Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date August 10, 2022 · Filed August 11, 2022
Section 16 reporting ended · disclosed 2022-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 256,622 |
Reported balance
Holding disclosure · report date 2022-08-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 256,622 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2022 Filed Jul 12, 2022 20:24 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017003 · rdgdoc.xml · derivative · entry 2 Yu Raymond H · CIK 0001757583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 1,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| July 11, 2022 Filed Jul 12, 2022 20:24 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017003 · rdgdoc.xml · nonDerivative · entry 1 Yu Raymond H · CIK 0001757583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 22:31 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $13.48 | $26,960.00 |
DisclosureSEC source: 0001209191-20-019022 · doc4.xml · nonDerivative · entry 1 Yu Raymond H · CIK 0001757583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,572 Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:04 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 3,000 | $17.11 | $51,330.00 |
DisclosureSEC source: 0001209191-20-015771 · doc4a.xml · nonDerivative · entry 1 Yu Raymond H · CIK 0001757583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,572 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:41 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 3,000 | $17.11 | $51,330.00 |
DisclosureSEC source: 0001209191-20-014922 · doc4.xml · nonDerivative · entry 1 Yu Raymond H · CIK 0001757583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,437 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.