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Spero Vincent A

Disclosed activity across 1 company

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124364
SEC CIK
0001477501

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354EVP, Head of Comml Real EstateAugust 18, 2022August 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date August 18, 2022 · Filed August 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,178.971 Reported balance After 2022-08-18 transaction · row 1
1 source row

Row 1 · 2022-08-18 · Sale · Disposed 3,500 · Balance 37,178.971

Common StockSEC Table I · non-derivativeIndirect401(k) Plan/Profit Sharing17,999.992 Reported balance Holding disclosure · report date 2022-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,999.992

F1: Includes 401(k) contributions used to purchase PGC stock.

Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan5,121.5457 Reported balance Holding disclosure · report date 2022-08-18 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,121.5457

F2: Includes shares received through dividend reinvestment since the last filing.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect273 Reported balance Holding disclosure · report date 2022-08-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 273

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect19,222 Reported balance Holding disclosure · report date 2022-08-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 19,222

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,645 Reported balance Holding disclosure · report date 2022-08-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,645

F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 401(k) contributions used to purchase PGC stock.

F2: Includes shares received through dividend reinvestment since the last filing.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2022 Filed Aug 22, 2022 13:06 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,500 $36.25 $126,875.00
Disclosure

SEC source: 0001209191-22-046976 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,178.971

Read SEC document
June 22, 2022 Filed Jun 23, 2022 20:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 90 $30.91 $2,781.90
Disclosure

SEC source: 0001209191-22-038886 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,678.971

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 17:31 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,113 $33.36 $103,849.68
Disclosure

SEC source: 0001209191-22-033879 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,495.971

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,645

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,222

Underlying: Common Stock · 5,749 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 3,344 $36.80 $123,059.20
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,318.971

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:04 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 197 $37.22 $7,332.34
Disclosure

SEC source: 0001209191-22-018708 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,674.971

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 16:33 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,835 $34.95 $203,933.25
Disclosure

SEC source: 0001209191-21-065393 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,351.3836

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 90 $32.00 $2,880.00
Disclosure

SEC source: 0001209191-21-043007 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,139.8666

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 14:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 5,835 $30.25 $176,508.75
Disclosure

SEC source: 0001209191-21-023154 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,665.6832

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Common Stock · 1,792 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 5,379 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 3,397 $31.36 $106,529.92
Disclosure

SEC source: 0001209191-21-022838 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,500.6832

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 543 $30.97 $16,816.71
Disclosure

SEC source: 0001209191-21-020381 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,636.6832

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,208

Underlying: Common Stock · 4,936 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 14,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 14,808 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,474 $13.44 $19,810.56
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667.5551

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 18:37 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,173 $22.81 $26,756.13
Disclosure

SEC source: 0001209191-20-018784 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,586.5551

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 15:16 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $26.32 $78,969.00
Disclosure

SEC source: 0001209191-19-045069 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,028.7785

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019

Read SEC document
July 24, 2019 Filed Jul 25, 2019 13:04 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $27.92 $83,745.60
Disclosure

SEC source: 0001209191-19-043172 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,028.7785

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019

Read SEC document
July 10, 2019 Filed Jul 12, 2019 15:05 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $28.26 $84,785.70
Disclosure

SEC source: 0001209191-19-041879 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,028.7785

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019

Read SEC document
June 26, 2019 Filed Jun 27, 2019 21:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $27.32 $81,966.90
Disclosure

SEC source: 0001209191-19-039303 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,028.7785

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019

Read SEC document
June 12, 2019 Filed Jun 13, 2019 19:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 3,000 $28.22 $84,649.20
Disclosure

SEC source: 0001209191-19-036703 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,028.7785

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,192 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020996 · doc4.xml · derivative · entry 7

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,272

Underlying: Common Stock · 2,192 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020996 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018

Underlying: Common Stock · 6,578 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 94 $26.34 $2,475.96
Disclosure

SEC source: 0001209191-19-020996 · doc4.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,008.637

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:10 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 686 $26.34 $18,069.24
Disclosure

SEC source: 0001209191-19-020996 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,819.637

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 196 $27.75 $5,439.00
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,243.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 489 $27.75 $13,569.75
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,928.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 347 $27.75 $9,629.25
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 4

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,139.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 615 $27.75 $17,066.25
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 3

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,579.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 259 $27.75 $7,187.25
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,588.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:25 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 271 $27.75 $7,520.25
Disclosure

SEC source: 0001209191-19-019111 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,847.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 258 $26.83 $6,922.14
Disclosure

SEC source: 0001273412-18-000092 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,118.4934

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionStock Option (right to buy) · Derivative 1,050 Not disclosed Strike: $27.01 Not disclosed
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · derivative · entry 8

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Option grant has no purchase or sale price.

F8 · derivative.exercise_date: The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 833 $34.01 $28,330.33
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,325.5397

Read SEC document
May 23, 2018 Filed May 30, 2018 16:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,050 $27.01 $28,360.50
Disclosure

SEC source: 0001273412-18-000078 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,158.5397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 20, 2018 Filed Mar 22, 2018 20:50 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 2,080 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2018 Filed Mar 22, 2018 20:50 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,182

Underlying: Common Stock · 1,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2018 Filed Mar 22, 2018 20:50 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,241 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000058 · edgar.xml · derivative · entry 4

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 6,241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 196 $34.71 $6,803.16
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 7

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,812.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 489 $34.71 $16,973.19
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,497.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 347 $34.71 $12,044.37
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,708.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 615 $34.71 $21,346.65
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 4

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,148.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 259 $34.71 $8,989.89
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 3

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,157.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 647 $34.71 $22,457.37
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,416.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2018 Filed Mar 13, 2018 19:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 271 $34.71 $9,406.41
Disclosure

SEC source: 0001273412-18-000018 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,063.5397

F3 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2017 Filed Mar 13, 2017 20:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 2,274 $30.08 $68,401.92
Disclosure

SEC source: 0001273412-17-000034 · edgar.xml · nonDerivative · entry 2

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,774.742

Read SEC document
March 11, 2017 Filed Mar 13, 2017 20:39 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantCommon Stock 6,392 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000034 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,048.742

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March 11, 2017 Filed Dec 7, 2017 22:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 258 $35.06 $9,045.48
Disclosure

SEC source: 0001273412-17-000060 · edgar.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,447.742

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.