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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 600 $16.19 $9,714.00
Disclosure

SEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 3

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,989

Read SEC document
March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 1,600 $16.16 $25,848.00
Disclosure

SEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 2

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,389

Read SEC document
March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment
Thian Yee PhongPresident/CEO
PurchaseCommon Stock, No Par Value 200 $16.18 $3,236.00
Disclosure

SEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 1

Thian Yee Phong · CIK 0001711496 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,789

Read SEC document
March 06, 2020 Filed Apr 13, 2021 19:22 UTC Amendment PurchaseCommon Stock, No Par Value 3,600 $15.60 $56,160.00
Disclosure

SEC source: 0001437749-21-008819 · rdgdoc.xml · nonDerivative · entry 1

Liu Vincent · CIK 0001711562 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,163

Read SEC document
March 06, 2020 Filed Apr 13, 2021 18:37 UTC Amendment
Chen WendellDirector
PurchaseCommon Stock, No Par Value 1,000 $16.07 $16,069.90
Disclosure

SEC source: 0001437749-21-008811 · rdgdoc.xml · nonDerivative · entry 1

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,208

Read SEC document
March 06, 2020 Filed Apr 21, 2021 16:35 UTC Amendment PurchaseCommon Stock, No Par Value 1,000 $15.85 $15,847.00
Disclosure

SEC source: 0001437749-21-009433 · rdgdoc.xml · nonDerivative · entry 1

Pang Simon · CIK 0001711564 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,754

Read SEC document
March 05, 2020 Filed Mar 6, 2020 01:36 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,437 $16.68 $157,409.16
Disclosure

SEC source: 0001209191-20-016811 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,876

Read SEC document
March 05, 2020 Filed Apr 29, 2020 01:15 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,437 $16.68 $157,409.16
Disclosure

SEC source: 0001209191-20-026077 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,876

Read SEC document
March 05, 2020 Filed Apr 29, 2020 18:36 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,437 $16.68 $157,409.16
Disclosure

SEC source: 0001209191-20-026131 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,876

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:33 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 553 $16.68 $9,224.04
Disclosure

SEC source: 0001209191-20-016809 · doc4.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,439

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:33 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,000 $16.88 $151,920.00
Disclosure

SEC source: 0001209191-20-016809 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,886

Read SEC document
March 03, 2020 Filed Apr 29, 2020 01:11 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 553 $16.68 $9,224.04
Disclosure

SEC source: 0001209191-20-026075 · doc4a.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,439

Read SEC document
March 03, 2020 Filed Apr 29, 2020 01:11 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,000 $16.88 $151,920.00
Disclosure

SEC source: 0001209191-20-026075 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,886

Read SEC document
March 03, 2020 Filed Apr 29, 2020 18:32 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 553 $16.68 $9,224.04
Disclosure

SEC source: 0001209191-20-026128 · doc4a.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,439

Read SEC document
March 03, 2020 Filed Apr 29, 2020 18:32 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 9,000 $16.88 $151,920.00
Disclosure

SEC source: 0001209191-20-026128 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,886

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:51 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10 $16.68 $166.80
Disclosure

SEC source: 0001209191-20-016450 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,886

Read SEC document
March 02, 2020 Filed Apr 29, 2020 01:03 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10 $16.68 $166.80
Disclosure

SEC source: 0001209191-20-026073 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,886

Read SEC document
March 02, 2020 Filed Apr 29, 2020 18:28 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10 $16.68 $166.80
Disclosure

SEC source: 0001209191-20-026126 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,886

Read SEC document
February 28, 2020 Filed Feb 28, 2020 20:27 UTC
Lin Ko-YenDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-20-014250 · doc4.xml · derivative · entry 3

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 20:27 UTC
Lin Ko-YenDirector
Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-20-014250 · doc4.xml · nonDerivative · entry 2

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Feb 28, 2020 20:27 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-20-014250 · doc4.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 01:04 UTC Amendment
Yu Raymond HDirector
PurchaseCommon Stock, No Par Value 3,000 $17.11 $51,330.00
Disclosure

SEC source: 0001209191-20-015771 · doc4a.xml · nonDerivative · entry 1

Yu Raymond H · CIK 0001757583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,572

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:41 UTC
Yu Raymond HDirector
PurchaseCommon Stock, No Par Value 3,000 $17.11 $51,330.00
Disclosure

SEC source: 0001209191-20-014922 · doc4.xml · nonDerivative · entry 1

Yu Raymond H · CIK 0001757583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,437

