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Liu Vincent

Disclosed activity across 1 company

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56273
SEC CIK
0001711562

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RBB BancorpRBB · Entity 5572EVPMarch 20, 2026March 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RBB Bancorp

Report date March 20, 2026 · Filed March 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect17,325 Ending reported balance After 2026-03-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-20 · Exercise / conversion · Acquired 1,835 · Balance 17,984

Row 2 · 2026-03-20 · Tax withholding · Disposed 659 · Balance 17,325

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $20.43Direct1,835 Reported balance After 2026-03-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-20 · Exercise / conversion · Acquired 1,835 · Balance 1,835

F3: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1: There will be no expiration date once restricted stock units vest.

F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct931 Reported balance Holding disclosure · report date 2026-03-20 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 931

F2: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1: There will be no expiration date once restricted stock units vest.

F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Filing footnotes · ownership attribution and instrument terms

F1: There will be no expiration date once restricted stock units vest.

F2: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F3: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Mar 24, 2026 19:21 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,835 $0.00 Strike: $20.43 $0.00
Disclosure

SEC source: 0001437749-26-009579 · rdgdoc.xml · derivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,835

Underlying: Common Stock · 3,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:21 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 659 $20.43 $13,463.37
Disclosure

SEC source: 0001437749-26-009579 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,325

Read SEC document
March 20, 2026 Filed Mar 24, 2026 19:21 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,835 $20.43 $37,489.05
Disclosure

SEC source: 0001437749-26-009579 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 1,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F4 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 384 $22.20 $8,524.80
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,149

Read SEC document
February 20, 2026 Filed Feb 24, 2026 18:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 932 $22.20 $20,690.40
Disclosure

SEC source: 0001437749-26-005257 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

F5 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 496 $21.56 $10,693.76
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,601

Read SEC document
January 16, 2026 Filed Jan 22, 2026 00:57 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,203 $21.56 $25,936.68
Disclosure

SEC source: 0001437749-26-001665 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,835 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · derivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,670

Underlying: Restricted Stock Units · 5,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 657 $17.07 $11,214.99
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,894

Read SEC document
March 21, 2025 Filed Mar 24, 2025 17:43 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,835 $17.07 $31,323.45
Disclosure

SEC source: 0001437749-25-008916 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · derivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,863

Underlying: Restricted Stock Units · 2,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 383 $17.25 $6,606.75
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,716

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:43 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 932 $17.25 $16,077.00
Disclosure

SEC source: 0001437749-25-005109 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · derivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Restricted Stock Units · 2,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · derivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 316 $20.09 $6,348.44
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,167

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 767 $20.09 $15,409.03
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 495 $20.09 $9,944.55
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,716

Read SEC document
January 21, 2025 Filed Jan 23, 2025 00:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,204 $20.09 $24,188.36
Disclosure

SEC source: 0001437749-25-001606 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · derivative · entry 6

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Restricted Stock Units · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 261 $17.50 $4,567.50
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,007

Read SEC document
January 19, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · derivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,407

Underlying: Restricted Stock Units · 3,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Tax withholdingCommon Stock, No Par Value 470 $17.63 $8,286.10
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,501

Read SEC document
January 18, 2024 Filed Jan 22, 2024 17:06 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,204 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001818 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:58 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001532 · rdgdoc.xml · derivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Restricted Stock Units · 2,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:58 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001532 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 16:59 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001809 · rdgdoc.xml · derivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,534

Underlying: Restricted Stock Units · 2,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 22, 2024 16:59 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001809 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 01:37 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 2,000 $23.35 $46,700.00
Disclosure

SEC source: 0001437749-22-020772 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 15, 2022 Filed Aug 17, 2022 01:37 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 2,000 $23.15 $46,300.00
Disclosure

SEC source: 0001437749-22-020772 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
August 15, 2022 Filed Aug 17, 2022 01:37 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 2,553 $22.95 $58,591.35
Disclosure

SEC source: 0001437749-22-020772 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:27 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 19 $22.95 $436.05
Disclosure

SEC source: 0001437749-22-018502 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,553

Read SEC document
August 01, 2022 Filed Aug 2, 2022 22:27 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 2,000 $22.80 $45,600.00
Disclosure

SEC source: 0001437749-22-018502 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,572

Read SEC document
July 29, 2022 Filed Jul 30, 2022 00:48 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 1,313 $22.56 $29,621.28
Disclosure

SEC source: 0001437749-22-018173 · rdgdoc.xml · nonDerivative · entry 5

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,572

Read SEC document
July 29, 2022 Filed Jul 30, 2022 00:48 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 300 $22.57 $6,771.00
Disclosure

SEC source: 0001437749-22-018173 · rdgdoc.xml · nonDerivative · entry 4

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,885

Read SEC document
July 29, 2022 Filed Jul 30, 2022 00:48 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 265 $22.58 $5,983.70
Disclosure

SEC source: 0001437749-22-018173 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,185

Read SEC document
July 29, 2022 Filed Jul 30, 2022 00:48 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 1,000 $22.72 $22,720.00
Disclosure

SEC source: 0001437749-22-018173 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

Read SEC document
July 29, 2022 Filed Jul 30, 2022 00:48 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 122 $22.65 $2,763.30
Disclosure

SEC source: 0001437749-22-018173 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,450

Read SEC document
May 26, 2022 Filed May 27, 2022 23:32 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 5,830 $21.25 $123,887.50
Disclosure

SEC source: 0001437749-22-013817 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,572

Read SEC document
May 24, 2022 Filed May 25, 2022 01:27 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 8,394 $20.97 $176,058.27
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

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May 23, 2022 Filed May 25, 2022 01:27 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 15,000 $20.75 $311,301.00
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,796

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May 20, 2022 Filed May 25, 2022 01:27 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 776 $20.30 $15,752.80
Disclosure

SEC source: 0001437749-22-013476 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,796

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September 02, 2021 Filed Sep 7, 2021 17:42 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 29 $25.75 $746.75
Disclosure

SEC source: 0001437749-21-021552 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,572

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September 01, 2021 Filed Sep 2, 2021 20:55 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 1,955 $25.75 $50,341.25
Disclosure

SEC source: 0001437749-21-021404 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,601

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August 31, 2021 Filed Sep 1, 2021 20:36 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 2,607 $25.75 $67,130.25
Disclosure

SEC source: 0001437749-21-021315 · rdgdoc.xml · nonDerivative · entry 2

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,556

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August 31, 2021 Filed Sep 1, 2021 20:36 UTC RBB Bancorp RBB · Entity 5572 SaleCommon Stock, No Par Value 15,000 $25.50 $382,500.00
Disclosure

SEC source: 0001437749-21-021315 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,163

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August 31, 2021 Filed Sep 1, 2021 20:16 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 94,172 $11.15 Strike: $11.15 $1,049,998.97
Disclosure

SEC source: 0001437749-21-021310 · rdgdoc.xml · derivative · entry 3

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,172 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.