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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 13, 2020 00:53 UTC Exercise / conversionCommon Stock 5,833 $171.46 $1,000,126.18
Disclosure

SEC source: 0001820074-20-000004 · primary_doc.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 00:11 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001820074-20-000003 · primary_doc.xml · derivative · entry 6

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,500 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 00:11 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001820074-20-000003 · primary_doc.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 7,000 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 00:11 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 11,500 $234.02 $2,691,251.85
Disclosure

SEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,665

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $234.0102 to $234.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 00:11 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 4,500 $104.08 $468,360.00
Disclosure

SEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 00:11 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 7,000 $115.69 $809,830.00
Disclosure

SEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 13, 2020 01:44 UTC Amendment
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001820074-20-000005 · primary_doc.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 1,000 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being filed to address the indavertent listing of an option exercise as an acquisition in Table II rather than as a disposition.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:09 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001820074-20-000002 · primary_doc.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 1,000 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:09 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 1,000 $229.89 $229,885.00
Disclosure

SEC source: 0001820074-20-000002 · primary_doc.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $229.8100 to $229.9200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:09 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 1,000 $115.69 $115,690.00
Disclosure

SEC source: 0001820074-20-000002 · primary_doc.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 6, 2020 23:57 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee stock option (right to buy) · Derivative 900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001240051-20-000005 · primary_doc.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 6, 2020 23:57 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 900 $222.19 $199,966.59
Disclosure

SEC source: 0001240051-20-000005 · primary_doc.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F2 · balance_after: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 06, 2020 Filed Aug 6, 2020 23:57 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 900 $108.89 $98,001.00
Disclosure

SEC source: 0001240051-20-000005 · primary_doc.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 23:38 UTC
Murphy Robert BSVP, Connected Enterp Consultg
Exercise / conversionEmployee stock option (right to buy) · Derivative 2,500 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001240051-20-000004 · primary_doc.xml · derivative · entry 4

Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 23:38 UTC
Murphy Robert BSVP, Connected Enterp Consultg
SaleCommon Stock 2,500 $222.62 $556,542.25
Disclosure

SEC source: 0001240051-20-000004 · primary_doc.xml · nonDerivative · entry 3

Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

F2 · balance_after: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 23:38 UTC
Murphy Robert BSVP, Connected Enterp Consultg
Exercise / conversionCommon Stock 2,500 $104.08 $260,200.00
Disclosure

SEC source: 0001240051-20-000004 · primary_doc.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:58 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 500 $220.82 $110,407.50
Disclosure

SEC source: 0001820074-20-000001 · primary_doc.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

F2 · ownership.direct: Includes 400 shares held by the company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 3,000 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 3,000 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC SaleCommon Stock 824 $218.79 $180,282.96
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 6

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,709

F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020.

F8 · balance_after: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC SaleCommon Stock 972 $217.90 $211,795.20
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.54 to $218.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC SaleCommon Stock 1,244 $216.57 $269,409.60
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,505

F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $216.24 to $217.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC SaleCommon Stock 1,505 $215.72 $324,659.50
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,749

F5 · shares: Shares sold pursuant to a Rule 10b5-1 plan entered into on 5/22/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $215.22 to $216.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 22:06 UTC Exercise / conversionCommon Stock 3,000 $136.40 $409,200.00
Disclosure

SEC source: 0001240051-20-000003 · primary_doc.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Option shares acquired pursuant to a Rule 10b5-1 trading plan entered into on 5/22/2020.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:16 UTC
Goris Patrick P.SVP and CFO
Exercise / conversionEmployee stock option (right to buy) · Derivative 2,600 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001240051-20-000002 · primary_doc.xml · derivative · entry 4

Goris Patrick P. · CIK 0001696060 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:16 UTC
Goris Patrick P.SVP and CFO
SaleCommon Stock 2,600 $220.00 $572,006.50
Disclosure

SEC source: 0001240051-20-000002 · primary_doc.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742.96

