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BABCOCK JOHN P

Disclosed activity across 1 company

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34568
SEC CIK
0001602623

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354SEVP & Pres of Priv Wealth MgtJune 29, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date June 29, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,582 Reported balance After 2026-06-29 transaction · row 1
1 source row

Row 1 · 2026-06-29 · Sale · Disposed 5,000 · Balance 45,582

Common StockSEC Table I · non-derivativeIndirectRabbi Trust74,876 Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 74,876

F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Common StockSEC Table I · non-derivativeIndirect401(k)6,720 Reported balance Holding disclosure · report date 2026-06-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,720

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,029 Reported balance Holding disclosure · report date 2026-06-29 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,029

F2: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,362 Reported balance Holding disclosure · report date 2026-06-29 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 9,362

F3: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,524 Reported balance Holding disclosure · report date 2026-06-29 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,524

F4: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,788 Reported balance Holding disclosure · report date 2026-06-29 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,788

F5: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,315 Reported balance Holding disclosure · report date 2026-06-29 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 11,315

F6: On March 20, 2025, the reporting person was granted 11,315 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,043 Reported balance Holding disclosure · report date 2026-06-29 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 14,043

F7: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect2,760 Reported balance Holding disclosure · report date 2026-06-29 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 2,760

F8: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect12,418 Reported balance Holding disclosure · report date 2026-06-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 12,418

F9: On March 20, 2024, the reporting person was granted 12,418 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom RightsSEC Table II · derivative / convertible security · Expires 2028-12-31Direct16,000 Reported balance Holding disclosure · report date 2026-06-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 16,000

F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F2: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F3: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F4: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F5: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F6: On March 20, 2025, the reporting person was granted 11,315 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F7: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F9: On March 20, 2024, the reporting person was granted 12,418 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2026 Filed Jun 30, 2026 14:09 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $47.11 $235,532.50
Disclosure

SEC source: 0001193125-26-289604 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,582

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 22

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: On March 20, 2021, the reporting person was granted 9,992 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · price: On March 20, 2021, the reporting person was granted 9,992 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · derivative.exercise_date: On March 20, 2021, the reporting person was granted 9,992 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11 · derivative.expiration_date: On March 20, 2021, the reporting person was granted 9,992 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 2,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 21

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Common Stock · 2,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · price: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.exercise_date: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.expiration_date: On March 20, 2024, the reporting person was granted 8,278 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 14,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 20

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,043

Underlying: Common Stock · 14,043 shares

Expires not disclosed

F9 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · price: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 14,043 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 12,398 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 18

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

F5 · price: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

F5 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

F5 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 2,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 17

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · price: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 2,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 16

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,524

Underlying: Common Stock · 2,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · price: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.exercise_date: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.expiration_date: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 9,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 15

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,362

Underlying: Common Stock · 9,362 shares

Expires not disclosed

F7 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · price: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 9,362 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 2,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · derivative · entry 14

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,029

Underlying: Common Stock · 2,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · price: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.exercise_date: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.expiration_date: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 6,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 12

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 74,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

F6 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 11

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 68,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 10

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 67,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 754 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 9

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 66,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 2,178 $33.18 $72,266.04
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 8

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,582

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 6,199 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 7

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On March 20, 2023, the reporting person was granted 17,955 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 12,398 restricted stock units vested.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 613 $33.18 $20,339.34
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,561

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On March 20, 2023, the reporting person was granted 11,970 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 644 $33.18 $21,367.92
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,977

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 3

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 20, 2022, the reporting person was granted 12,588 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

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March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 901 $33.18 $29,895.18
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 2

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,363

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121948 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2025, the reporting person was granted 7,543 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

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February 11, 2026 Filed Apr 1, 2026 19:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPerformance Rights · Derivative 16,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-137423 · ownership.xml · derivative · entry 12

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2028-12-31

F10 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

F10 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of PGC common stock. The performance rights vest upon PGC's common stock achieving a specified price per share.

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March 20, 2025 Filed Mar 24, 2025 15:46 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 11,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,270

Underlying: Common Stock · 11,315 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2025 Filed Mar 24, 2025 15:46 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 7,543 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · derivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,543

Underlying: Common Stock · 7,543 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 15:46 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 4,580 $29.55 $135,339.00
Disclosure

SEC source: 0000950170-25-043576 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,476

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 15:53 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 10,000 $28.76 $287,646.00
Disclosure

SEC source: 0000950170-25-042409 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,155

Read SEC document
November 04, 2024 Filed Nov 5, 2024 19:45 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $32.29 $96,877.20
Disclosure

SEC source: 0000950170-24-121337 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,155

Read SEC document
September 05, 2024 Filed Sep 6, 2024 17:36 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 10,000 $26.89 $268,919.00
Disclosure

SEC source: 0000950170-24-104311 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,155

Read SEC document
August 16, 2024 Filed Aug 19, 2024 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $25.69 $128,450.00
Disclosure

SEC source: 0000950170-24-098455 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,155

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 12,418 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,418

Underlying: Common Stock · 12,418 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F6 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 8,278 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · derivative · entry 4

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,278

Underlying: Common Stock · 8,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 22:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 810 $23.92 $19,375.20
Disclosure

SEC source: 0000950170-24-035542 · ownership.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,155

Read SEC document
June 22, 2023 Filed Jun 26, 2023 19:27 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 219 $27.54 $6,031.26
Disclosure

SEC source: 0001209191-23-039644 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,510

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 14:24 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 6,000 $30.20 $181,170.60
Disclosure

SEC source: 0001209191-23-035279 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,242

Read SEC document
March 27, 2023 Filed Mar 28, 2023 18:33 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $30.59 $152,937.00
Disclosure

SEC source: 0001209191-23-021372 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,242

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 17,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020510 · doc4.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,535

Underlying: Common Stock · 17,955 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 11,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020510 · doc4.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,286

Underlying: Common Stock · 11,970 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 7,546 $30.96 $233,624.16
Disclosure

SEC source: 0001209191-23-020510 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,992

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 161 $30.91 $4,976.51
Disclosure

SEC source: 0001209191-22-038850 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,644

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 12,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,694

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 12,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,452

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 5,155 $36.80 $189,704.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,957

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:46 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 192 $37.22 $7,146.24
Disclosure

SEC source: 0001209191-22-018697 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,058

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 16:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,000 $32.77 $163,833.50
Disclosure

SEC source: 0001209191-21-050536 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,749

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 161 $32.00 $5,152.00
Disclosure

SEC source: 0001209191-21-042970 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 9,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022822 · doc4.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,589

Underlying: Common Stock · 9,992 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Unit · Derivative 9,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022822 · doc4.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,985

Underlying: Common Stock · 9,992 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 4,396 $31.36 $137,858.56
Disclosure

SEC source: 0001209191-21-022822 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,423

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 15:35 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 160 $30.97 $4,955.20
Disclosure

SEC source: 0001209191-21-020363 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,418

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 20:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $16.95 $16,950.00
Disclosure

SEC source: 0001209191-20-057412 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,080

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.