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Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

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Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2021 Filed Dec 23, 2021 17:02 UTC Exercise / conversionCommon Stock 2,500 $10.72 $26,800.00
Disclosure

SEC source: 0001209191-21-071041 · doc4.xml · nonDerivative · entry 1

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,562.4018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 16:33 UTC
Spero Vincent AEVP, Head of Comml Real Estate
SaleCommon Stock 5,835 $34.95 $203,933.25
Disclosure

SEC source: 0001209191-21-065393 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,351.3836

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 19:43 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
SaleCommon Stock 3,500 $35.36 $123,760.00
Disclosure

SEC source: 0001209191-21-063825 · doc4.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227.1843

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:39 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $33.41 $167,028.50
Disclosure

SEC source: 0001209191-21-058374 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
September 29, 2021 Filed Sep 30, 2021 18:00 UTC
Smith Gregory MartinSEVP, President Comml Banking
SaleCommon Stock 1,303 $33.23 $43,298.69
Disclosure

SEC source: 0001209191-21-058146 · doc4.xml · nonDerivative · entry 2

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · ESPP

Disclosed balance after: 0.9235

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 17:17 UTC PurchaseCommon Stock 2,500 $31.88 $79,700.00
Disclosure

SEC source: 0001209191-21-057212 · doc4.xml · nonDerivative · entry 1

Horst Peter D. · CIK 0001768546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674

Read SEC document
September 17, 2021 Filed Sep 20, 2021 16:52 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $32.61 $163,063.00
Disclosure

SEC source: 0001209191-21-056816 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 12:22 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $33.12 $165,583.50
Disclosure

SEC source: 0001209191-21-054921 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:27 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $33.52 $167,608.00
Disclosure

SEC source: 0001209191-21-053820 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 17:47 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $33.02 $165,081.00
Disclosure

SEC source: 0001209191-21-051576 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:34 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
SaleCommon Stock 5,000 $32.77 $163,833.50
Disclosure

SEC source: 0001209191-21-050536 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,749

Read SEC document
August 02, 2021 Filed Aug 2, 2021 19:42 UTC
Poland ToddEVP, General Counsel
PurchaseCommon Stock 1,000 $32.31 $32,310.00
Disclosure

SEC source: 0001209191-21-049036 · doc4.xml · nonDerivative · entry 1

Poland Todd · CIK 0001733297 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Read SEC document
July 30, 2021 Filed Aug 2, 2021 15:27 UTC
KENNEDY DOUGLAS LDirector · President & CEO
SaleCommon Stock 5,000 $32.45 $162,272.50
Disclosure

SEC source: 0001209191-21-049003 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,722.749

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 20, 2021

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:22 UTC
Waser Eric H.EVP, Head of Investment Bkg
Tax withholdingCommon Stock 101 $32.00 $3,232.00
Disclosure

SEC source: 0001209191-21-043017 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,736

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:18 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
Tax withholdingCommon Stock 76 $32.00 $2,432.00
Disclosure

SEC source: 0001209191-21-043012 · doc4.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716.782

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:14 UTC
Spero Vincent AEVP, Head of Comml Real Estate
Tax withholdingCommon Stock 90 $32.00 $2,880.00
Disclosure

SEC source: 0001209191-21-043007 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,139.8666

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:10 UTC
Smith Gregory MartinSEVP, President Comml Banking
Tax withholdingCommon Stock 95 $32.00 $3,040.00
Disclosure

SEC source: 0001209191-21-043001 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,357.8091

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:02 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 58 $32.00 $1,856.00
Disclosure

SEC source: 0001209191-21-042996 · doc4.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291.9517

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:57 UTC
Poland ToddEVP, General Counsel
Tax withholdingCommon Stock 77 $32.00 $2,464.00
Disclosure

SEC source: 0001209191-21-042984 · doc4.xml · nonDerivative · entry 1

Poland Todd · CIK 0001733297 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:42 UTC
KENNEDY DOUGLAS LDirector · President & CEO
Tax withholdingCommon Stock 205 $32.00 $6,560.00
Disclosure

SEC source: 0001209191-21-042978 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,722.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:46 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
Tax withholdingCommon Stock 108 $32.00 $3,456.00
Disclosure

SEC source: 0001209191-21-042981 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:39 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 69 $32.00 $2,208.00
Disclosure

SEC source: 0001209191-21-042976 · doc4.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:37 UTC
Doyle Timothy EEVP, Chief Credit Officer
Tax withholdingCommon Stock 74 $32.00 $2,368.00
Disclosure

SEC source: 0001209191-21-042974 · doc4.xml · nonDerivative · entry 1

Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,191

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:34 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Tax withholdingCommon Stock 111 $32.00 $3,552.00
Disclosure

