Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date March 31, 2023 · Filed March 31, 2023
Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 2,925 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,925 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2023 Filed Jan 21, 2023 02:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001524 · rdgdoc.xml · derivative · entry 2 Pang Simon · CIK 0001711564 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 1,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F3 · balance_after: Represents forfeiture of remaining 1,534 restricted stock units Read SEC document |
| January 19, 2023 Filed Jan 21, 2023 02:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001524 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 01:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2,000 | $23.38 | $46,760.00 |
DisclosureSEC source: 0001437749-22-020774 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,158 Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 01:45 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 3,000 | $22.98 | $68,940.00 |
DisclosureSEC source: 0001437749-22-020774 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,158 Read SEC document |
| August 11, 2022 Filed Aug 11, 2022 23:29 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2 | $22.48 | $44.96 |
DisclosureSEC source: 0001437749-22-020207 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,158 Read SEC document |
| August 11, 2022 Filed Aug 11, 2022 23:29 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 2,998 | $22.46 | $67,335.08 |
DisclosureSEC source: 0001437749-22-020207 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,160 Read SEC document |
| May 26, 2022 Filed May 27, 2022 23:44 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 6,494 | $21.25 | $137,991.66 |
DisclosureSEC source: 0001437749-22-013819 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,158 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:09 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 492 | $25.60 | $12,595.20 |
DisclosureSEC source: 0001437749-21-021324 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:09 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 8,610 | $25.70 | $221,277.00 |
DisclosureSEC source: 0001437749-21-021324 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,144 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 86,078 | $11.15 Strike: $11.15 | $959,752.48 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · derivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,078 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 86,078 | $25.50 | $2,194,989.00 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 F2 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F3 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 20:58 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 86,078 | $11.15 | $959,752.48 |
DisclosureSEC source: 0001437749-21-021320 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:28 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $15.85 | $15,847.00 |
DisclosureSEC source: 0001209191-20-017177 · doc4.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 Read SEC document |
| March 06, 2020 Filed Apr 21, 2021 16:35 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 1,000 | $15.85 | $15,847.00 |
DisclosureSEC source: 0001437749-21-009433 · rdgdoc.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 Read SEC document |
| May 09, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 15,000 | $27.37 | $410,520.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 5 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Read SEC document |
| May 09, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 15,000 | $27.37 | $410,520.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 5 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 8,000 | $27.37 | $218,992.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 4 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,754 Read SEC document |
| May 08, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 8,000 | $27.37 | $218,992.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 4 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 7,000 | $27.37 | $191,618.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,754 Read SEC document |
| May 07, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 7,000 | $27.37 | $191,618.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 35,000 | $11.15 Strike: $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · derivative · entry 7 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,078 Underlying: Common Stock · 121,078 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| May 04, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 35,000 | $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 6 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 5,000 | $27.54 | $137,695.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,754 Read SEC document |
| May 04, 2018 Filed May 18, 2018 17:03 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 35,000 | $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-031322 · doc4.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 35,000 | $11.15 Strike: $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · derivative · entry 7 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,078 Underlying: Common Stock · 121,078 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. Read SEC document |
| May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 35,000 | $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 6 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 5,000 | $27.54 | $137,695.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed Nov 9, 2018 16:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 35,000 | $11.15 | $390,243.00 |
DisclosureSEC source: 0001209191-18-057872 · doc4a.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 5,381 | $9.29 Strike: $9.29 | $49,997.56 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · derivative · entry 6 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,381 shares Expires 2018-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 104,906 | $9.29 Strike: $9.29 | $974,734.10 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · derivative · entry 5 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,906 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 110,287 | $9.29 | $1,024,731.66 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · nonDerivative · entry 4 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 75,000 | $26.39 | $1,979,475.00 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · nonDerivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 35,287 | $26.06 | $919,438.07 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,754 Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 110,287 | $9.29 | $1,024,731.66 |
DisclosureSEC source: 0001209191-18-014557 · doc4.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 5,381 | $9.29 Strike: $9.29 | $49,997.56 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · derivative · entry 6 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,381 shares Expires 2018-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 104,906 | $9.29 Strike: $9.29 | $974,734.10 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · derivative · entry 5 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,906 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 110,287 | $9.29 | $1,024,731.66 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · nonDerivative · entry 4 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 75,000 | $26.39 | $1,979,475.00 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · nonDerivative · entry 3 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 35,287 | $26.06 | $919,438.07 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · nonDerivative · entry 2 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:42 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 110,287 | $9.29 | $1,024,731.66 |
DisclosureSEC source: 0001209191-18-057871 · doc4a.xml · nonDerivative · entry 1 Pang Simon · CIK 0001711564 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.