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person · Reporting owner

Hart Gerard Johan

Disclosed activity across 3 companies

Tapewire entity
21040
SEC CIK
0001305052

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dutch Bros Inc.BROS · Entity 3641DirectorAugust 20, 2026August 21, 2026
Portillo's Inc.PTLO · Entity 5886DirectorMarch 13, 2026March 17, 2026
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468Director · PRESIDENT AND CEOMarch 21, 2025March 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dutch Bros Inc.

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,236 Reported balance After 2026-08-20 transaction · row 1
1 source row

Row 1 · 2026-08-20 · Exercise / conversion · Acquired 775 · Balance 4,236

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,324 Reported balance After 2026-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-20 · Exercise / conversion · Disposed 775 · Balance 2,324

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Portillo's Inc.

Report date March 13, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect107,965 Reported balance After 2026-03-13 transaction · row 1
1 source row

Row 1 · 2026-03-13 · Exercise / conversion · Acquired 50,070 · Balance 107,965

F1: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.85 · Expires 2026-08-08Direct0 Reported balance After 2026-03-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-13 · Exercise / conversion · Disposed 50,070 · Balance 0

F1: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

Class A common stockSEC Table I · non-derivativeIndirectBy Trust50,072 Reported balance Holding disclosure · report date 2026-03-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,072

Filing footnotes · ownership attribution and instrument terms

F1: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

RED ROBIN GOURMET BURGERS INC

Report date March 21, 2025 · Filed March 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect564,852 Reported balance After 2025-03-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-03-21 · Sale · Disposed 10,418 · Balance 564,852

F1: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

Common StockSEC Table I · non-derivativeDirect556,225 Reported balance After 2025-03-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-03-24 · Sale · Disposed 8,627 · Balance 556,225

F1: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

Common StockSEC Table I · non-derivativeDirect987,259 Reported balance After 2025-03-24 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2025-03-24 · Grant · Acquired 431,034 · Balance 987,259

F5: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6: Includes 693,945 time-based restricted stock units subject to vesting and forfeiture restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

F4: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F5: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6: Includes 693,945 time-based restricted stock units subject to vesting and forfeiture restrictions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 16:19 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000009 · wk-form4_1787329143.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Class A Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 16:19 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000009 · wk-form4_1787329143.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 3,099 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000007 · wk-form4_1778889809.xml · derivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Class A Common Stock · 3,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000007 · wk-form4_1778889809.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which vested on each of August 20, 2025, November 20, 2025, February 20, 2026, and the date of the Issuer's 2026 annual stockholder meeting, which occurred on May 13, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which vested on each of August 20, 2025, November 20, 2025, February 20, 2026, and the date of the Issuer's 2026 annual stockholder meeting, which occurred on May 13, 2026.

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000007 · wk-form4_1778889809.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 00:31 UTC Portillo's Inc. PTLO · Entity 5886 Exercise / conversionStock Option (right to buy) · Derivative 50,070 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001305052-26-000006 · wk-form4_1773707507.xml · derivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 50,070 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

F1 · derivative.exercise_date: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 00:31 UTC Portillo's Inc. PTLO · Entity 5886 Exercise / conversionClass A common stock 50,070 $5.33 $266,873.10
Disclosure

SEC source: 0001305052-26-000006 · wk-form4_1773707507.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options previously granted on 8/8/2016 pursuant to the Issuer's 2014 Equity Incentive Plan, which were substituted for options to purchase shares of Class A common stock under the Issuer's 2021 Equity Incentive Plan in connection with the Issuer's initial public offering. The options vested in equal annual installments on each of the first five anniversaries of the grant date, and are fully vested.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:46 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000004 · wk-form4_1771973196.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:46 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000004 · wk-form4_1771973196.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:39 UTC Portillo's Inc. PTLO · Entity 5886 GrantClass A common stock 26,143 $0.00 $0.00
Disclosure

SEC source: 0001305052-26-000002 · wk-form4_1767649158.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,895