SEC source: 0001209191-21-042972 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,096

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:32 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 161 $32.00 $5,152.00
Disclosure

SEC source: 0001209191-21-042970 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
May 24, 2021 Filed May 25, 2021 13:09 UTC
Smith Gregory MartinSEVP, President Comml Banking
SaleCommon Stock 1,698 $32.67 $55,473.66
Disclosure

SEC source: 0001209191-21-035607 · doc4.xml · nonDerivative · entry 2

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161.2091

Read SEC document
May 21, 2021 Filed May 25, 2021 13:09 UTC
Smith Gregory MartinSEVP, President Comml Banking
SaleCommon Stock 3,402 $32.62 $110,973.24
Disclosure

SEC source: 0001209191-21-035607 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859.2091

Read SEC document
May 19, 2021 Filed May 20, 2021 20:39 UTC
Smith Gregory MartinSEVP, President Comml Banking
Tax withholdingCommon Stock 1,754 $32.45 $56,917.30
Disclosure

SEC source: 0001209191-21-034437 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261.2091

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 14:28 UTC
Spero Vincent AEVP, Head of Comml Real Estate
SaleCommon Stock 5,835 $30.25 $176,508.75
Disclosure

SEC source: 0001209191-21-023154 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,665.6832

Read SEC document
March 20, 2021 Filed Mar 22, 2021 20:20 UTC
WELSH BETHDirector
GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022345 · doc4.xml · derivative · entry 2

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 20:18 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022340 · doc4.xml · derivative · entry 2

Spinelli Anthony W. · CIK 0001707640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 20:07 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022316 · doc4.xml · derivative · entry 3

Mullen Patrick J. · CIK 0001769260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 20:12 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022325 · doc4.xml · derivative · entry 4

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:59 UTC GrantRestricted Stock Units · Derivative 4,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022308 · doc4.xml · derivative · entry 2

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,364

Underlying: Common Stock · 4,783 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:49 UTC GrantRestricted Stock Units · Derivative 2,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022301 · doc4.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527

Underlying: Common Stock · 2,551 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:45 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022297 · doc4.xml · derivative · entry 2

Horst Peter D. · CIK 0001768546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:42 UTC GrantRestricted Stock Units · Derivative 2,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022295 · doc4.xml · derivative · entry 3

GRAMIGNA EDWARD A JR · CIK 0001561040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

Underlying: Common Stock · 2,072 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:26 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022291 · doc4.xml · derivative · entry 2

CONSI ANTHONY J · CIK 0001236746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:29 UTC GrantRestricted Stock Units · Derivative 2,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022293 · doc4.xml · derivative · entry 2

DAINGERFIELD RICHARD · CIK 0001618001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836

Underlying: Common Stock · 2,232 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:22 UTC
COLE SUSAN ADirector
GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022289 · doc4.xml · derivative · entry 2

COLE SUSAN A · CIK 0001601613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 22, 2021 19:19 UTC GrantRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022287 · doc4.xml · derivative · entry 3

Bowser Carmen M · CIK 0001662238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 1,434 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:43 UTC
Smith Gregory MartinEVP, Head of Comml Banking
GrantRestricted Stock Units · Derivative 3,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022843 · doc4.xml · derivative · entry 5

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,639

Underlying: Common Stock · 3,762 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2021 Filed Mar 24, 2021 19:43 UTC
Smith Gregory MartinEVP, Head of Comml Banking
GrantRestricted Stock Units · Derivative 3,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022843 · doc4.xml · derivative · entry 4

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,759

Underlying: Common Stock · 3,762 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2021 Filed Mar 24, 2021 19:43 UTC
Smith Gregory MartinEVP, Head of Comml Banking
Tax withholdingCommon Stock 1,049 $31.36 $32,896.64
Disclosure

SEC source: 0001209191-21-022843 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693.2091

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 20, 2021 Filed Mar 24, 2021 19:40 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022841 · doc4.xml · derivative · entry 7

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Underlying: Common Stock · 1,727 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2021 Filed Mar 24, 2021 19:40 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022841 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,487

Underlying: Common Stock · 5,183 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2021 Filed Mar 24, 2021 19:37 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 1,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Common Stock · 1,792 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2021 Filed Mar 24, 2021 19:37 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 5,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2021 Filed Mar 24, 2021 19:37 UTC
Spero Vincent AEVP, Head of Comml Real Estate
Tax withholdingCommon Stock 3,397 $31.36 $106,529.92
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,500.6832

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 20, 2021 Filed Mar 24, 2021 19:31 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,259 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022836 · doc4.xml · derivative · entry 4

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894

Underlying: Common Stock · 1,259 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.