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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2023 Filed Jan 21, 2023 02:58 UTC Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001532 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:56 UTC Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001530 · rdgdoc.xml · derivative · entry 2

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Restricted Stock Units · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:56 UTC Exercise / conversionCommon Stock, No Par Value 399 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001530 · rdgdoc.xml · nonDerivative · entry 1

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:50 UTC Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001526 · rdgdoc.xml · derivative · entry 4

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Restricted Stock Units · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:50 UTC Exercise / conversionCommon Stock, No Par Value 399 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001526 · rdgdoc.xml · nonDerivative · entry 1

Chang Ashley · CIK 0001843850 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:32 UTC
Chang Peter MFormer Director
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001521 · rdgdoc.xml · derivative · entry 2

Chang Peter M · CIK 0001711680 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:32 UTC
Chang Peter MFormer Director
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001521 · rdgdoc.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:26 UTC Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001519 · rdgdoc.xml · derivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Restricted Stock Units · 2,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:26 UTC Exercise / conversionCommon Stock, No Par Value 675 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001519 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:55 UTC
Lin PaulDirector
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001509 · rdgdoc.xml · derivative · entry 7

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:55 UTC
Lin PaulDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001509 · rdgdoc.xml · nonDerivative · entry 2

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:51 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001505 · rdgdoc.xml · derivative · entry 6

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.

F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:51 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001505 · rdgdoc.xml · nonDerivative · entry 2

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:48 UTC
Lin FengDirector
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001501 · rdgdoc.xml · derivative · entry 7

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:48 UTC
Lin FengDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001501 · rdgdoc.xml · nonDerivative · entry 2

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:47 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001499 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:46 UTC Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001497 · rdgdoc.xml · derivative · entry 3

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:46 UTC Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001497 · rdgdoc.xml · nonDerivative · entry 2

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:45 UTC
Chen WendellDirector
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001495 · rdgdoc.xml · derivative · entry 6

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023.

F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 01:45 UTC
Chen WendellDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001495 · rdgdoc.xml · nonDerivative · entry 2

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jun 12, 2023 18:24 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017150 · rdgdoc.xml · derivative · entry 7

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jun 12, 2023 18:24 UTC Amendment Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017150 · rdgdoc.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Nov 10, 2023 00:20 UTC Amendment
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-031326 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 17:04 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001814 · rdgdoc.xml · derivative · entry 2

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797

Underlying: Restricted Stock Units · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 17:04 UTC Amendment Exercise / conversionCommon Stock, No Par Value 399 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001814 · rdgdoc.xml · nonDerivative · entry 1

Huang Tsu Te · CIK 0001711566 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 17:02 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001812 · rdgdoc.xml · derivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Restricted Stock Units · 2,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 17:02 UTC Amendment Exercise / conversionCommon Stock, No Par Value 675 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001812 · rdgdoc.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 16:59 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001809 · rdgdoc.xml · derivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Restricted Stock Units · 2,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 16:59 UTC Amendment Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001809 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:12 UTC Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001516 · rdgdoc.xml · derivative · entry 2

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:12 UTC Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001516 · rdgdoc.xml · nonDerivative · entry 1

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:00 UTC Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001512 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:00 UTC Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001512 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001514 · rdgdoc.xml · derivative · entry 7

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 21:05 UTC Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001514 · rdgdoc.xml · nonDerivative · entry 1

Thian Fui Ming · CIK 0001711520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001503 · rdgdoc.xml · derivative · entry 8

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:50 UTC Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001503 · rdgdoc.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:52 UTC
Lin Ko-YenDirector
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001507 · rdgdoc.xml · derivative · entry 4

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:52 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001507 · rdgdoc.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:55 UTC
Lin PaulDirector
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001509 · rdgdoc.xml · derivative · entry 8

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:55 UTC
Lin PaulDirector
Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001509 · rdgdoc.xml · nonDerivative · entry 1

Lin Paul · CIK 0001711554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:51 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001505 · rdgdoc.xml · derivative · entry 7

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:51 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001505 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:48 UTC
Lin FengDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001501 · rdgdoc.xml · derivative · entry 8

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units vest in two installments: 700 at 01/18/2023 and 600 at 01/18/2024.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:48 UTC
Lin FengDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001501 · rdgdoc.xml · nonDerivative · entry 1

Lin Feng · CIK 0001711516 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:47 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001499 · rdgdoc.xml · derivative · entry 8

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024.

F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:47 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001499 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:46 UTC Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001497 · rdgdoc.xml · derivative · entry 4

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 on 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:46 UTC Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001497 · rdgdoc.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:45 UTC
Chen WendellDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001495 · rdgdoc.xml · derivative · entry 7

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These restricted stock units vest in two installments: 700 at 01/18/2023 and 600 at 01/18/2024.

F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.