010 Filed Dec 17, 2010 18:31 UTC STARBUCKS CORP SBUX · Entity 2886 Tax withholdingCommon Stock 2,182 $31.87 $69,540.34
Disclosure

SEC source: 0001127602-10-031182 · form4.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,814

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 15, 2010 Filed Nov 17, 2010 19:09 UTC STARBUCKS CORP SBUX · Entity 2886 GrantNon-qualified Stock Option (Right to Buy) · Derivative 48,725 $0.00 Strike: $30.79 $0.00
Disclosure

SEC source: 0001127602-10-028241 · form4.xml · derivative · entry 1

Kalen Holmes · CIK 0001476414 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,725

Underlying: Common Stock · 48,725 shares

Expires 2020-11-15

F1 · derivative.exercise_date: The options become exercisable in one increment of 12,182 shares on November 15, 2011 and three increments of 12,181 shares each on November 15, 2012, November 15, 2013 and November 15, 2014.

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December 15, 2009 Filed Dec 17, 2009 17:46 UTC STARBUCKS CORP SBUX · Entity 2886 GrantNon-qualified Stock Option (Right to Buy) · Derivative 130,378 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001127602-09-025583 · form4.xml · derivative · entry 2

Kalen Holmes · CIK 0001476414 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,378

Underlying: Common Stock · 130,378 shares

Expires 2019-12-15

F2 · derivative.exercise_date: Options become exercisable in two increments of 32,595 shares each on December 15, 2010 and December 15, 2011, and two increments of 32,594 shares each on December 15, 2012 and December 15, 2013.

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December 15, 2009 Filed Dec 17, 2009 17:46 UTC STARBUCKS CORP SBUX · Entity 2886 GrantCommon Stock 32,996 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-025583 · form4.xml · nonDerivative · entry 1

Kalen Holmes · CIK 0001476414 · evp, Partner Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,996

F1 · shares: Represents 32,996 Restricted Stock Units granted December 15, 2009 and vest over a four-year period, with 8,249 shares vesting on each of December 15, 2010, December 15, 2011, December 15, 2012 and December 15, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.