TapewireFind a company

person · Reporting owner

Kaplan Michael L.

Disclosed activity across 3 companies

Tapewire entity
52073
SEC CIK
0001587883

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468CHIEF LEGAL OFFICERMay 19, 2022May 23, 2022
StandardAero, Inc.SARO · Entity 3637Chief Legal OfficerApril 15, 2026April 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RED ROBIN GOURMET BURGERS INC

Report date May 19, 2022 · Filed May 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,640 Reported balance After 2022-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-19 · Tax withholding · Disposed 724 · Balance 34,640

F1: In connection with the vesting of 2,507 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 724 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Includes 23,259 shares subject to vesting and forfeiture restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the vesting of 2,507 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 724 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Includes 23,259 shares subject to vesting and forfeiture restrictions.

StandardAero, Inc.

Report date April 15, 2026 · Filed April 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,899 Reported balance After 2026-04-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-15 · Grant · Acquired 10,899 · Balance 10,899

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The RSUs vest in three equal annual installments beginning on April 15, 2027.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.24 · Expires 2036-04-15Direct23,194 Reported balance After 2026-04-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-15 · Grant · Acquired 23,194 · Balance 23,194

F3: The stock option vests in three equal annual installments beginning on April 15, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2: The RSUs vest in three equal annual installments beginning on April 15, 2027.

F3: The stock option vests in three equal annual installments beginning on April 15, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

M.D.C. HOLDINGS, INC.

Report date April 19, 2024 · Filed April 19, 2024

Section 16 reporting ended · disclosed 2024-04-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 Par ValueSEC Table I · non-derivativeDirect0 Reported balance After 2024-04-19 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-04-19 · Disposition to issuer · Disposed 3,040 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration").

Common Stock $.01 Par ValueSEC Table I · non-derivativeDirect0 Reported balance After 2024-04-19 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-04-19 · Disposition to issuer · Disposed 8,531 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock award ("Issuer RSA") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the aggregate number of shares of common stock subject to such Issuer RSA, multiplied by (B) the Merger Consideration, subject to any required withholding of taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock award ("Issuer RSA") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the aggregate number of shares of common stock subject to such Issuer RSA, multiplied by (B) the Merger Consideration, subject to any required withholding of taxes.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2026 Filed Apr 17, 2026 23:39 UTC StandardAero, Inc. SARO · Entity 3637 GrantEmployee Stock Option (right to buy) · Derivative 23,194 $0.00 Strike: $27.24 $0.00
Disclosure

SEC source: 0001193125-26-162035 · ownership.xml · derivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,194

Underlying: Common Stock · 23,194 shares

Expires 2036-04-15

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning on April 15, 2027.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 23:39 UTC StandardAero, Inc. SARO · Entity 3637 GrantRestricted Stock Units · Derivative 10,899 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-162035 · ownership.xml · derivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,899

Underlying: Common Stock · 10,899 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on April 15, 2027.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on April 15, 2027.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 23:35 UTC StandardAero, Inc. SARO · Entity 3637 GrantRestricted Stock Units · Derivative 8,825 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-242718 · ownership.xml · derivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,825

Underlying: Common Stock · 8,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 15, 2026.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 15, 2026.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 13:21 UTC M.D.C. HOLDINGS, INC. MDC · Entity 91883 Disposition to issuerCommon Stock $.01 Par Value 8,531 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-001139 · es240470747_4-kaplan.xml · nonDerivative · entry 2

Kaplan Michael L. · CIK 0001587883 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock award ("Issuer RSA") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the aggregate number of shares of common stock subject to such Issuer RSA, multiplied by (B) the Merger Consideration, subject to any required withholding of taxes.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 13:21 UTC M.D.C. HOLDINGS, INC. MDC · Entity 91883 Disposition to issuerCommon Stock $.01 Par Value 3,040 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-24-001139 · es240470747_4-kaplan.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · SVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration").

