Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | Director | May 21, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 21, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 566,724 |
Ending reported balance
After 2026-05-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-21 · Exercise / conversion · Acquired 700 · Balance 564,762 Row 2 · 2026-05-21 · Exercise / conversion · Acquired 1,962 · Balance 566,724 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Exercise / conversion · Disposed 700 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,662 |
Reported balance
After 2026-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-21 · Grant · Acquired 2,662 · Balance 2,662 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 700 |
Reported balance
After 2026-05-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-21 · Exercise / conversion · Disposed 1,962 · Balance 700 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.
F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 27, 2026 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 5 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 1,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:15 UTC | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 2,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,662 Underlying: Common Stock · 2,662 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018423 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018423 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2025 Filed May 22, 2025 21:53 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 4,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018212 · rdgdoc.xml · derivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Restricted Stock Units · 5,242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments: 4,542 immediately vested on date of grant and 700 vest in one year from the date of grant F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 21, 2025 Filed May 22, 2025 21:53 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 4,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018212 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2025 Filed May 16, 2025 17:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017370 · rdgdoc.xml · derivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 15, 2025 Filed May 16, 2025 17:40 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017370 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 3, 2025 23:02 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 612 | $17.36 | $10,625.54 |
DisclosureSEC source: 0001437749-25-005969 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,820 Read SEC document |
| February 25, 2025 Filed Mar 3, 2025 23:02 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 385 | $17.15 | $6,602.75 |
DisclosureSEC source: 0001437749-25-005969 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,208 Read SEC document |
| February 24, 2025 Filed Feb 25, 2025 22:39 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,960 | $17.24 | $102,732.52 |
DisclosureSEC source: 0001437749-25-005103 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,823 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:39 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 3,352 | $17.31 | $58,010.38 |
DisclosureSEC source: 0001437749-25-005103 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,863 Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 01:24 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 7,000 | $17.08 | $119,560.00 |
DisclosureSEC source: 0001437749-24-020580 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548,511 Read SEC document |
| May 16, 2024 Filed May 17, 2024 23:21 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 5,447 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017542 · rdgdoc.xml · derivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Restricted Stock Units · 6,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in two installments: 5,447 immediately vested on the date of grant and 700 vest in one year from the date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 16, 2024 Filed May 17, 2024 23:21 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017542 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,511 Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:53 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 688 | $16.68 | $11,475.84 |
DisclosureSEC source: 0001437749-24-008366 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,064 Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 18:10 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 16,201 | $16.88 | $273,472.88 |
DisclosureSEC source: 0001437749-24-008053 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,376 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 18:10 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $16.98 | $33,960.00 |
DisclosureSEC source: 0001437749-24-008053 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,175 Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 23:02 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,289 | $16.97 | $38,844.33 |
DisclosureSEC source: 0001437749-24-007024 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,175 Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 23:50 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $16.98 | $33,960.00 |
DisclosureSEC source: 0001437749-24-006673 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,886 Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 23:36 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,510 | $16.96 | $42,569.60 |
DisclosureSEC source: 0001437749-24-006334 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,886 Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:36 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $16.98 | $33,960.00 |
DisclosureSEC source: 0001437749-24-006334 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,376 Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 22:39 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 3,000 | $16.68 | $50,040.00 |
DisclosureSEC source: 0001437749-24-006149 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,376 Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 22:39 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 4,000 | $16.95 | $67,800.00 |
DisclosureSEC source: 0001437749-24-006149 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,376 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 01:58 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 6,000 | $17.06 | $102,360.00 |
DisclosureSEC source: 0001437749-24-004255 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,376 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 00:36 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 10,000 | $16.80 | $168,000.00 |
DisclosureSEC source: 0001437749-24-003411 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,376 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 00:36 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $17.02 | $85,100.00 |
DisclosureSEC source: 0001437749-24-003411 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,376 Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 01:04 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 20,000 | $17.27 | $345,480.00 |
DisclosureSEC source: 0001437749-24-002863 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,376 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 01:04 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 12,000 | $18.05 | $216,540.00 |
DisclosureSEC source: 0001437749-24-002863 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,376 Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:17 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001764 · rdgdoc.xml · derivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:17 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001764 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2023 Filed Nov 10, 2023 00:25 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $13.28 | $26,560.00 |
DisclosureSEC source: 0001437749-23-031328 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,776 Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 01:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001499 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Nov 10, 2023 00:20 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031326 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001499 · rdgdoc.xml · derivative · entry 8 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001499 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Nov 10, 2023 00:20 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031326 · rdgdoc.xml · derivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Nov 10, 2023 00:20 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031326 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:58 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017649 · rdgdoc.xml · derivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Restricted Stock Units · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 07/21/2022 and 500 at 01/19/2023. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:58 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017649 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 23:51 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $19.88 | $39,760.00 |
DisclosureSEC source: 0001437749-22-015099 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,876 Read SEC document |
| June 10, 2022 Filed Jun 11, 2022 00:30 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 4,000 | $20.28 | $81,120.00 |
DisclosureSEC source: 0001437749-22-014815 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,876 Read SEC document |
| June 09, 2022 Filed Jun 11, 2022 00:30 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $20.88 | $41,760.00 |
DisclosureSEC source: 0001437749-22-014815 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,876 Read SEC document |
| May 13, 2022 Filed May 20, 2022 23:28 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $20.28 | $40,560.00 |
DisclosureSEC source: 0001437749-22-013277 · rdgdoc.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,876 Read SEC document |
| May 12, 2022 Filed May 20, 2022 23:28 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $20.34 | $40,680.00 |
DisclosureSEC source: 0001437749-22-013277 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,876 Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:51 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 18,000 | $21.68 | $390,214.80 |
DisclosureSEC source: 0001437749-22-010547 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,876 Read SEC document |
| January 19, 2022 Filed Jan 21, 2023 01:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001499 · rdgdoc.xml · derivative · entry 7 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2022 Filed Nov 10, 2023 00:20 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031326 · rdgdoc.xml · derivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 00:25 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $12.82 | $64,100.00 |
DisclosureSEC source: 0001437749-20-019059 · rdgdoc.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,876 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.