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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2019 Filed Dec 9, 2019 17:56 UTC
Moret Blake D.Director · President and CEO
GrantEmployee stock option (right to buy) · Derivative 70,200 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002607 · form.xml · derivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,200

Underlying: Common Stock · 70,200 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:56 UTC
Moret Blake D.Director · President and CEO
GrantCommon Stock 4,280 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002607 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,686

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 16,010 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:56 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantEmployee stock option (right to buy) · Derivative 2,100 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002606 · form.xml · derivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:56 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002606 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,815

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC GrantEmployee stock option (right to buy) · Derivative 16,300 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002603 · form.xml · derivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Underlying: Common Stock · 16,300 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002603 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,431

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 4,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC
Goris Patrick P.Sr. VP and CFO
GrantEmployee stock option (right to buy) · Derivative 21,400 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002602 · form.xml · derivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

Underlying: Common Stock · 21,400 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC
Goris Patrick P.Sr. VP and CFO
GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002602 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101.96

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 4,700 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantEmployee stock option (right to buy) · Derivative 12,600 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002604 · form.xml · derivative · entry 3

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Common Stock · 12,600 shares

Expires 2029-12-05

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:49 UTC
House Rebecca WSr.VP, Gen Counsel & Secretary
GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002604 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,990

F3 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Fooks Elik ISenior Vice President
GrantEmployee stock option (right to buy) · Derivative 5,700 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002600 · form.xml · derivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Fooks Elik ISenior Vice President
GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002600 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846.8046

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 1,490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantEmployee stock option (right to buy) · Derivative 11,300 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002597 · form.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2029-12-05

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002597 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,890

F3 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,960 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Genovesi John ASenior Vice President
GrantEmployee stock option (right to buy) · Derivative 6,300 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002599 · form.xml · derivative · entry 3

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Genovesi John ASenior Vice President
GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002599 · form.xml · nonDerivative · entry 2

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

F2 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 2,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Donato ThomasSenior Vice President
GrantRestricted stock units · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002598 · form.xml · derivative · entry 2

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390

Underlying: Common Stock · 390 shares

Expires 2022-12-05

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F3 · kind: Restricted stock units awarded under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Donato ThomasSenior Vice President
GrantEmployee stock option (right to buy) · Derivative 6,300 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002598 · form.xml · derivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2029-12-05

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:21 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-19-002514 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,700

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:21 UTC
Moret Blake D.Director · President and CEO
Tax withholdingCommon Stock 489 $196.32 $96,000.48
Disclosure

SEC source: 0001246360-19-002514 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,406

F3 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 18:21 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001246360-19-002514 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-19-002508 · form.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Tax withholdingCommon Stock 499 $194.80 $97,205.20
Disclosure

SEC source: 0001246360-19-002508 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,685

F2 · ownership.direct: Includes 1,380 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,400 $69.57 $97,398.00
Disclosure

SEC source: 0001246360-19-002508 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:28 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,966 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001246360-19-002490 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,734

Underlying: Common Stock · 7,966 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:28 UTC SaleCommon Stock 7,500 $196.02 $1,470,175.50
Disclosure

SEC source: 0001246360-19-002490 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,431

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $195.7500 to $196.3050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:28 UTC Exercise / conversionCommon Stock 7,966 $136.40 $1,086,562.40
Disclosure

SEC source: 0001246360-19-002490 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:42 UTC
DORGAN DAVID MVP and Controller
OtherCommon Stock Share Equivalents · Derivative 178.2171 $0.00 Strike: $197.67 $0.00
Disclosure

SEC source: 0001246360-19-002459 · form.xml · derivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual.Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 178.2171 shares

Expires not disclosed

F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/18/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:42 UTC
DORGAN DAVID MVP and Controller
OtherCommon Stock 1,717.6222 $197.67 $339,522.38
Disclosure

SEC source: 0001246360-19-002459 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/18/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,800 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · derivative · entry 9

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 00:00 UTC SaleCommon Stock 4,800 $198.77 $954,100.32
Disclosure

SEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,965

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.7500 to $198.8990. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 3,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 15, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionCommon Stock 4,800 $104.08 $499,584.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:28 UTC
Fooks Elik ISenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,100 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-19-002430 · form.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,100 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:28 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 7,100 $199.07 $1,413,399.13
Disclosure

SEC source: 0001246360-19-002430 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496.8046

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.80 to $199.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:28 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 7,100 $69.57 $493,947.00
Disclosure

SEC source: 0001246360-19-002430 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · derivative · entry 9

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,400 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · derivative · entry 8

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,600 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · derivative · entry 7

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
GiftCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · nonDerivative · entry 6

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

F3 · ownership.direct: Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 10,148 $198.22 $2,011,549.75
Disclosure

SEC source: 0001246360-19-002446 · form.xml · nonDerivative · entry 5

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0700 to $198.2865. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 3,400 $80.11 $272,374.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · nonDerivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 2,600 $108.89 $283,114.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 3,200 $115.69 $370,208.00
Disclosure

SEC source: 0001246360-19-002446 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · derivative · entry 8

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 5,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC SaleCommon Stock 13,397 $199.26 $2,669,551.87
Disclosure

SEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,965

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.0624 to $199.5800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionCommon Stock 3,900 $108.89 $424,671.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 16, 2019 00:00 UTC Exercise / conversionCommon Stock 5,000 $104.08 $520,400.00
Disclosure

SEC source: 0001246360-19-002447 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 15, 2019 23:49 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-19-002445 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 15, 2019 23:49 UTC
Etzel Steven W.VP and Treasurer
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,963

F3 · ownership.direct: Includes 1,080 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.