Read SEC document
February 03, 2024 Filed Feb 5, 2024 23:03 UTC M.D.C. HOLDINGS, INC. MDC · Entity 91883 Tax withholdingCommon Stock $.01 Par Value 238 $62.74 $14,932.12
Disclosure

SEC source: 0001062993-24-002012 · form4.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · SVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,571

F1 · shares: Restricted stock vesting -- share withholding pursuant to irrevocable election made outside of blackout periods (May 8, 2023).

F2 · price: Closing Price on February 2, 2024.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 19:41 UTC M.D.C. HOLDINGS, INC. MDC · Entity 91883 Tax withholdingCommon Stock $.01 Par Value 989 $40.37 $39,925.93
Disclosure

SEC source: 0001062993-23-019238 · form4.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · SVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,809

F1 · shares: Restricted stock vesting -- share withholding pursuant to irrevocable election made outside of blackout periods (November 2022).

Read SEC document
February 03, 2023 Filed Feb 6, 2023 20:35 UTC M.D.C. HOLDINGS, INC. MDC · Entity 91883 GrantCommon Stock $.01 Par Value 2,479 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002252 · form4.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,798

F1 · shares: Shares of restricted stock granted on February 3, 2023 for no cash consideration pursuant to the Company's 2021 Equity Incentive Plan and a Restricted Stock Agreement. The restrictions will lapse as to 33-1/3% of the shares over three years starting with the first anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:01 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 724 $8.16 $5,907.84
Disclosure

SEC source: 0001415889-22-005535 · form4-05232022_060512.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,640

F1 · shares: In connection with the vesting of 2,507 time-based restricted stock units which were granted on May 19, 2021, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 724 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 23,259 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 22:37 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 1,218 $16.41 $19,987.38
Disclosure

SEC source: 0001415889-22-003451 · form4-03292022_030358.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,364

F1 · shares: In connection with the vesting of 2,908 time-based restricted stock units which were granted on March 25, 2020, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 1,218 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 25,766 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 22:10 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 14,418 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003298 · form4-03232022_030312.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,582

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 28,674 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2022 Filed Mar 21, 2022 22:28 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 260 $17.98 $4,674.80
Disclosure

SEC source: 0001415889-22-003216 · form4-03212022_030348.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,164

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 260 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 14,256 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:57 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 74 $17.86 $1,321.64
Disclosure

SEC source: 0001415889-22-003098 · form4-03172022_100318.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,424

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 74 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 15,178 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:43 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 94 $17.10 $1,607.40
Disclosure

SEC source: 0001415889-22-001676 · form4-02232022_010251.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,498

F1 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle with the number of PSUs earned determined based on achievement of performance objectives approved by the issuer's Compensation Committee for each year in the performance cycle. On February 5, 2020, the issuer's Compensation Committee determined that the objectives for the first tranche were achieved, resulting in 335 shares being earned by the reporting person, as previously reported. No shares were earned with respect to the second and third tranches. In connection with the vesting of and issuance of such 335 shares, the reporting person sold 94 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,354 shares subject to vesting and forfeiture restrictions.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:35 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 7,520 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005708 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,592

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 15,781 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:20 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 840 $38.86 $32,642.40
Disclosure

SEC source: 0001179110-21-003818 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

F1 · shares: In connection with the vesting of 2,908 time-based restricted stock units which were granted on March 25, 2020 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 840 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 8,261 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 21:24 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 261 $39.37 $10,275.57
Disclosure

SEC source: 0001179110-21-003671 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,912

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 261 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 11,169 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:19 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 75 $41.14 $3,085.50
Disclosure

SEC source: 0001179110-21-003559 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 75 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,091 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:11 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 112 $30.82 $3,451.84
Disclosure

SEC source: 0001179110-21-002278 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,248

F1 · shares: In connection with the vesting of 330 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 112 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,359 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:07 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 137 $29.05 $3,979.85
Disclosure

SEC source: 0001179110-21-001552 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,360

