Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date May 30, 2023 · Filed May 30, 2023
Section 16 reporting ended · disclosed 2023-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 128,791 |
Reported balance
Holding disclosure · report date 2023-05-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 128,791 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2023 Filed Mar 24, 2023 19:46 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007917 · rdgdoc.xml · derivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 19:46 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007917 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 20:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001507 · rdgdoc.xml · derivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 20:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001507 · rdgdoc.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001507 · rdgdoc.xml · derivative · entry 4 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 20:52 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001507 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 12:34 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017676 · rdgdoc.xml · derivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Restricted Stock Units · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| July 21, 2022 Filed Jul 25, 2022 12:34 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017676 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.25 Strike: $18.25 | $182,500.00 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · derivative · entry 4 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · derivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Mar 2, 2022 19:11 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-005065 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 21:06 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 10,763 | $18.68 | $201,025.93 |
DisclosureSEC source: 0001437749-21-003521 · rdgdoc.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,828 F1 · shares: Exercise of reporting person's stock options that would otherwise expire 05/16/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.52 to $18.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:06 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-21-003521 · rdgdoc.xml · derivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2012-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:06 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-21-003521 · rdgdoc.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-20-014250 · doc4.xml · derivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-20-014250 · doc4.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 20:27 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-20-014250 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $17.08 Strike: $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · derivative · entry 6 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,250 | $13.21 Strike: $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · derivative · entry 5 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,250 shares Expires 2024-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 4 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,250 | $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 19:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,250 | $13.21 | $135,400.45 |
DisclosureSEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 19:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 17,971 | $20.00 | $359,420.00 |
DisclosureSEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 5 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,815 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 19:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 215 | $20.01 | $4,302.15 |
DisclosureSEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 4 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,786 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 19:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 600 | $20.02 | $12,012.00 |
DisclosureSEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,001 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 19:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 414 | $20.08 | $8,313.12 |
DisclosureSEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,601 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 19:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 800 | $20.13 | $16,100.00 |
DisclosureSEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,015 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 13:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-055284 · doc4.xml · derivative · entry 5 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 13:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-055284 · doc4.xml · nonDerivative · entry 3 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 13:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-055284 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 13:22 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-017118 · doc4.xml · derivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2018-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 13:22 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $23.00 | $247,549.00 |
DisclosureSEC source: 0001209191-18-017118 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Oct 17, 2018 13:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-18-055284 · doc4.xml · nonDerivative · entry 2 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 18:30 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 55,000 | $23.00 | $1,265,000.00 |
DisclosureSEC source: 0001209191-17-046359 · doc4.xml · nonDerivative · entry 1 Lin Ko-Yen · CIK 0001711531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,289 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.