Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | EVP, General Counsel | August 02, 2021 | August 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date August 02, 2021 · Filed August 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,155 |
Reported balance
After 2021-08-02 transaction · row 1
1 source rowRow 1 · 2021-08-02 · Purchase · Acquired 1,000 · Balance 1,155 |
| Common StockSEC Table I · non-derivative | IndirectRabbi Trust | 3,834 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,834 F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 1,410.8129 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,410.8129 F2: Includes shares received through dividend reinvestment since the last filing. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,465 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,465 F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,209 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 11,209 F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,347 |
Reported balance
Holding disclosure · report date 2021-08-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,347 F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
Filing footnotes · ownership attribution and instrument terms
F1: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F2: Includes shares received through dividend reinvestment since the last filing.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F5: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F6: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F7: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2021 Filed Aug 2, 2021 19:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | PurchaseCommon Stock | 1,000 | $32.31 | $32,310.00 |
DisclosureSEC source: 0001209191-21-049036 · doc4.xml · nonDerivative · entry 1 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 19:57 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 77 | $32.00 | $2,464.00 |
DisclosureSEC source: 0001209191-21-042984 · doc4.xml · nonDerivative · entry 1 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:27 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022834 · doc4.xml · derivative · entry 5 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,347 Underlying: Common Stock · 1,287 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:27 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 3,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022834 · doc4.xml · derivative · entry 4 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,209 Underlying: Common Stock · 3,863 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:38 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 3,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020891 · doc4.xml · derivative · entry 5 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,060 Underlying: Common Stock · 3,061 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:38 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 9,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020891 · doc4.xml · derivative · entry 4 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 Underlying: Common Stock · 9,182 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020987 · doc4.xml · derivative · entry 2 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999 Underlying: Common Stock · 999 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:01 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 2,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020987 · doc4.xml · derivative · entry 1 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,998 Underlying: Common Stock · 2,998 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.