F1 · shares: Represents restricted stock units ("RSUs") granted on January 2, 2026, which will vest in full on December 31, 2026, subject to the Reporting Person's continued service with the Issuer through such vesting date and the terms of the applicable award agreement. Upon vesting of the RSUs, the settlement has been deferred by the Reporting Person, pursuant to the Reporting Person's election made on December 23, 2025 and maintained by the Issuer.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000248 · wk-form4_1763767920.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000248 · wk-form4_1763767920.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:06 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000192 · wk-form4_1755806812.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:06 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000192 · wk-form4_1755806812.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 1,682 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000149 · wk-form4_1747255233.xml · derivative · entry 4

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 1,682 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000149 · wk-form4_1747255233.xml · derivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,682

Underlying: Class A Common Stock · 1,682 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 1,779 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000149 · wk-form4_1747255233.xml · derivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779

Underlying: Class A Common Stock · 1,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000149 · wk-form4_1747255233.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:32 UTC Portillo's Inc. PTLO · Entity 5886 GrantClass A common stock 9,933 $0.00 $0.00
Disclosure

SEC source: 0001871509-25-000056 · wk-form4_1744921916.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,752

F1 · shares: Represents restricted stock units granted on April 15, 2025, which will vest in full on December 31, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date and the terms of the applicable award agreement.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 431,034 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,259

F5 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6 · balance_after: Includes 693,945 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 8,627 $4.16 $35,888.32
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,225

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 21, 2025 Filed Mar 25, 2025 23:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 10,418 $4.16 $43,338.88
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,852

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 17, 2025 Filed Mar 19, 2025 00:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 11,467 $4.39 $50,340.13
Disclosure

SEC source: 0001415889-25-008545 · form4-03182025_080301.xml · nonDerivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,270

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 79,936 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 324,696 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 14, 2025 Filed Mar 19, 2025 00:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 11,997 $4.46 $53,506.62
Disclosure

SEC source: 0001415889-25-008545 · form4-03182025_080301.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,737

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 79,936 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to 4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 324,696 time-based restricted stock units subject to vesting and forfeiture restrictions.

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September 13, 2024 Filed Sep 17, 2024 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 18,048 $3.26 $58,836.48
Disclosure

SEC source: 0001415889-24-023511 · form4-09172024_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,734

F1 · shares: In connection with the vesting of 41,254 time-based restricted stock units which were granted on September 13, 2022, subject to the terms and conditions of the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 18,048 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 404,632 restricted stock units subject to vesting and forfeiture restrictions.

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September 13, 2024 Filed Sep 17, 2024 21:53 UTC Portillo's Inc. PTLO · Entity 5886 ConversionLLC Units of PHD Group Holdings LLC · Derivative 50,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001871509-24-000120 · wk-form4_1726610032.xml · derivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Class A common stock · 50,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the LLC Agreement, LLC Units held by the Reporting Person are exchangeable for shares of Class A common stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The LLC Units have no expiration date.

F3 · price: Pursuant to the LLC Agreement, LLC Units held by the Reporting Person are exchangeable for shares of Class A common stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The LLC Units have no expiration date.

F3 · derivative.exercise_date: Pursuant to the LLC Agreement, LLC Units held by the Reporting Person are exchangeable for shares of Class A common stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The LLC Units have no expiration date.

F3 · derivative.expiration_date: Pursuant to the LLC Agreement, LLC Units held by the Reporting Person are exchangeable for shares of Class A common stock on a one-for-one basis, subject to certain exceptions, conditions and adjustments. The LLC Units have no expiration date.

F1 · derivative.underlying_shares: Represents shares of Class A common stock acquired in connection with the exchange by the Reporting Person of an equal number of LLC Units of PHD Group Holdings LLC in accordance with the terms of the Second Amended and Restated Limited Liability Company Agreement of PHD Group Holdings LLC, dated as of October 20, 2021 (the "LLC Agreement"). At the time of such exchange, an equal number of shares of Class B common stock of the Issuer held by the Reporting Person were cancelled, for no additional consideration, in accordance with the LLC Agreement.

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September 13, 2024 Filed Sep 17, 2024 21:53 UTC Portillo's Inc. PTLO · Entity 5886 ConversionClass A common stock 50,072 $0.00 $0.00
Disclosure

SEC source: 0001871509-24-000120 · wk-form4_1726610032.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 50,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired in connection with the exchange by the Reporting Person of an equal number of LLC Units of PHD Group Holdings LLC in accordance with the terms of the Second Amended and Restated Limited Liability Company Agreement of PHD Group Holdings LLC, dated as of October 20, 2021 (the "LLC Agreement"). At the time of such exchange, an equal number of shares of Class B common stock of the Issuer held by the Reporting Person were cancelled, for no additional consideration, in accordance with the LLC Agreement.

