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CARFORA JEFFREY J

Disclosed activity across 1 company

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115251
SEC CIK
0001201447

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354SEVPMarch 20, 2023March 22, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date March 20, 2023 · Filed March 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect128,557 Reported balance After 2023-03-20 transaction · row 1
1 source row

Row 1 · 2023-03-20 · Tax withholding · Disposed 8,751 · Balance 128,557

F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,723 Reported balance After 2023-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-03-20 · Grant · Acquired 8,258 · Balance 25,723

F4: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect27,965 Reported balance After 2023-03-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-03-20 · Grant · Acquired 12,387 · Balance 27,965

F7: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect336 Reported balance Holding disclosure · report date 2023-03-20 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 336

F4: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Common StockSEC Table I · non-derivativeIndirect401(k)1,273 Reported balance Holding disclosure · report date 2023-03-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,273

F2: Includes 401(k) contributions used to purchase PGC stock.

Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan8,656.4059 Reported balance Holding disclosure · report date 2023-03-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,656.4059

F3: Includes shares received through dividend reinvestment since the last filing.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2: Includes 401(k) contributions used to purchase PGC stock.

F3: Includes shares received through dividend reinvestment since the last filing.

F4: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F6: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2023 Filed Mar 22, 2023 20:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 12,387 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020515 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,965

Underlying: Common Stock · 12,387 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 8,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020515 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,723

Underlying: Common Stock · 8,258 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 8,751 $30.96 $270,930.96
Disclosure

SEC source: 0001209191-23-020515 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,557

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:05 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 111 $30.91 $3,431.01
Disclosure

SEC source: 0001209191-22-038854 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,694

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
May 03, 2022 Filed May 4, 2022 18:21 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $30.94 $30,939.00
Disclosure

SEC source: 0001209191-22-027025 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,469

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 8,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,524

Underlying: Common Stock · 8,684 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 8,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,768

Underlying: Common Stock · 8,684 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 5,166 $36.80 $190,108.80
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,069

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:48 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 109 $37.22 $4,056.98
Disclosure

SEC source: 0001209191-22-018699 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,270

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 111 $32.00 $3,552.00
Disclosure

SEC source: 0001209191-21-042972 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,096

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:09 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022824 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,262

Underlying: Common Stock · 6,893 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:09 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022824 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,933

Underlying: Common Stock · 6,893 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:09 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 4,915 $31.36 $154,134.40
Disclosure

SEC source: 0001209191-21-022824 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,521

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 15:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $30.97 $3,344.76
Disclosure

SEC source: 0001209191-21-020365 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,141

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 04, 2020 Filed Nov 4, 2020 20:55 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $16.65 $16,646.00
Disclosure

SEC source: 0001209191-20-056868 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,969

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 15,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,077

Underlying: Common Stock · 15,946 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 15,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

Underlying: Common Stock · 15,946 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,543 $13.44 $20,737.92
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 14:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $15.96 $15,956.50
Disclosure

SEC source: 0001209191-20-019461 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,066

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:38 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 824 $22.81 $18,795.44
Disclosure

SEC source: 0001209191-20-018761 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,066

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020976 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,131

Underlying: Common Stock · 6,423 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020976 · doc4.xml · derivative · entry 4

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

Underlying: Common Stock · 6,423 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 737 $26.34 $19,412.58
Disclosure

SEC source: 0001209191-19-020976 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,739

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $27.75 $2,997.00
Disclosure

SEC source: 0001209191-19-019094 · doc4.xml · nonDerivative · entry 3

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,108

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 716 $27.75 $19,869.00
Disclosure

SEC source: 0001209191-19-019094 · doc4.xml · nonDerivative · entry 2

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,936

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 961 $27.75 $26,667.75
Disclosure

SEC source: 0001209191-19-019094 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,781

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 960 $26.83 $25,756.80
Disclosure

SEC source: 0001273412-18-000098 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,156

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 15:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,500 $28.21 $42,321.90
Disclosure

SEC source: 0001273412-18-000084 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,116

Read SEC document
March 26, 2018 Filed Mar 28, 2018 16:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Disposition to issuerCommon Stock 14,559 $33.50 $487,726.50
Disclosure

SEC source: 0001273412-18-000064 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,616

F1 · shares: On December 4, 2013, 14,559 shares of restricted stock were granted subject to reaching certain performance conditions over the 5 year vesting period. On March 26, 2018 these shares were forfeited due to those certain performance conditions not being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,708 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000052 · edgar.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,708

Underlying: Common Stock · 6,708 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:43 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,708 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000052 · edgar.xml · derivative · entry 4

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

Underlying: Common Stock · 6,708 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:12 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $34.77 $3,755.16
Disclosure

SEC source: 0001273412-18-000010 · edgar.xml · nonDerivative · entry 4

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,953

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:12 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 716 $34.77 $24,895.32
Disclosure

SEC source: 0001273412-18-000010 · edgar.xml · nonDerivative · entry 3

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,781

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:12 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 947 $34.71 $32,870.37
Disclosure

SEC source: 0001273412-18-000010 · edgar.xml · nonDerivative · entry 2

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,627

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:12 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 901 $34.71 $31,273.71
Disclosure

SEC source: 0001273412-18-000010 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,989

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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December 04, 2017 Filed Dec 7, 2017 21:03 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 960 $35.06 $33,657.60
Disclosure

SEC source: 0001273412-17-000052 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,076

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March 11, 2017 Filed Mar 13, 2017 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 2,306 $30.08 $69,364.48
Disclosure

SEC source: 0001273412-17-000032 · edgar.xml · nonDerivative · entry 2

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,047

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March 11, 2017 Filed Mar 13, 2017 20:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantCommon Stock 7,015 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000032 · edgar.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,353

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.