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ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2021 Filed Dec 9, 2021 23:23 UTC
Lakkundi Veena MSVP, Strategy & Corp Developmt
GrantEmployee Stock Option (Right to Buy) · Derivative 4,448 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000137 · wf-form4_163909218975114.xml · derivative · entry 1

Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

Underlying: Common Stock · 4,448 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:15 UTC
House Rebecca WSVP, CLO and Secretary
GrantRestricted Stock Units · Derivative 1,540 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000135 · wf-form4_163909172614678.xml · derivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:15 UTC
House Rebecca WSVP, CLO and Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 6,159 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000135 · wf-form4_163909172614678.xml · derivative · entry 1

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,159

Underlying: Common Stock · 6,159 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:13 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
GrantRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000133 · wf-form4_163909157273039.xml · derivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 1,711 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:13 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,844 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000133 · wf-form4_163909157273039.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844

Underlying: Common Stock · 6,844 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:08 UTC
Gangestad Nicholas CSr. VP and CFO
GrantRestricted Stock Units · Derivative 2,737 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000131 · wf-form4_163909128425332.xml · derivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,737

Underlying: Common Stock · 2,737 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 23:08 UTC
Gangestad Nicholas CSr. VP and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,949 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000131 · wf-form4_163909128425332.xml · derivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,949

Underlying: Common Stock · 10,949 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 1,815 $345.33 $626,781.94
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.07 to $346.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 4,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 2,133 $343.38 $732,432.95
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,675

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.15 to $343.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 3,072 $342.48 $1,052,108.39
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,808

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.09 to $343.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 4,100 $341.73 $1,401,089.31
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,880

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/27/2020 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 374 $345.28 $129,135.47
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 5

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.08 to $345.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 358 $343.39 $122,933.26
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.29 to $343.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 581 $342.38 $198,920.98
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.04 to $342.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:26 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 921 $341.70 $314,701.74
Disclosure

SEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.02 to $341.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 19 $345.42 $6,563.03
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.31 to $345.57. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 34 $344.75 $11,721.46
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.31 to $345.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 24 $343.32 $8,239.56
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.13 to $343.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 75 $342.46 $25,684.37
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,541

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.08 to $342.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:25 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 96 $341.62 $32,795.79
Disclosure

SEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.00 to $341.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 216 $345.27 $74,579.14
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.07 to $345.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 4,654 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 90 $343.53 $30,917.36
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 4

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.33 to $343.65. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 289 $342.60 $99,010.04
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.12 to $342.86. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:24 UTC
Nardecchia ChristopherSVP, Chief Information Officer
SaleCommon Stock 585 $341.76 $199,931.65
Disclosure

SEC source: 0001024478-21-000107 · wf-form4_163891945950258.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,689

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 18 $345.61 $6,220.98
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 6

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940.8046

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F6 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 162 $345.21 $55,924.36
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 5

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958.8046

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.57 to $345.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 88 $343.43 $30,221.97
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120.8046

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.40 to $343.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 229 $342.62 $78,461.03
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208.8046

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.32 to $342.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:22 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 465 $341.73 $158,905.61
Disclosure

SEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,437.8046

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:21 UTC SaleCommon Stock 483 $345.22 $166,739.67
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.99 to $345.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:21 UTC SaleCommon Stock 38 $343.61 $13,057.10
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.59 to $343.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:21 UTC SaleCommon Stock 742 $342.92 $254,443.00
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,320

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.57 to $343.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:21 UTC SaleCommon Stock 1,504 $341.90 $514,224.97
Disclosure

SEC source: 0001024478-21-000103 · wf-form4_163891928227597.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,062

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.52 to $342.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 36 $345.21 $12,427.54
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.0900 to $345.4900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 150 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 38 $343.84 $13,065.91
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.4600 to $344.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 63 $342.38 $21,570.24
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.0900 to $342.7100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Riesterer Terry L.Vice President and Controller
SaleCommon Stock 96 $341.70 $32,803.09
Disclosure

SEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.0700 to $342.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 59 $345.31 $20,373.31
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 6

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834.5

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.01 to $345.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 48 $343.46 $16,485.94
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 5

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893.5

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.34 to $343.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 61 $342.51 $20,892.98
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 4

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941.5

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.14 to $342.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:20 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
SaleCommon Stock 156 $341.70 $53,305.36
Disclosure

SEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,002.5

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.02 to $341.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:18 UTC SaleCommon Stock 387 $345.22 $133,600.53
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · nonDerivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,557

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.0000 to $345.4950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 840 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 06, 2021 Filed Dec 7, 2021 23:18 UTC SaleCommon Stock 218 $343.42 $74,866.30
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · nonDerivative · entry 4

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.4000 to $343.4400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:18 UTC SaleCommon Stock 580 $342.46 $198,625.12
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.0500 to $342.7100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:18 UTC SaleCommon Stock 936 $341.72 $319,850.95
Disclosure

SEC source: 0001024478-21-000096 · wf-form4_163891909264811.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.0200 to $341.9900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
SaleCommon Stock 317 $345.27 $109,451.64
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,592

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.01 to $345.535. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 06, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
SaleCommon Stock 281 $343.31 $96,470.05
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,909

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.11 to $343.940. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
SaleCommon Stock 612 $342.42 $209,560.86
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,190

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.01 to $342.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 23:16 UTC
Chand SujeetSr VP, Technology
SaleCommon Stock 621 $341.53 $212,089.76
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.01 to $341.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 04, 2021 Filed Dec 7, 2021 23:18 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 19,095 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000097 · wf-form4_163891911916910.xml · derivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,095 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.