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Mussetter Sarah A.

Disclosed activity across 1 company

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56345
SEC CIK
0001481286

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Reported relationships

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CompanyLast reported asReport datePublished
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468CHIEF LEGAL OFFICERMarch 23, 2026March 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RED ROBIN GOURMET BURGERS INC

Report date March 23, 2026 · Filed March 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,888 Reported balance After 2026-03-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-23 · Sale · Disposed 2,913 · Balance 106,888

F1: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,649 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.12 per share.

Common StockSEC Table I · non-derivativeDirect98,497 Reported balance After 2026-03-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-24 · Tax withholding · Disposed 8,391 · Balance 98,497

F3: In connection with the vesting of 19,181 time-based restricted stock units that were granted on March 24, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 8,391 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4: Includes 47,174 shares subject to vesting and forfeiture restrictions.

Phantom Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct69,350 Reported balance After 2026-03-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-23 · Grant · Acquired 69,350 · Balance 69,350

F5: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,649 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.12 per share.

F3: In connection with the vesting of 19,181 time-based restricted stock units that were granted on March 24, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 8,391 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4: Includes 47,174 shares subject to vesting and forfeiture restrictions.

F5: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2026 Filed Mar 24, 2026 23:38 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 8,391 $3.08 $25,844.28
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,497

F3 · shares: In connection with the vesting of 19,181 time-based restricted stock units that were granted on March 24, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 8,391 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4 · balance_after: Includes 47,174 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:38 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantPhantom Restricted Stock Unit · Derivative 69,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · derivative · entry 3

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,350

Underlying: Common Stock · 69,350 shares

Expires not disclosed

F5 · derivative.exercise_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F5 · derivative.expiration_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:38 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 2,913 $3.12 $9,088.56
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,888

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,649 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.12 per share.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 21:25 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 4,037 $3.21 $12,962.00
Disclosure

SEC source: 0001481286-26-000013 · form4-03172026_090318.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,801

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.2108 per share.

F3 · balance_after: Includes 73,004 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 19, 2026 Filed Feb 19, 2026 22:37 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 3,023 $3.32 $10,036.36
Disclosure

SEC source: 0001481286-26-000006 · form4-02192026_100211.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,838

F2 · kind: Represents the withholding of shares by the issuer on behalf of the reporting person to satisfy tax withholding obligations and fees arising in connection with the vesting of the 6,184 PSUs. This transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 81,817 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 22:37 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 6,184 $0.00 $0.00
Disclosure

SEC source: 0001481286-26-000006 · form4-02192026_100211.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,861

F1 · kind: Represents the acquisition of shares due to the vesting of 6,184 performance-based restricted stock units ("PSUs") under the issuer's 2017 Performance Incentive Plan for the 2023-2025 performance period, following the Compensation Committee's certification on February 17, 2026 of the Company's achievement of 31% of target of the Company's total shareholder return performance relative to a selected peer group (Relative TSR).

Read SEC document
December 09, 2025 Filed Dec 11, 2025 14:02 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 2,800 $3.88 $10,864.28
Disclosure

SEC source: 0001481286-25-000007 · form4-12112025_021237.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,677

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,345 time-based restricted stock units that were granted to the reporting person on December 08, 2022 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.8801 per share.

F3 · balance_after: Includes 81,817 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:03 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 57,543 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 3

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,477

F5 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6 · balance_after: Includes 88,162 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:03 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 919 $4.16 $3,823.04
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,934

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,650 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 30,619 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 23:03 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 1,108 $4.16 $4,609.28
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,853

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,650 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 30,619 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 1,295 $4.39 $5,685.05
Disclosure

SEC source: 0001415889-25-008547 · form4-03182025_080306.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,961

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 37,269 time-based restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 1,354 $4.46 $6,038.84
Disclosure

SEC source: 0001415889-25-008547 · form4-03182025_080306.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,256

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to $4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 37,269 time-based restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
December 08, 2024 Filed Dec 11, 2024 21:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Disposition to issuerCommon Stock 1,824 $5.59 $10,196.16
Disclosure

SEC source: 0001415889-24-028953 · form4-12112024_041201.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,610

F1 · shares: In connection with the vesting of 6,345 time-based restricted stock units that were granted on December 8, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,824 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 46,082 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:15 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 1,911 $6.69 $12,784.59
Disclosure

SEC source: 0001415889-24-008946 · form4-03222024_040304.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,434

F1 · shares: In connection with the vesting of 6,650 time-based restricted stock units that were granted on March 20, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,911 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 52,427 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 26,438 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008131 · form4-03152024_050313.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,345

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 59,077 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 02:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 1,833 $10.77 $19,741.41
Disclosure

SEC source: 0001415889-23-016264 · form4-12122023_021252.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,907

F1 · shares: In connection with the vesting of 6,345 time-based restricted stock units that were granted on December 8, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,833 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 32,639 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 23:15 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 19,949 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005335 · form4-03222023_110359.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,740

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 38,984 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 22:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 19,035 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012414 · form4-12122022_101225.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,791

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, December 8, 2022, was $7.32.

F2 · balance_after: Includes 19,035 shares subject to vesting and forfeiture restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.