Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date July 08, 2022 · Filed July 29, 2022 · Amendment
Section 16 reporting ended · disclosed 2022-07-29. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 517,302 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 517,302 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.15 · Expires 2023-01-01 | Direct | 166,156 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 166,156 F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.15 · Expires 2023-05-15 | Direct | 10,763 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 10,763 F2: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.21 · Expires 2024-05-21 | Direct | 10,250 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 10,250 F3: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.08 · Expires 2025-05-20 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 10,000 F4: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2026-05-17 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2022-07-08 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 10,000 F5: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
F5: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2022 Filed Jun 18, 2022 00:00 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 38,763 | $11.15 Strike: $11.15 | $432,199.70 |
DisclosureSEC source: 0001437749-22-015340 · rdgdoc.xml · derivative · entry 5 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,156 Underlying: Common Stock · 204,919 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| June 16, 2022 Filed Jun 18, 2022 00:00 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 27,000 | $20.24 | $546,463.80 |
DisclosureSEC source: 0001437749-22-015340 · rdgdoc.xml · nonDerivative · entry 4 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Read SEC document |
| June 16, 2022 Filed Jun 18, 2022 00:00 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 27,000 | $11.15 | $301,044.60 |
DisclosureSEC source: 0001437749-22-015340 · rdgdoc.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2022 Filed Jun 18, 2022 00:00 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 11,763 | $20.25 | $238,210.16 |
DisclosureSEC source: 0001437749-22-015340 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Read SEC document |
| June 16, 2022 Filed Jun 18, 2022 00:00 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 11,763 | $11.15 | $131,155.10 |
DisclosureSEC source: 0001437749-22-015340 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 00:29 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 13,237 | $11.15 Strike: $11.15 | $147,589.90 |
DisclosureSEC source: 0001437749-22-015217 · rdgdoc.xml · derivative · entry 3 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,919 Underlying: Common Stock · 218,156 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 00:29 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 13,237 | $20.24 | $267,916.88 |
DisclosureSEC source: 0001437749-22-015217 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 00:29 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 13,237 | $11.15 | $147,589.90 |
DisclosureSEC source: 0001437749-22-015217 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 11, 2022 00:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 24,000 | $11.15 Strike: $11.15 | $267,595.20 |
DisclosureSEC source: 0001437749-22-014812 · rdgdoc.xml · derivative · entry 3 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,156 Underlying: Common Stock · 242,156 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| June 08, 2022 Filed Jun 11, 2022 00:04 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 24,000 | $21.51 | $516,230.40 |
DisclosureSEC source: 0001437749-22-014812 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Read SEC document |
| June 08, 2022 Filed Jun 11, 2022 00:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 24,000 | $11.15 | $267,595.20 |
DisclosureSEC source: 0001437749-22-014812 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 14, 2022 01:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $11.15 Strike: $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-012441 · rdgdoc.xml · derivative · entry 8 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. Read SEC document |
| May 11, 2022 Filed May 14, 2022 01:30 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 10,763 | $20.66 | $222,363.58 |
DisclosureSEC source: 0001437749-22-012441 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Read SEC document |
| May 11, 2022 Filed May 14, 2022 01:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $11.15 | $120,005.30 |
DisclosureSEC source: 0001437749-22-012441 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 18:42 UTC | RBB Bancorp RBB · Entity 5572 | Disposition to issuerRestricted Stock Shares | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-010044 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · Former President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F10 · kind: Represents forfeiture of 40,000 shares of restricted stock. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Restricted Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2022 Filed Jan 22, 2022 02:04 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001447 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the first vesting of the three equal annual installments beginning one year after the 01/21/2021 date of grant. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares · Derivative | 14,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock · 14,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020247 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares · Derivative | 14,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · derivative · entry 9 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock · 14,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 17:16 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-020292 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant. Read SEC document |
| April 29, 2021 Filed May 1, 2021 01:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,763 | $9.29 Strike: $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-010524 · rdgdoc.xml · derivative · entry 4 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,763 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. Read SEC document |
| April 29, 2021 Filed May 1, 2021 01:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-010524 · rdgdoc.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed May 1, 2021 01:23 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,763 | $9.29 | $100,004.41 |
DisclosureSEC source: 0001437749-21-010524 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2020 Filed Aug 19, 2020 01:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares · Derivative | 14,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047387 · doc4.xml · derivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,475 Underlying: Restricted Stock · 14,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. F3 · derivative.expiration_date: There will be no expiration date once restricted stock shares vest. Read SEC document |
| August 15, 2020 Filed Aug 19, 2020 01:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Shares | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047387 · doc4.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2020 Filed Aug 19, 2020 01:31 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 14,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047387 · doc4.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent the second vesting of the three equal annual installments beginning one year after the 08/15/2018 date of grant. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 22:48 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $12.70 | $12,700.00 |
DisclosureSEC source: 0001209191-20-019033 · doc4.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,114 Read SEC document |
| March 12, 2020 Filed Aug 25, 2020 23:46 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $12.70 | $12,700.00 |
DisclosureSEC source: 0001437749-20-018699 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,589 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:22 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 900 | $13.90 | $12,510.00 |
DisclosureSEC source: 0001209191-20-017774 · doc4.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,114 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:22 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 100 | $13.89 | $1,389.00 |
DisclosureSEC source: 0001209191-20-017774 · doc4.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,214 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:22 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $14.57 | $14,565.00 |
DisclosureSEC source: 0001209191-20-017774 · doc4.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,114 Read SEC document |
| March 09, 2020 Filed Aug 25, 2020 23:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 900 | $13.90 | $12,510.00 |
DisclosureSEC source: 0001437749-20-018697 · rdgdoc.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,589 Read SEC document |
| March 09, 2020 Filed Aug 25, 2020 23:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 100 | $13.89 | $1,389.00 |
DisclosureSEC source: 0001437749-20-018697 · rdgdoc.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,689 Read SEC document |
| March 09, 2020 Filed Aug 25, 2020 23:24 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $14.57 | $14,565.00 |
DisclosureSEC source: 0001437749-20-018697 · rdgdoc.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,589 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $16.17 | $16,172.50 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 7 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,114 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 200 | $16.17 | $3,234.26 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 6 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,114 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 161 | $16.16 | $2,601.76 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 5 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,914 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,239 | $16.17 | $20,034.63 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 4 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,753 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 600 | $16.19 | $9,714.00 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,514 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,600 | $16.16 | $25,848.00 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 2 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,914 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 18:20 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 200 | $16.18 | $3,236.00 |
DisclosureSEC source: 0001209191-20-017613 · doc4.xml · nonDerivative · entry 1 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,314 Read SEC document |
| March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $16.17 | $16,172.50 |
DisclosureSEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 7 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,589 Read SEC document |
| March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 200 | $16.17 | $3,234.26 |
DisclosureSEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 6 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,589 Read SEC document |
| March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 161 | $16.16 | $2,601.76 |
DisclosureSEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 5 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,389 Read SEC document |
| March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,239 | $16.17 | $20,034.63 |
DisclosureSEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 4 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,228 Read SEC document |
| March 06, 2020 Filed Aug 25, 2020 22:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 600 | $16.19 | $9,714.00 |
DisclosureSEC source: 0001437749-20-018695 · rdgdoc.xml · nonDerivative · entry 3 Thian Yee Phong · CIK 0001711496 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,989 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.