Last 12 months
Inside the activity.
0 purchase rows · 164 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 101 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 29 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC |
NOSBUSCH KEITH DDirector
|
SaleCommon Stock | 20,000 | $152.14 | $3,042,854.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,595 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.08 to $152.1916. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Represents (i) 330,415 shares held individually by the reporting person or by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC |
NOSBUSCH KEITH DDirector
|
Exercise / conversionCommon Stock | 300 | $104.08 | $31,224.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC |
NOSBUSCH KEITH DDirector
|
Exercise / conversionCommon Stock | 533 | $115.69 | $61,662.77 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC |
NOSBUSCH KEITH DDirector
|
Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 14:56 UTC |
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
|
Disposition to issuerCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000389 · form.xml · nonDerivative · entry 2 HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,459 Read SEC document |
| January 09, 2017 Filed Dec 4, 2017 23:14 UTC |
Kingsley Lawrence DDirector
|
SaleCommon Stock | 171 | $139.32 | $23,823.72 |
DisclosureSEC source: 0001246360-17-003180 · form.xml · nonDerivative · entry 16 Kingsley Lawrence D · CIK 0001301427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,848.868 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 09, 2017 Filed Dec 4, 2017 23:14 UTC |
Kingsley Lawrence DDirector
|
SaleCommon Stock | 397 | $139.48 | $55,373.56 |
DisclosureSEC source: 0001246360-17-003180 · form.xml · nonDerivative · entry 15 Kingsley Lawrence D · CIK 0001301427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,019.868 F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:50 UTC |
Holloman James PhillipDirector
|
GrantRestricted Stock Units · Derivative | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000062 · form.xml · derivative · entry 1 Holloman James Phillip · CIK 0001424987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,055 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan. F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances. F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:42 UTC |
House Rebecca WSr.VP, Gen Counsel & Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 14,600 | $0.00 Strike: $138.54 | $0.00 |
DisclosureSEC source: 0001246360-17-000061 · form.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600 Underlying: Common Stock · 14,600 shares Expires 2027-01-03 F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:42 UTC |
House Rebecca WSr.VP, Gen Counsel & Secretary
|
GrantCommon Stock | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000061 · form.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 19:21 UTC |
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
|
SaleCommon Stock | 588 | $137.38 | $80,781.56 |
DisclosureSEC source: 0001246360-16-007390 · form.xml · nonDerivative · entry 2 HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,418 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $137.38 to $137.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 8/31/2016. F4 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007378 · form.xml · derivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
MILLER JOHN MVP and Chief IP Counsel
|
GrantCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007378 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
Schmitt SusanSr. VP, HR
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,600 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007376 · form.xml · derivative · entry 3 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Underlying: Common Stock · 11,600 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
Schmitt SusanSr. VP, HR
|
GrantCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007376 · form.xml · nonDerivative · entry 2 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,624 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 2,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
Murphy Robert BSr. VP Operations & Eng. Svcs.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007374 · form.xml · derivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC |
Murphy Robert BSr. VP Operations & Eng. Svcs.
|
GrantCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007374 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 930 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC |
MCDERMOTT JOHN PSr. Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 14,300 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007377 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Underlying: Common Stock · 14,300 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC |
MCDERMOTT JOHN PSr. Vice President
|
GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007377 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,609 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC |
Moret Blake D.Director · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 62,400 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007375 · form.xml · derivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,400 Underlying: Common Stock · 62,400 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC |
Moret Blake D.Director · President and CEO
|
GrantCommon Stock | 3,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007375 · form.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,226 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
CRANDALL THEODORE DSr.VP and CFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 23,200 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007373 · form.xml · derivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Underlying: Common Stock · 23,200 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
CRANDALL THEODORE DSr.VP and CFO
|
GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007373 · form.xml · nonDerivative · entry 2 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762.6663 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
DORGAN DAVID MVP and Controller
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 3,100 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007372 · form.xml · derivative · entry 3 DORGAN DAVID M · CIK 0001204907 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Underlying: Common Stock · 3,100 shares Expires 2026-12-06 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
DORGAN DAVID MVP and Controller
|
GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007372 · form.xml · nonDerivative · entry 2 DORGAN DAVID M · CIK 0001204907 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,455 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
Etzel Steven W.VP and Treasurer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 3,100 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007371 · form.xml · derivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Underlying: Common Stock · 3,100 shares Expires 2026-12-06 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC |
Etzel Steven W.VP and Treasurer
|
GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007371 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,595 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,200 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007370 · form.xml · derivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Underlying: Common Stock · 23,200 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