F4 · shares: Shares sold pursuant to Rule 10b5-1 trading plan entered into on 5/19/2020.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $220.00 to $220.0025. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 21:16 UTC
Goris Patrick P.SVP and CFO
Exercise / conversionCommon Stock 2,600 $108.89 $283,114.00
Disclosure

SEC source: 0001240051-20-000002 · primary_doc.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,342.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares exercised pursuant to a Rule 10b5-1 trading plan entered into on 5/19/2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:02 UTC GrantRestricted Stock Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001240051-20-000001 · primary_doc.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,653

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the Rockwell Automation 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 22:42 UTC
Genovesi John ASenior Vice President
SaleCommon Stock 51 $226.53 $11,553.09
Disclosure

SEC source: 0001246360-20-001401 · form.xml · nonDerivative · entry 2

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $226.53 to $226.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/14/2020 to cover taxes due on restricted stock that vested on 6/5/2020.

F4 · ownership.direct: Includes 1,980 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-20-001352 · form.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 1,700 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 1,700 $218.26 $371,042.00
Disclosure

SEC source: 0001246360-20-001352 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F2 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 1,700 $108.89 $185,113.00
Disclosure

SEC source: 0001246360-20-001352 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,300 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-20-001351 · form.xml · derivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 3,300 $220.00 $726,000.00
Disclosure

SEC source: 0001246360-20-001351 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742.96

F2 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:07 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionCommon Stock 3,300 $115.69 $381,777.00
Disclosure

SEC source: 0001246360-20-001351 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,042.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 28, 2020 12:49 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001246360-20-001317 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 28, 2020 12:49 UTC SaleCommon Stock 4,045 $217.50 $879,787.90
Disclosure

SEC source: 0001246360-20-001317 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.4805 to $217.5100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 27, 2020 Filed May 28, 2020 12:49 UTC Exercise / conversionCommon Stock 2,500 $136.40 $341,000.00
Disclosure

SEC source: 0001246360-20-001317 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:28 UTC Amendment GiftCommon Stock 1,398 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001333 · form.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777

F1 · shares: Amended to correct mistake in number of shares reported as disposed of by gift due to administrative error.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:14 UTC GiftCommon Stock 1,744 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001320 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431

Read SEC document
May 26, 2020 Filed May 28, 2020 12:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,300 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-20-001319 · form.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,300 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2020 Filed May 28, 2020 12:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,922 $213.58 $2,119,167.55
Disclosure

SEC source: 0001246360-20-001319 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,665

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $213.5550 to $213.6600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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May 26, 2020 Filed May 28, 2020 12:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 7,300 $115.69 $844,537.00
Disclosure

SEC source: 0001246360-20-001319 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2020 Filed May 28, 2020 12:49 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,181 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-20-001318 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,181 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2020 Filed May 28, 2020 12:49 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 3,181 $209.10 $665,155.37
Disclosure

SEC source: 0001246360-20-001318 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,413

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $209.0000 to $209.2950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020.

F4 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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May 26, 2020 Filed May 28, 2020 12:49 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 3,181 $74.14 $235,839.34
Disclosure

SEC source: 0001246360-20-001318 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · acquired: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/14/2020.

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May 20, 2020 Filed May 22, 2020 11:14 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 4,100 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-20-001293 · form.xml · derivative · entry 4

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,100 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2020 Filed May 22, 2020 11:14 UTC SaleCommon Stock 4,100 $206.33 $845,935.37
Disclosure

SEC source: 0001246360-20-001293 · form.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,776

F3 · ownership.direct: Includes 2,240 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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May 20, 2020 Filed May 22, 2020 11:14 UTC Exercise / conversionCommon Stock 4,100 $104.08 $426,728.00
Disclosure

SEC source: 0001246360-20-001293 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2020 Filed May 22, 2020 11:14 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-20-001292 · form.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 11:14 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 1,200 $205.50 $246,599.04
Disclosure

SEC source: 0001246360-20-001292 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,923

F2 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.