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ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 19,095 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionPerformance Shares · Derivative 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · derivative · entry 7

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,831 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
Exercise / conversionCommon Stock 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SalePerformance Shares · Derivative 620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · derivative · entry 8

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 620 shares

Expires 2021-12-04

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionPerformance Shares · Derivative 1,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · derivative · entry 7

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,916 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
Exercise / conversionPerformance Shares · Derivative 1,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · derivative · entry 8

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,728 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:21 UTC Exercise / conversionPerformance Shares · Derivative 4,968 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,968 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:21 UTC Exercise / conversionCommon Stock 4,968 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionPerformance Shares · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · derivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 576 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 576 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionPerformance Shares · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · derivative · entry 8

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 548 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 2

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,158.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:18 UTC Exercise / conversionPerformance Shares · Derivative 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · derivative · entry 7

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,831 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:18 UTC Exercise / conversionCommon Stock 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · nonDerivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
Exercise / conversionPerformance Shares · Derivative 3,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · derivative · entry 7

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,140 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
Exercise / conversionCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 17:00 UTC
MILLER JOHN MVP and Chief IP Counsel
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000091 · wf-form4_163846442820243.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092

F1 · ownership.direct: Includes 270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 13:02 UTC
Fooks Elik ISenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,300 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,300 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 13:02 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 4,300 $342.40 $1,472,309.25
Disclosure

SEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174.8046

F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.26 to $342.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 13:02 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 4,300 $115.69 $497,467.00
Disclosure

SEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · nonDerivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,474.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 20:59 UTC
Chand SujeetSr VP, Technology
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001024478-21-000087 · wf-form4_163726914867351.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 20:59 UTC
Chand SujeetSr VP, Technology
Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001024478-21-000087 · wf-form4_163726914867351.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 14:05 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 600 $334.39 $200,634.00
Disclosure

SEC source: 0001024478-21-000085 · wf-form4_163698508748410.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,102

F1 · balance_after: Includes 270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:32 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,900 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:32 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 1,900 $342.68 $651,087.44
Disclosure

SEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

F1 · balance_after: Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:32 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 1,900 $192.86 $366,434.00
Disclosure

SEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 2, 2021 23:22 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 414 $341.57 $141,410.97
Disclosure

SEC source: 0001024478-21-000079 · wf-form4_163589530192789.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610.5

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock that vested on 11/1/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.35 to $341.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 1,340 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:05 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
GrantRestricted Stock Units · Derivative 5,627 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000077 · wf-form4_163589430771890.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-11-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 20 $293.14 $5,862.80
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F5 · balance_after: Includes 5,094 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 420 $292.42 $122,817.28
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $292.0100 to $292.8500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:04 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 264 $291.42 $76,933.56
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $291.0100 to $291.9601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:49 UTC GrantRestricted Stock Units · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000047 · wf-form4_163338056226934.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,764

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:42 UTC GrantRestricted Stock Units · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000045 · wf-form4_163338014709127.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F3 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:14 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
GrantPerformance Shares · Derivative 548 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000067 · wf-form4_163344685489763.xml · derivative · entry 1

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548

Underlying: Common Stock · 548 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:11 UTC
House Rebecca WSVP, CLO and Secretary
GrantPerformance Shares · Derivative 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000065 · wf-form4_163344669654417.xml · derivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

Underlying: Common Stock · 3,831 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:06 UTC
Fooks Elik ISenior Vice President
GrantPerformance Shares · Derivative 1,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000063 · wf-form4_163344637884942.xml · derivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728

Underlying: Common Stock · 1,728 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:05 UTC
Moret Blake D.Director · President and CEO
GrantPerformance Shares · Derivative 19,095 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000062 · wf-form4_163344634091760.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,095

Underlying: Common Stock · 19,095 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:05 UTC
Riesterer Terry L.Vice President and Controller
GrantPerformance Shares · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000061 · wf-form4_163344630736369.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 576 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:04 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantPerformance Shares · Derivative 1,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000059 · wf-form4_163344625848592.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Underlying: Common Stock · 1,916 shares

Expires 2021-12-04

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F7 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F8 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:03 UTC
Chand SujeetSr VP, Technology
GrantPerformance Shares · Derivative 3,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000058 · wf-form4_163344620229728.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Common Stock · 3,140 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:02 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantPerformance Shares · Derivative 620 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000057 · wf-form4_163344614106699.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 620 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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October 01, 2021 Filed Oct 5, 2021 15:01 UTC GrantPerformance Shares · Derivative 4,968 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000055 · wf-form4_163344605455375.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,968

Underlying: Common Stock · 4,968 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 14:57 UTC GrantPerformance Shares · Derivative 3,831 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000052 · wf-form4_163344582835911.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

Underlying: Common Stock · 3,831 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 22:28 UTC
Fooks Elik ISenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2021 Filed Aug 30, 2021 22:28 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 2,900 $321.68 $932,880.70
Disclosure

SEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174.8046

F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $321.48 to $321.915. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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August 27, 2021 Filed Aug 30, 2021 22:28 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 2,900 $108.89 $315,781.00
Disclosure

SEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · nonDerivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,074.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 00:51 UTC
Chand SujeetSr VP, Technology
OtherCommon Stock Share Equivalents · Derivative 636.27 $314.33 $199,998.75
Disclosure

SEC source: 0001024478-21-000041 · wf-form4_162864306363193.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual. Savings Plan

Disclosed balance after: 161.88

Underlying: Common Stock · 636.27 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Company common stock.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F5 · balance_after: Includes shares represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.