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Pannu Geraldine

Disclosed activity across 2 companies

Tapewire entity
28268
SEC CIK
0001817209

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Processa Pharmaceuticals, Inc.PCSA · Entity 8210DirectorJuly 26, 2026July 29, 2026
RBB BancorpRBB · Entity 5572DirectorMay 21, 2026May 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Processa Pharmaceuticals, Inc.

Report date July 26, 2026 · Filed July 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct38,749 Reported balance After 2026-07-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-26 · Grant · Acquired 33,500 · Balance 38,749

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.

F3: Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.

Common StockSEC Table I · non-derivativeDirect2,391 Reported balance Holding disclosure · report date 2026-07-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,391

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.96Direct12,000 Reported balance Holding disclosure · report date 2026-07-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 12,000

F2: Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.

F3: Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.

F2: Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.

F3: Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.

RBB Bancorp

Report date May 21, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect8,267 Ending reported balance After 2026-05-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-21 · Exercise / conversion · Acquired 700 · Balance 6,421

Row 2 · 2026-05-21 · Exercise / conversion · Acquired 1,846 · Balance 8,267

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-21 · Exercise / conversion · Disposed 700 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,546 Reported balance After 2026-05-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-21 · Grant · Acquired 2,546 · Balance 2,546

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect700 Reported balance After 2026-05-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-21 · Exercise / conversion · Disposed 1,846 · Balance 700

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

F3: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2026 Filed Jul 29, 2026 00:27 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock Units · Derivative 33,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-26-001556 · form4.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,749

Underlying: Common Stock · 33,500 shares

Expires not disclosed

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.

F3 · balance_after: Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:48 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionRestricted Stock · Derivative 203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-26-001470 · form4.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,249

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Distribution of time-based service award.

F1 · derivative.expiration_date: Distribution of time-based service award.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:48 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionCommon Stock 203 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-26-001470 · form4.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Distribution of time-based service award.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 5

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC RBB Bancorp RBB · Entity 5572 GrantRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 4

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Common Stock · 2,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 3

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · nonDerivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:17 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 PurchaseCommon Stock 2,072 $2.54 $5,252.52
Disclosure

SEC source: 0000897069-26-000752 · form4.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,188

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:36 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0000897069-25-001557 · form4.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.

F2 · derivative.expiration_date: Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:36 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001557 · form4.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, following its vesting on of one-third on October 1, 2026, and one-thirty-sixth each month thereafter until fully vested on October 1, 2028.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, following its vesting on of one-third on October 1, 2026, and one-thirty-sixth each month thereafter until fully vested on October 1, 2028.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 20:17 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 175,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001207 · form4.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,505

Underlying: Common Stock · 175,299 shares

Expires not disclosed

F1 · shares: Restricted stock granted under the Processa Pharmaceuticals, Inc. 2019 Omnibus Incentive Plan ("Omnibus Plan"), of which 125,999 shares are subject to stockholder approval of the revised Omnibus Plan.

F2 · derivative.exercise_date: The restricted stock vest on the earlier of June 30, 2026 or the next annual meeting of stockholders, subject to certain distribution requirements.

F2 · derivative.expiration_date: The restricted stock vest on the earlier of June 30, 2026 or the next annual meeting of stockholders, subject to certain distribution requirements.

Read SEC document
May 21, 2025 Filed May 22, 2025 22:05 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018216 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 3,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments:2,821 immediately vested on date of grant and 700 vest in one year from the date of grant

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 21, 2025 Filed May 22, 2025 22:05 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 2,821 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018216 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:37 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017366 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 15, 2025 Filed May 16, 2025 17:37 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017366 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2024 Filed Sep 18, 2024 20:50 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 31,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001864 · form4.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,206

Underlying: Common Stock · 31,206 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock vest on the earlier of June 28, 2025 or the next annual meeting of stockholders, subject to certain distribution requirements.

F1 · derivative.expiration_date: The restricted stock vest on the earlier of June 28, 2025 or the next annual meeting of stockholders, subject to certain distribution requirements.

Read SEC document
September 03, 2024 Filed Sep 18, 2025 20:22 UTC Amendment Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 31,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001500 · form4.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,275

Underlying: Common Stock · 31,206 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock vest on the earlier of June 28, 2025 or the next annual meeting of stockholders, subject to certain distribution requirements.

F1 · derivative.expiration_date: The restricted stock vest on the earlier of June 28, 2025 or the next annual meeting of stockholders, subject to certain distribution requirements.

F2 · balance_after: Amending to correct the beneficially owned shares reported on the Form 4 filed September 18, 2024.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:02 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017533 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Restricted Stock Units · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest in two installments: 800 immediately vested on the date of grant and 700 vest in one year from the date of grant.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
May 16, 2024 Filed May 17, 2024 23:02 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017533 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 01:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001773 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 01:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 600 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-001773 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2023 Filed Oct 10, 2023 21:05 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantCommon Stock 4,500 $0.21 $945.00
Disclosure

SEC source: 0000897069-23-001446 · form4.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,613

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 101,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · derivative · entry 3

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,365

Underlying: Common Stock · 101,365 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The Restricted Stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionRestricted Stock · Derivative 23,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting of time-based restricted shares.

F1 · derivative.expiration_date: Vesting of time-based restricted shares.

Read SEC document
June 27, 2023 Filed Jul 24, 2023 22:26 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionCommon Stock 23,636 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000998 · form4.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001512 · rdgdoc.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Restricted Stock Units · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 800 at 01/18/2023 and 600 at 01/18/2024.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 18, 2023 Filed Jan 21, 2023 02:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001512 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:33 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000314 · doc1.xml · derivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock vests on the earliest of one year from date of grant or the next annual meeting of stockholders.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:33 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionCommon Stock 18,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-000314 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

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August 05, 2022 Filed Aug 9, 2022 20:29 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 Exercise / conversionCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-015309 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

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March 31, 2022 Filed Apr 4, 2022 21:56 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantCommon Stock 4,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008010 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

F1 · price: Vesting of time-based restricted shares.

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January 01, 2022 Filed Apr 20, 2022 01:21 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantRestricted Stock · Derivative 18,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008685 · doc1.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

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August 05, 2021 Filed Aug 9, 2021 20:46 UTC Processa Pharmaceuticals, Inc. PCSA · Entity 8210 GrantCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-014759 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,707

F1 · price: Vesting of time-based restricted shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.