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PLANTE ROBERT A.

Disclosed activity across 1 company

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56364
SEC CIK
0001702724

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354EVP, Chief Operating OfficerMarch 20, 2026March 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date March 20, 2026 · Filed March 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectRabbi Trust69,478.314 Last balance in matching sequence After 2026-03-20 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 2 · 2026-03-20 · Exercise / conversion · Acquired 1,047 · Balance 61,638.314

F1: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Row 3 · 2026-03-20 · Exercise / conversion · Acquired 1,140 · Balance 62,778.314

F3: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Row 4 · 2026-03-20 · Exercise / conversion · Acquired 1,084 · Balance 63,862.314

F4: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Row 5 · 2026-03-20 · Exercise / conversion · Acquired 5,616 · Balance 69,478.314

F5: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,095 Reported balance After 2026-03-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-20 · Exercise / conversion · Disposed 1,047 · Balance 2,095

F1: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,157 Reported balance After 2026-03-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-03-20 · Grant · Acquired 4,157 · Balance 4,157

F6: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,143 Reported balance After 2026-03-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-03-20 · Exercise / conversion · Disposed 1,140 · Balance 1,143

F3: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,171 Reported balance After 2026-03-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-03-20 · Exercise / conversion · Disposed 1,084 · Balance 2,171

F4: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-03-20 · Exercise / conversion · Disposed 5,616 · Balance 0

F5: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,236 Reported balance After 2026-03-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-03-20 · Grant · Acquired 6,236 · Balance 6,236

F8: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,713 Reported balance Holding disclosure · report date 2026-03-20 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 4,713

F7: On March 20, 2025, the reporting person was granted 4,713 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect1,085 Reported balance After 2026-03-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-03-20 · Exercise / conversion · Disposed 1,084 · Balance 1,085

F9: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-20 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-03-20 · Exercise / conversion · Disposed 859 · Balance 0

F10: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Phantom StockSEC Table II · derivative / convertible securityDirect4,879 Reported balance Holding disclosure · report date 2026-03-20 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 4,879

F11: On March 20, 2024, the reporting person was granted 4,879 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Common StockSEC Table I · non-derivativeDirect4,255.3649 Reported balance Holding disclosure · report date 2026-03-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,255.3649

Common StockSEC Table I · non-derivativeIndirect401(k)216.32 Reported balance Holding disclosure · report date 2026-03-20 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 216.32

Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan3,908.9423 Reported balance Holding disclosure · report date 2026-03-20 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 3,908.9423

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F3: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F4: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F5: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F6: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F7: On March 20, 2025, the reporting person was granted 4,713 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F9: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F11: On March 20, 2024, the reporting person was granted 4,879 phantom stock shares, vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 859 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 16

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · price: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.exercise_date: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F10 · derivative.expiration_date: On March 20, 2021, the reporting person was granted 4,291 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionPhantom Stock · Derivative 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 15

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F9 · price: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F9 · derivative.exercise_date: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

F9 · derivative.expiration_date: On March 20, 2024, the reporting person was granted 3,253 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 14

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,236

Underlying: Common Stock · 6,236 shares

Expires not disclosed

F8 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8 · price: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

F8 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 6,236 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 5,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 12

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F5 · price: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F5 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F5 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 11

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,171

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · price: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.exercise_date: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F4 · derivative.expiration_date: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 1,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 10

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · price: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.exercise_date: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F3 · derivative.expiration_date: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 9

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,157

Underlying: Common Stock · 4,157 shares

Expires not disclosed

F6 · derivative.exercise_price: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · price: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · derivative.exercise_date: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

F6 · derivative.expiration_date: On March 20, 2026, the reporting person was granted 4,157 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionRestricted Stock Units · Derivative 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · derivative · entry 8

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,095

Underlying: Common Stock · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · price: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.exercise_date: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F1 · derivative.expiration_date: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 5,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · nonDerivative · entry 5

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 69,478.314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On March 20, 2023, the reporting person was granted 8,134 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5,616 restricted stock units vested.

F2 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · nonDerivative · entry 4

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 63,862.314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On March 20, 2023, the reporting person was granted 5,423 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · nonDerivative · entry 3

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 62,778.314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 20, 2022, the reporting person was granted 5,703 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2023. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Exercise / conversionCommon Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-121854 · ownership.xml · nonDerivative · entry 2

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 61,638.314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 20, 2025, the reporting person was granted 3,142 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock.

F2 · ownership.nature: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 16:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,713 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043592 · ownership.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 4,713 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 16:00 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 3,142 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-043592 · ownership.xml · derivative · entry 5

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,142

Underlying: Common Stock · 3,142 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 20, 2024 Filed Mar 22, 2024 21:45 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035518 · ownership.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Common Stock · 4,879 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.

F7 · derivative.exercise_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2024 Filed Mar 22, 2024 21:45 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantPhantom Stock · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-035518 · ownership.xml · derivative · entry 5

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.

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June 22, 2023 Filed Jun 26, 2023 19:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $27.54 $2,974.32
Disclosure

SEC source: 0001209191-23-039663 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,152.2123

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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April 28, 2023 Filed May 1, 2023 19:16 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,500 $26.60 $39,899.55
Disclosure

SEC source: 0001209191-23-026243 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,932.424

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March 20, 2023 Filed Mar 22, 2023 20:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 8,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020543 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,128

Underlying: Common Stock · 8,134 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

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March 20, 2023 Filed Mar 22, 2023 20:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020543 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,616

Underlying: Common Stock · 5,423 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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June 22, 2022 Filed Jun 23, 2022 20:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $30.91 $3,338.28
Disclosure

SEC source: 0001209191-22-038874 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431.846

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,703 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020733 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127

Underlying: Common Stock · 5,703 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,703 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020733 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,217

Underlying: Common Stock · 5,703 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 19:46 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 108 $32.00 $3,456.00
Disclosure

SEC source: 0001209191-21-042981 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:24 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,291 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022832 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,048

Underlying: Common Stock · 4,291 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:24 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 4,291 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022832 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,398

Underlying: Common Stock · 4,291 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 20:11 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $16.90 $16,900.00
Disclosure

SEC source: 0001209191-20-057419 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Read SEC document
November 05, 2020 Filed Nov 5, 2020 23:18 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 500 $17.23 $8,616.00
Disclosure

SEC source: 0001209191-20-057186 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 10,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020888 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

Underlying: Common Stock · 10,133 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:34 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 10,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020888 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

Underlying: Common Stock · 10,133 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 18:33 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 490 $15.19 $7,443.10
Disclosure

SEC source: 0001209191-20-019530 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:54 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,624 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020983 · doc4.xml · derivative · entry 4

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,852

Underlying: Common Stock · 2,624 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 19:54 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 7,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020983 · doc4.xml · derivative · entry 3

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,330

Underlying: Common Stock · 7,872 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000056 · edgar.xml · derivative · entry 2

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,686 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000056 · edgar.xml · derivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,686

Underlying: Common Stock · 6,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.