Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | Director | March 20, 2025 | March 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date March 20, 2025 · Filed March 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,675 |
Reported balance
After 2025-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-20 · Grant · Acquired 1,675 · Balance 1,675 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3: The restricted stock units vest and settle in stock on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 65,630.471 |
Reported balance
Holding disclosure · report date 2025-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 65,630.471 F1: Includes shares received through dividend reinvestment since the last filing. |
| Common StockSEC Table I · non-derivative | Indirectby Phillary Management Inc., a Corporation | 1,335 |
Reported balance
Holding disclosure · report date 2025-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,335 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 8,443.0169 |
Reported balance
Holding disclosure · report date 2025-03-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,443.0169 F1: Includes shares received through dividend reinvestment since the last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares received through dividend reinvestment since the last filing.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3: The restricted stock units vest and settle in stock on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2025 Filed Mar 21, 2025 20:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-043279 · ownership.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,675 Underlying: Common Stock · 1,675 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 13:41 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantPhantom Stock · Derivative | 2,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035108 · ownership.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,069 Underlying: Common Stock · 2,069 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: The phantom stock is scheduled to vest on the first anniversary of the grant date. F3 · derivative.expiration_date: The phantom stock is scheduled to vest on the first anniversary of the grant date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 00:00 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020413 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,598 Underlying: Common Stock · 1,598 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F4 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| December 23, 2022 Filed Dec 23, 2022 17:09 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $14.68 | Not disclosed |
DisclosureSEC source: 0001209191-22-062568 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. Read SEC document |
| March 20, 2022 Filed Mar 21, 2022 23:15 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020370 · doc4.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939 Underlying: Common Stock · 1,222 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 15:41 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $10.72 | Not disclosed |
DisclosureSEC source: 0001209191-22-000040 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. Read SEC document |
| March 20, 2021 Filed Mar 22, 2021 20:12 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022325 · doc4.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108 Underlying: Common Stock · 1,434 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 00:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $13.53 | Not disclosed |
DisclosureSEC source: 0001209191-20-064940 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 00:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 2,500 | $13.53 | $33,825.00 |
DisclosureSEC source: 0001209191-20-064940 · doc4.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,416.3098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:34 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 3,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020855 · doc4.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348 Underlying: Common Stock · 3,348 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 15:11 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | Not disclosed Strike: $13.43 | Not disclosed |
DisclosureSEC source: 0001209191-19-059413 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 15:11 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 5,000 | $13.43 | $67,150.00 |
DisclosureSEC source: 0001209191-19-059413 · doc4.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,150.7249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 14:06 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020941 · doc4.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328 Underlying: Common Stock · 1,328 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:02 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-18-000032 · edgar.xml · derivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707 Underlying: Common Stock · 707 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F3 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $23.40 | Not disclosed |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · derivative · entry 25 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Option grant has no purchase or sale price. F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $34.92 | $3,492.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 22 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $23.40 | $2,340.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 21 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 300 | $34.89 | $10,467.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 20 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 300 | $23.40 | $7,020.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 19 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,230.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $34.85 | $3,485.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 18 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $23.40 | $2,340.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 17 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 600 | $34.84 | $20,904.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 16 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 600 | $23.40 | $14,040.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 15 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,530.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 300 | $34.81 | $10,443.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 14 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 300 | $23.40 | $7,020.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 13 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,230.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $34.77 | $3,477.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 12 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $23.40 | $2,340.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 11 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $34.63 | $3,462.50 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 10 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $23.40 | $2,340.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 9 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 200 | $34.57 | $6,914.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 8 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 200 | $23.40 | $4,680.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 7 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,130.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 110 | $34.54 | $3,799.40 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 6 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 110 | $23.40 | $2,574.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,040.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 300 | $34.52 | $10,356.03 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 4 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 300 | $23.40 | $7,020.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 3 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,230.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 100 | $34.52 | $3,452.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 2 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,930.9342 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 100 | $23.40 | $2,340.00 |
DisclosureSEC source: 0001273412-17-000056 · edgar.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,030.9342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:15 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001273412-17-000020 · edgar.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,810.2362 F2 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:33 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionStock option (right to buy) · Derivative | 2,310 | Not disclosed Strike: $26.76 | Not disclosed |
DisclosureSEC source: 0001273412-16-000176 · edgar.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,310 shares Expires 2017-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Option grant has no purchase or sale price F1 · derivative.exercise_date: The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:33 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | SaleCommon Stock | 2,310 | $30.68 | $70,872.65 |
DisclosureSEC source: 0001273412-16-000176 · edgar.xml · nonDerivative · entry 2 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,319.9286 F3 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:33 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Exercise / conversionCommon Stock | 2,310 | $26.76 | $61,815.60 |
DisclosureSEC source: 0001273412-16-000176 · edgar.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,629.9286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.