Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | Director | May 21, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 21, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 53,887 |
Ending reported balance
After 2026-05-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-21 · Exercise / conversion · Acquired 700 · Balance 51,825 Row 2 · 2026-05-21 · Exercise / conversion · Acquired 2,062 · Balance 53,887 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Exercise / conversion · Disposed 700 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,762 |
Reported balance
After 2026-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-21 · Grant · Acquired 2,762 · Balance 2,762 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 700 |
Reported balance
After 2026-05-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-21 · Exercise / conversion · Disposed 2,062 · Balance 700 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date.
F3: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 27, 2026 00:13 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 5 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 2,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:13 UTC | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 2,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 4 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,762 Underlying: Common Stock · 2,762 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:13 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 3 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date. F2 · derivative.expiration_date: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:13 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018420 · rdgdoc.xml · nonDerivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2026 Filed May 27, 2026 00:13 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018420 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2025 Filed May 22, 2025 22:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018215 · rdgdoc.xml · derivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Restricted Stock Units · 5,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units granted on 5/21/2025 vest in two installments: 4,442 immediately vested on date of grant and 700 vest in one year from the date of grant F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 21, 2025 Filed May 22, 2025 22:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-018215 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2025 Filed May 16, 2025 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017367 · rdgdoc.xml · derivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents 700 restricted stock units from a 5/15/2024 grant that vest one year from the date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 15, 2025 Filed May 16, 2025 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-017367 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2024 Filed May 17, 2024 23:43 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 5,347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017553 · rdgdoc.xml · derivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700 Underlying: Restricted Stock Units · 6,047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in two installments: 5,347 immediately vested on the date of grant and 700 vest in one year from the date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 16, 2024 Filed May 17, 2024 23:43 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 5,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017553 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001776 · rdgdoc.xml · derivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2024 Filed Jan 20, 2024 01:37 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001776 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2023 Filed Dec 16, 2023 00:01 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $18.82 | $94,099.50 |
DisclosureSEC source: 0001437749-23-034612 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,036 Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 02:12 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001516 · rdgdoc.xml · derivative · entry 2 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Restricted Stock Units · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two installments: 600 at 01/18/2023 and 600 at 01/18/2024. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2023 Filed Jan 21, 2023 02:12 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001516 · rdgdoc.xml · nonDerivative · entry 1 Wong Lee Joyce · CIK 0001933781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.