person · Reporting owner
Koo Chie-Min Christopher
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date June 09, 2023 · Filed September 08, 2023
Section 16 reporting ended · disclosed 2023-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 41,628 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 41,628 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.21 · Expires 2024-05-21 | Direct | 10,250 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 10,250 F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.08 · Expires 2025-05-20 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2026-05-17 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2023 Filed Jun 12, 2023 18:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017153 · rdgdoc.xml · derivative · entry 5 Koo Chie-Min Christopher · CIK 0001711528 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 18:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017153 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 20:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001503 · rdgdoc.xml · derivative · entry 7 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 20:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001503 · rdgdoc.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jun 12, 2023 18:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017150 · rdgdoc.xml · derivative · entry 7 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jun 12, 2023 18:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017150 · rdgdoc.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001503 · rdgdoc.xml · derivative · entry 8 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001503 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jun 12, 2023 18:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017150 · rdgdoc.xml · derivative · entry 8 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jun 12, 2023 18:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017150 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 21:47 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017645 · rdgdoc.xml · derivative · entry 6 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Restricted Stock Units · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 21:47 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017645 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · derivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 14:10 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-010031 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-006093 · rdgdoc.xml · derivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,763 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-006093 · rdgdoc.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-006093 · rdgdoc.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 19:20 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $13.70 | $4,110.00 |
DisclosureSEC source: 0001209191-20-046018 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,802 Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 19:20 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $13.40 | $4,020.00 |
DisclosureSEC source: 0001209191-20-046018 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,102 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 14:52 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $13.34 | $4,001.40 |
DisclosureSEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 4 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,402 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 14:52 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $13.31 | $3,991.50 |
DisclosureSEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,702 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 14:52 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $13.30 | $3,990.00 |
DisclosureSEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,002 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 14:52 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $13.00 | $2,600.00 |
DisclosureSEC source: 0001209191-20-045908 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,302 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 14:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $12.82 | $3,846.00 |
DisclosureSEC source: 0001209191-20-045906 · doc4a.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,502 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 14:21 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 300 | $12.82 | $3,846.00 |
DisclosureSEC source: 0001209191-20-045901 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,502 Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 15:35 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $12.86 | $2,571.80 |
DisclosureSEC source: 0001209191-20-045655 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,802 Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 15:35 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 100 | $12.85 | $1,285.00 |
DisclosureSEC source: 0001209191-20-045655 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,002 Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 20:19 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 100 | $20.34 | $2,034.00 |
DisclosureSEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 4 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,102 Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 20:19 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $20.33 | $4,066.70 |
DisclosureSEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,202 Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 20:19 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 100 | $20.33 | $2,033.07 |
DisclosureSEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,402 Read SEC document |
| November 27, 2019 Filed Nov 27, 2019 20:19 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 100 | $20.33 | $2,033.00 |
DisclosureSEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,502 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 20:55 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 99 | $20.58 | $2,037.42 |
DisclosureSEC source: 0001209191-19-056230 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,602 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 20:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 401 | $20.85 | $8,360.85 |
DisclosureSEC source: 0001209191-19-055890 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,701 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 20:23 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 500 | $20.78 | $10,390.00 |
DisclosureSEC source: 0001209191-19-055890 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,102 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 13:11 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $21.00 | $4,200.00 |
DisclosureSEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 5 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,602 Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 13:11 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $20.50 | $4,100.00 |
DisclosureSEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 4 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,802 Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 13:11 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $20.00 | $4,000.00 |
DisclosureSEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,002 Read SEC document |
| February 11, 2019 Filed Feb 21, 2019 13:11 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $19.60 | $3,920.00 |
DisclosureSEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,202 Read SEC document |
| February 04, 2019 Filed Feb 21, 2019 13:11 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 200 | $19.30 | $3,860.00 |
DisclosureSEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,402 Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:09 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-027027 · doc4.xml · derivative · entry 3 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:09 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-027027 · doc4.xml · nonDerivative · entry 2 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:09 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-027027 · doc4.xml · nonDerivative · entry 1 Koo Chie-Min Christopher · CIK 0001711528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.