Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP | February 13, 2020 | February 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date February 13, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 9,686 |
Reported balance
After 2020-02-13 transaction · row 1
1 source rowRow 1 · 2020-02-13 · Exercise / conversion · Acquired 9,686 · Balance 9,686 |
| Stock OptionsSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2020-02-13 transaction · row 2
1 source rowRow 2 · 2020-02-13 · Exercise / conversion · Disposed 9,686 · Balance 15,000 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.21 · Expires 2024-03-17 | Direct | 0 |
Reported balance
After 2020-02-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-13 · Exercise / conversion · Disposed 9,686 · Balance 0 F1: These options vest in three equal annual installments beginning one year after the 03/17/2014 date of grant. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2026-01-01 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2020-02-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,000 F2: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 03/17/2014 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 14, 2020 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 9,686 | $13.21 Strike: $13.21 | $127,985.96 |
DisclosureSEC source: 0001209191-20-009455 · doc4.xml · derivative · entry 3 Lee Larsen · CIK 0001711552 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,686 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 03/17/2014 date of grant. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 9,686 | $13.21 | $127,985.96 |
DisclosureSEC source: 0001209191-20-009455 · doc4.xml · nonDerivative · entry 2 Lee Larsen · CIK 0001711552 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 01:18 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 9,686 | $13.21 | $127,985.96 |
DisclosureSEC source: 0001209191-20-009455 · doc4.xml · nonDerivative · entry 1 Lee Larsen · CIK 0001711552 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.