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September 10, 2024 Filed Sep 12, 2024 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 10,000 $3.15 $31,526.00
Disclosure

SEC source: 0001415889-24-023283 · form4-09122024_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,782

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $3.09 to $3.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 445,886 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 02, 2024 Filed May 6, 2024 20:50 UTC Portillo's Inc. PTLO · Entity 5886 GrantClass A common stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0001871509-24-000059 · wk-form4_1715028605.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,819

F1 · shares: Represents restricted stock units granted on May 2, 2024, which will vest in full on December 31, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date and the terms of the applicable award agreement.

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March 20, 2024 Filed Mar 22, 2024 20:15 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 27,031 $6.69 $180,837.39
Disclosure

SEC source: 0001415889-24-008947 · form4-03222024_040306.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,782

F1 · shares: In connection with the vesting of 61,786 time-based restricted stock units that were granted on March 20, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 27,031 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 445,886 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 239,808 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008129 · form4-03152024_050307.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,813

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 498,040 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:40 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 3,085 $10.18 $31,405.30
Disclosure

SEC source: 0001415889-24-002323 · form4-02022024_090235.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,005

F1 · shares: In connection with the vesting of 9,632 time-based restricted stock units that were granted on May 19, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 3,085 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 258,232 shares subject to vesting and forfeiture restrictions.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 11,922 $10.37 $123,631.14
Disclosure

SEC source: 0001415889-23-013301 · form4-09152023_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,090

F1 · shares: In connection with the vesting of 41,254 time-based restricted stock units which were granted on September 13, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 11,922 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 267,864 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 25,000 $10.26 $256,500.00
Disclosure

SEC source: 0001415889-23-012601 · form4-08242023_040801.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,012

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $10.15 to $10.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 309,118 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 15,000 $12.91 $193,605.00
Disclosure

SEC source: 0001415889-23-009319 · form4-06062023_040603.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,012

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $12.78 to $12.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 309,118 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 20:34 UTC Portillo's Inc. PTLO · Entity 5886 GrantClass A common stock 5,769 $20.80 $119,995.20
Disclosure

SEC source: 0001871509-23-000042 · wf-form4_168081324173661.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,769

F1 · shares: Represents restricted stock units granted on April 4, 2023, which will vest in full on December 31, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date and the terms of the applicable award agreement.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 23:11 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 185,356 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005332 · form4-03222023_110322.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,012

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 194,988 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 25,000 $11.99 $299,640.00
Disclosure

SEC source: 0001415889-23-004835 · form4-03142023_040301.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,656

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $11.37 to $12.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 9,632 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 14,293 $7.64 $109,241.40
Disclosure

SEC source: 0001415889-22-011580 · form4-11182022_041101.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,656

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $7.57 to $7.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 123,762 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-009670 · form4-09152022_040902.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,363

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, September 13, 2022 was $7.60.

F2 · balance_after: Includes 133,394 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 9,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005526 · form4-05232022_060522.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,601

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,632 shares subject to vesting and forfeiture restrictions.

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May 20, 2021 Filed May 21, 2021 20:57 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 3,201 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005722 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 3,201 restricted stock units subject to vesting and forfeiture restrictions.

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March 30, 2021 Filed Mar 31, 2021 21:22 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 2,811 $39.17 $110,106.87
Disclosure

SEC source: 0001179110-21-003900 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768

F1 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:36 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 SaleCommon Stock 5,000 $37.78 $188,900.00
Disclosure

SEC source: 0001179110-21-003432 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,579

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.75 to $38.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:49 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 7,768 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006491 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $14.16.

F2 · balance_after: Includes 7,768 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:18 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 5,000 $27.84 $139,186.50
Disclosure

SEC source: 0001179110-19-012844 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,811

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $27.60 to $28.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 2,811 restricted stock units subject to vesting and forfeiture restrictions.

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August 05, 2019 Filed Aug 7, 2019 21:28 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 2,811 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009262 · edgar.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $32.61.

F2 · balance_after: Includes 2,811 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.