Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date June 09, 2023 · Filed September 08, 2023
Section 16 reporting ended · disclosed 2023-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 92,271 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 92,271 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.21 · Expires 2024-05-21 | Direct | 10,250 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 10,250 F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.08 · Expires 2025-05-20 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2026-05-17 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2023 Filed Jun 13, 2023 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017163 · rdgdoc.xml · derivative · entry 5 Chen Wendell · CIK 0001711604 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 700 at 01/18/2023 and 600 at 01/18/2024. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 00:15 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017163 · rdgdoc.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 01:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001495 · rdgdoc.xml · derivative · entry 6 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 01:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001495 · rdgdoc.xml · nonDerivative · entry 2 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001495 · rdgdoc.xml · derivative · entry 7 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These restricted stock units vest in two installments: 700 at 01/18/2023 and 600 at 01/18/2024. F5 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 01:45 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001495 · rdgdoc.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2022 Filed Sep 23, 2022 23:59 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $119,996.69 |
DisclosureSEC source: 0001437749-22-022999 · rdgdoc.xml · derivative · entry 2 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. Read SEC document |
| September 22, 2022 Filed Sep 23, 2022 23:59 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-022999 · rdgdoc.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017639 · rdgdoc.xml · derivative · entry 6 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Restricted Stock Units · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. F6 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| July 21, 2022 Filed Jul 23, 2022 01:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017639 · rdgdoc.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 18:02 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $16.07 | $16,069.90 |
DisclosureSEC source: 0001209191-20-017183 · doc4.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,208 Read SEC document |
| March 06, 2020 Filed Apr 13, 2021 18:37 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $16.07 | $16,069.90 |
DisclosureSEC source: 0001437749-21-008811 · rdgdoc.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,208 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:21 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-20-005950 · doc4.xml · derivative · entry 3 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:21 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-20-005950 · doc4.xml · nonDerivative · entry 2 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 19:21 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001209191-20-005950 · doc4.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 19:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-006357 · doc4.xml · derivative · entry 3 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 19:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-006357 · doc4.xml · nonDerivative · entry 2 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 19:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-006357 · doc4.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-007336 · doc4a.xml · derivative · entry 3 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-007336 · doc4a.xml · nonDerivative · entry 2 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Feb 5, 2019 21:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001209191-19-007336 · doc4a.xml · nonDerivative · entry 1 Chen Wendell · CIK 0001711604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.