Read SEC document
February 13, 2020 Filed Feb 14, 2020 01:18 UTC Exercise / conversionOption (right to buy) · Derivative 9,686 $13.21 Strike: $13.21 $127,985.96
Disclosure

SEC source: 0001209191-20-009455 · doc4.xml · derivative · entry 3

Lee Larsen · CIK 0001711552 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,686 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 03/17/2014 date of grant.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 01:18 UTC Exercise / conversionStock Options 9,686 $13.21 $127,985.96
Disclosure

SEC source: 0001209191-20-009455 · doc4.xml · nonDerivative · entry 2

Lee Larsen · CIK 0001711552 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 01:18 UTC Exercise / conversionCommon Stock, No Par Value 9,686 $13.21 $127,985.96
Disclosure

SEC source: 0001209191-20-009455 · doc4.xml · nonDerivative · entry 1

Lee Larsen · CIK 0001711552 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 02:00 UTC Exercise / conversionOption (right to buy) · Derivative 4,036 $11.15 Strike: $11.15 $45,000.59
Disclosure

SEC source: 0001209191-20-006735 · doc4.xml · derivative · entry 3

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,036 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 02:00 UTC Exercise / conversionStock Options 4,036 $11.15 $45,000.59
Disclosure

SEC source: 0001209191-20-006735 · doc4.xml · nonDerivative · entry 2

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 02:00 UTC Exercise / conversionCommon Stock, No Par Value 4,036 $11.15 $45,000.59
Disclosure

SEC source: 0001209191-20-006735 · doc4.xml · nonDerivative · entry 1

Yeh Jeffrey · CIK 0001711532 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:21 UTC
Chen WendellDirector
Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-20-005950 · doc4.xml · derivative · entry 3

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:21 UTC
Chen WendellDirector
Exercise / conversionStock Options 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-20-005950 · doc4.xml · nonDerivative · entry 2

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:21 UTC
Chen WendellDirector
Exercise / conversionCommon Stock, No Par Value 10,763 $11.15 $120,005.30
Disclosure

SEC source: 0001209191-20-005950 · doc4.xml · nonDerivative · entry 1

Chen Wendell · CIK 0001711604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · derivative · entry 6

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · derivative · entry 5

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 4

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionStock Options 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 3

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 2

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 19:48 UTC
Lin Ko-YenDirector
Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,400.45
Disclosure

SEC source: 0001209191-20-004935 · doc4.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:45 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 17,971 $20.00 $359,420.00
Disclosure

SEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 5

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,815

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:45 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 215 $20.01 $4,302.15
Disclosure

SEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 4

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,786

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:45 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 600 $20.02 $12,012.00
Disclosure

SEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 3

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,001

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:45 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 414 $20.08 $8,313.12
Disclosure

SEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 2

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,601

Read SEC document
December 04, 2019 Filed Dec 5, 2019 19:45 UTC
Lin Ko-YenDirector
SaleCommon Stock, No Par Value 800 $20.13 $16,100.00
Disclosure

SEC source: 0001209191-19-059396 · doc4.xml · nonDerivative · entry 1

Lin Ko-Yen · CIK 0001711531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,015

Read SEC document
November 27, 2019 Filed Nov 27, 2019 20:19 UTC SaleCommon Stock, No Par Value 100 $20.34 $2,034.00
Disclosure

SEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 4

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,102

Read SEC document
November 27, 2019 Filed Nov 27, 2019 20:19 UTC SaleCommon Stock, No Par Value 200 $20.33 $4,066.70
Disclosure

SEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 3

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Read SEC document
November 27, 2019 Filed Nov 27, 2019 20:19 UTC SaleCommon Stock, No Par Value 100 $20.33 $2,033.07
Disclosure

SEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,402

Read SEC document
November 27, 2019 Filed Nov 27, 2019 20:19 UTC SaleCommon Stock, No Par Value 100 $20.33 $2,033.00
Disclosure

SEC source: 0001209191-19-058392 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,502

Read SEC document
November 11, 2019 Filed Nov 12, 2019 20:55 UTC SaleCommon Stock, No Par Value 99 $20.58 $2,037.42
Disclosure

SEC source: 0001209191-19-056230 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,602

Read SEC document
November 08, 2019 Filed Nov 8, 2019 20:23 UTC SaleCommon Stock, No Par Value 401 $20.85 $8,360.85
Disclosure

SEC source: 0001209191-19-055890 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,701

Read SEC document
November 08, 2019 Filed Nov 8, 2019 20:23 UTC SaleCommon Stock, No Par Value 500 $20.78 $10,390.00
Disclosure

SEC source: 0001209191-19-055890 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,102

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.