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person · Reporting owner

Chang Peter M

Disclosed activity across 1 company

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117541
SEC CIK
0001711680

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RBB Bancorp

Report date January 30, 2023 · Filed January 31, 2023

Section 16 reporting ended · disclosed 2023-01-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect611,767 Reported balance Holding disclosure · report date 2023-01-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 611,767

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2023 Filed Jan 21, 2023 02:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001521 · rdgdoc.xml · derivative · entry 2

Chang Peter M · CIK 0001711680 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
January 19, 2023 Filed Jan 21, 2023 02:32 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-001521 · rdgdoc.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 16:29 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionRestricted Stock Units · Derivative 550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-017672 · rdgdoc.xml · derivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Restricted Stock Units · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two installments: 550 at 07/21/2022 and 500 at 01/19/2023.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 16:29 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 550 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-017672 · rdgdoc.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:11 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 2,000 $15.99 $31,972.00
Disclosure

SEC source: 0001209191-20-017764 · doc4.xml · nonDerivative · entry 5

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,717

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:11 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 2,000 $16.00 $32,006.00
Disclosure

SEC source: 0001209191-20-017764 · doc4.xml · nonDerivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,717

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:11 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 2,000 $16.01 $32,014.00
Disclosure

SEC source: 0001209191-20-017764 · doc4.xml · nonDerivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,717

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:11 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 2,000 $15.97 $31,938.00
Disclosure

SEC source: 0001209191-20-017764 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,717

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:11 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 2,000 $15.99 $31,974.00
Disclosure

SEC source: 0001209191-20-017764 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,717

Read SEC document
September 11, 2019 Filed Sep 12, 2019 00:10 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 115,000 $20.00 $2,300,000.00
Disclosure

SEC source: 0001209191-19-049238 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,717

Read SEC document
June 17, 2019 Filed Jun 17, 2019 18:49 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 3,333 $18.25 Strike: $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · derivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 18:49 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 3,333 $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 18:49 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 3,333 $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 17

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 6,667 $18.25 Strike: $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 16

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 15

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 14

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 13

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 12

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 10

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 9

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 8

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 7

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 6

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 5

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 16

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 15

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 14

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 13

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 12

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 6,667 $18.25 Strike: $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 11

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 10

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 9

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 8

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 7

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 6

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 5

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2018 Filed Nov 13, 2018 20:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · derivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.

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November 09, 2018 Filed Nov 13, 2018 20:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · derivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2018-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.

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November 09, 2018 Filed Nov 13, 2018 20:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionStock Options 21,526 $9.29 $200,008.83
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 20:47 UTC RBB Bancorp RBB · Entity 5572 Exercise / conversionCommon Stock, No Par Value 21,526 $9.29 $200,008.83
Disclosure

SEC source: 0001209191-18-058184 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2017 Filed Jul 26, 2017 22:27 UTC RBB Bancorp RBB · Entity 5572 PurchaseCommon Stock, No Par Value 75,000 $23.00 $1,725,000.00
Disclosure

SEC source: 0001209191-17-046355 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,652

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.