|
| December 06, 2016 Filed Dec 8, 2016 16:35 UTC | GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007370 · form.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,332 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
|
| December 06, 2016 Filed Dec 8, 2016 16:28 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 14,700 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007369 · form.xml · derivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,700 Underlying: Common Stock · 14,700 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:28 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
GrantCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007369 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,873 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 2,940 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:14 UTC Amendment |
Chand SujeetSr VP & Chief Tech. Officer
|
SaleCommon Stock | 592 | $135.95 | $80,483.94 |
DisclosureSEC source: 0001246360-16-007318 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,963 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/4/2016. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $135.9475 to $135.965. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amended to include 2,200 shares that were omitted from the total amount beneficially owned as last reported for this person due to an administrative error. F5 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 22:07 UTC |
Schmitt SusanSr. VP, HR
|
SaleCommon Stock | 885 | $137.41 | $121,608.03 |
DisclosureSEC source: 0001246360-16-007326 · form.xml · nonDerivative · entry 3 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,904 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:35 UTC |
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
|
SaleCommon Stock | 592 | $135.97 | $80,494.00 |
DisclosureSEC source: 0001246360-16-007314 · form.xml · nonDerivative · entry 3 HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,006 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/31/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:35 UTC |
DORGAN DAVID MVP and Controller
|
SaleCommon Stock | 91 | $135.95 | $12,371.14 |
DisclosureSEC source: 0001246360-16-007313 · form.xml · nonDerivative · entry 3 DORGAN DAVID M · CIK 0001204907 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,265 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 440 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:35 UTC |
CRANDALL THEODORE DSr.VP and CFO
|
SaleCommon Stock | 888 | $135.95 | $120,726.62 |
DisclosureSEC source: 0001246360-16-007312 · form.xml · nonDerivative · entry 3 CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,332.6663 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 3,290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:35 UTC |
Etzel Steven W.VP and Treasurer
|
SaleCommon Stock | 91 | $135.95 | $12,371.58 |
DisclosureSEC source: 0001246360-16-007311 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,405 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/24/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:28 UTC |
Chand SujeetSr VP & Chief Tech. Officer
|
SaleCommon Stock | 592 | $135.95 | $80,483.94 |
DisclosureSEC source: 0001246360-16-007310 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,763 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $135.9475 to $135.965. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:28 UTC |
Champa Kenneth MSenior Vice President
|
SaleCommon Stock | 73 | $135.98 | $9,926.18 |
DisclosureSEC source: 0001246360-16-007309 · form.xml · nonDerivative · entry 3 Champa Kenneth M · CIK 0001677463 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 08/30/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 260 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:21 UTC |
NOSBUSCH KEITH DDirector
|
SaleCommon Stock | 529 | $135.94 | $71,910.94 |
DisclosureSEC source: 0001246360-16-007308 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,862 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/30/2016 to cover taxes due on performance shares that vested on 12/04/2016. F7 · ownership.direct: Represents (i) 348,682 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC |
Moret Blake D.Director · President and CEO
|
SaleCommon Stock | 626 | $135.96 | $85,111.46 |
DisclosureSEC source: 0001246360-16-007307 · form.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,376 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 08/31/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 4,200 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC | SaleCommon Stock | 728 | $135.95 | $98,973.06 |
DisclosureSEC source: 0001246360-16-007306 · form.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,902 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 3,290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
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| December 05, 2016 Filed Dec 6, 2016 15:14 UTC |
MCDERMOTT JOHN PSr. Vice President
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SaleCommon Stock | 418 | $136.02 | $56,858.03 |
DisclosureSEC source: 0001246360-16-007305 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,729 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC |
MILLER JOHN MVP and Chief IP Counsel
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SaleCommon Stock | 91 | $135.93 | $12,369.90 |
DisclosureSEC source: 0001246360-16-007304 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/17/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 440 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:07 UTC |
Murphy Robert BSr. VP Operations & Eng. Svcs.
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SaleCommon Stock | 73 | $135.96 | $9,924.81 |
DisclosureSEC source: 0001246360-16-007303 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 21:14 UTC Amendment |
Chand SujeetSr VP & Chief Tech. Officer
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Exercise / conversionCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007318 · form.xml · nonDerivative · entry 1 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · balance_after: Amended to include 2,200 shares that were omitted from the total amount beneficially owned as last reported for this person due to an administrative error. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 22:07 UTC |
Schmitt SusanSr. VP, HR
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Exercise / conversionPerformance Shares · Derivative | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007326 · form.xml · derivative · entry 5 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 22:07 UTC |
Schmitt SusanSr. VP, HR
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Exercise / conversionCommon Stock | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007326 · form.xml · nonDerivative · entry 2 Schmitt Susan · CIK 0001405747 · Sr. VP, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:35 UTC |
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
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Exercise / conversionPerformance Shares · Derivative | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007314 · form.xml · derivative · entry 5 HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 260 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:35 UTC |
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
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Exercise / conversionCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007314 · form.xml · nonDerivative · entry 2 HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.