F1 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 2,145 shares of the issuer's common stock (at target) under the issuer's 2017 Performance Incentive Plan, as amended. The PSUs cliff vest at the end of a three year performance cycle. On February 9, 2021, the compensation committee determined final achievement, resulting in a total of 405 shares being earned in 2018 and 2019 by the reporting person, as previously reported. In connection with the vesting of 405 performance stock units, the reporting person sold 137 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 12,689 shares subject to vesting forfeiture restrictions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:32 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantEmployee Stock Option (Right to Buy) · Derivative 17,522 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001179110-20-004157 · edgar.xml · derivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,522

Underlying: Common Stock · 17,522 shares

Expires 2030-03-25

F3 · derivative.exercise_date: One-third of the options are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:32 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 8,723 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004157 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on the date of grant, March 25, 2020, was $12.61

F2 · balance_after: Includes 13,094 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:35 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 267 $6.54 $1,746.18
Disclosure

SEC source: 0001179110-20-004077 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

F1 · shares: In connection with the vesting of 922 time-based restricted stock units which were granted on March 19, 2019 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 267 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 4,371 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:58 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 77 $9.17 $706.09
Disclosure

SEC source: 0001179110-20-003858 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,041

F1 · shares: In connection with the vesting of 268 time-based restricted stock units which were granted on March 15, 2018 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 77 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,293 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 23:46 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 113 $35.18 $3,975.34
Disclosure

SEC source: 0001179110-20-002296 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

F1 · shares: In connection with the vesting of 330 time-based restricted stock units which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 113 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 4,821 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:06 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 80 $35.17 $2,813.60
Disclosure

SEC source: 0001179110-20-001861 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

F1 · shares: In connection with the vesting of 236 time-based restricted stock units which were granted on February 17, 2016 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 80 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 5,151 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:44 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001276 · edgar.xml · nonDerivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,311

F2 · shares: On March 19, 2019, the reporting person received a grant of performance share units (PSUs) representing 7,486 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the first tranche (2019) were achieved at a level resulting in 335 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 26, 2021.

F3 · balance_after: Includes 5,387 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:44 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001276 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,976

F1 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 2,145 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 5, 2020, the compensation committee determined that the objectives for the second tranche (2019) were achieved at a level resulting in 96 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:16 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 21 $67.35 $1,414.35
Disclosure

SEC source: 0001179110-17-013110 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,446

F1 · shares: In connection with the vesting of 67 time-based units, which were granted on October 1, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 21 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 2,543 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:39 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantEmployee Stock Option (Right to Buy) · Derivative 7,419 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001179110-17-003417 · edgar.xml · derivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

Underlying: Common Stock · 7,419 shares

Expires 2027-02-24

F3 · derivative.exercise_date: One-fourth (1/4) of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:39 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 1,321 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003417 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

F1 · shares: Represents a grant of time-based stock units under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth (1/4) of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, February 24, 2017, was $47.00.

F2 · balance_after: Includes 2,610 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:25 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 69 $47.50 $3,277.50
Disclosure

SEC source: 0001179110-17-003055 · edgar.xml · nonDerivative · entry 2

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,146

F2 · shares: In connection with the vesting of 186 time-based restricted stock units, which were granted on February 19, 2014 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 69 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 1,289 restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:25 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 61 $47.50 $2,897.50
Disclosure

SEC source: 0001179110-17-003055 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215

F1 · shares: In connection with the vesting of 164 time-based restricted stock units, which were granted on February 18, 2015 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 61 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:28 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 87 $47.80 $4,158.60
Disclosure

SEC source: 0001179110-17-002784 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

F1 · shares: In connection with the vesting of 236 time-based restricted stock units which were granted on February 17, 2016 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 87 of such shares to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 1,639 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:19 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 21 $45.52 $955.92
Disclosure

SEC source: 0001179110-16-030450 · edgar.xml · nonDerivative · entry 1

Kaplan Michael L. · CIK 0001587883 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

F1 · shares: In connection with the vesting of 68 time-based restricted stock units, which were granted on October 1, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 21 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 1,875 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.