Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP | May 08, 2026 | May 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 08, 2026 · Filed May 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 3,356 |
Ending reported balance
After 2026-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-08 · Exercise / conversion · Acquired 993 · Balance 3,765 Row 2 · 2026-05-08 · Tax withholding · Disposed 409 · Balance 3,356 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $24.05 | Direct | 2,978 |
Reported balance
After 2026-05-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-08 · Exercise / conversion · Disposed 993 · Balance 2,978 F5: These remaining restricted stock units vest in three equal annual installments beginning on 05/08/2027, 05/08/2028 and 05/08/2029. F3: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 667 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 667 F4: These remaining restricted stock units vest on 02/21/2027. F3: There will be no expiration date once restricted stock units vest. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.55 · Expires 2030-01-22 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,000 F1: These options granted on 01/22/2020 are fully vested. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.74 · Expires 2031-01-21 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 30,000 F2: These options granted on 01/21/2021 are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: These options granted on 01/22/2020 are fully vested.
F2: These options granted on 01/21/2021 are fully vested.
F3: There will be no expiration date once restricted stock units vest.
F4: These remaining restricted stock units vest on 02/21/2027.
F5: These remaining restricted stock units vest in three equal annual installments beginning on 05/08/2027, 05/08/2028 and 05/08/2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 9, 2026 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 993 | $0.00 Strike: $24.05 | $0.00 |
DisclosureSEC source: 0001437749-26-015968 · rdgdoc.xml · derivative · entry 6 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,978 Underlying: Common Stock · 3,971 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These remaining restricted stock units vest in three equal annual installments beginning on 05/08/2027, 05/08/2028 and 05/08/2029. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 409 | $24.05 | $9,836.45 |
DisclosureSEC source: 0001437749-26-015968 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,356 Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 993 | $24.05 | $23,881.65 |
DisclosureSEC source: 0001437749-26-015968 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:46 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 667 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001437749-26-005255 · rdgdoc.xml · derivative · entry 5 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 667 Underlying: Common Stock · 1,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F6 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:46 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 275 | $22.20 | $6,105.00 |
DisclosureSEC source: 0001437749-26-005255 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,772 Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:46 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 667 | $22.20 | $14,807.40 |
DisclosureSEC source: 0001437749-26-005255 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001667 · rdgdoc.xml · derivative · entry 5 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 237 | $21.56 | $5,109.72 |
DisclosureSEC source: 0001437749-26-001667 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,380 Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 575 | $21.56 | $12,397.00 |
DisclosureSEC source: 0001437749-26-001667 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2025 Filed Jun 4, 2025 00:30 UTC Amendment | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 3,971 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019354 · rdgdoc.xml · derivative · entry 5 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,971 Underlying: Common Stock · 3,971 shares Expires not disclosed F6 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning one year after the 05/08/2025 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock. F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock. F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs will be settled in common stock. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005106 · rdgdoc.xml · derivative · entry 6 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334 Underlying: Restricted Stock Units · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant. F3 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 275 | $17.25 | $4,743.75 |
DisclosureSEC source: 0001437749-25-005106 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,042 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:41 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 668 | $17.25 | $11,523.00 |
DisclosureSEC source: 0001437749-25-005106 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · derivative · entry 8 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 575 Underlying: Restricted Stock Units · 1,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 398 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · derivative · entry 7 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 164 | $20.09 | $3,294.76 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · nonDerivative · entry 4 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 398 | $20.09 | $7,995.82 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · nonDerivative · entry 3 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 237 | $20.09 | $4,761.33 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,415 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 00:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 575 | $20.09 | $11,551.75 |
DisclosureSEC source: 0001437749-25-001608 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · derivative · entry 8 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398 Underlying: Restricted Stock Units · 797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 112 | $17.50 | $1,960.00 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 4 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,077 Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 3 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · derivative · entry 7 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,150 Underlying: Restricted Stock Units · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 184 | $17.63 | $3,243.92 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 2 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790 Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 17:16 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-001824 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 02:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001526 · rdgdoc.xml · derivative · entry 4 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797 Underlying: Restricted Stock Units · 1,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F4 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 02:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001526 · rdgdoc.xml · nonDerivative · entry 1 Chang Ashley · CIK 0001843850 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.