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Waser Eric H.

Disclosed activity across 1 company

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125924
SEC CIK
0001634922

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354EVP, Head of Investment BkgJune 22, 2022June 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEAPACK GLADSTONE FINANCIAL CORP

Report date June 22, 2022 · Filed June 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,327 Reported balance After 2022-06-22 transaction · row 1
1 source row

Row 1 · 2022-06-22 · Tax withholding · Disposed 101 · Balance 18,327

F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Common StockSEC Table I · non-derivativeIndirectRabbi Trust23,268 Reported balance Holding disclosure · report date 2022-06-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,268

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

Common StockSEC Table I · non-derivativeIndirect401 (k)9,828.136 Reported balance Holding disclosure · report date 2022-06-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 9,828.136

F3: Includes 401(k) contributions used to purchase PGC stock.

Common StockSEC Table I · non-derivativeIndirectEmployee Stock Purchase Plan4,709.9999 Reported balance Holding disclosure · report date 2022-06-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,709.9999

F4: Includes shares received through dividend reinvestment since the last filing.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,712 Reported balance Holding disclosure · report date 2022-06-22 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,712

F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,033 Reported balance Holding disclosure · report date 2022-06-22 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 14,033

F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,522 Reported balance Holding disclosure · report date 2022-06-22 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 5,522

F8: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.

F3: Includes 401(k) contributions used to purchase PGC stock.

F4: Includes shares received through dividend reinvestment since the last filing.

F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F7: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F8: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2022 Filed Jun 23, 2022 20:36 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 101 $30.91 $3,121.91
Disclosure

SEC source: 0001209191-22-038896 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,327

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020743 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,033

Underlying: Common Stock · 2,771 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:17 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020743 · doc4.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:15 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 192 $37.22 $7,146.24
Disclosure

SEC source: 0001209191-22-018712 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,124

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 20:22 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 101 $32.00 $3,232.00
Disclosure

SEC source: 0001209191-21-043017 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,736

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:40 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022841 · doc4.xml · derivative · entry 7

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Underlying: Common Stock · 1,727 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2021 Filed Mar 24, 2021 19:40 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022841 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,487

Underlying: Common Stock · 5,183 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:11 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 616 $30.97 $19,077.52
Disclosure

SEC source: 0001209191-21-020386 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,533

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:54 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 3,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020902 · doc4.xml · derivative · entry 7

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,959

Underlying: Common Stock · 3,795 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:54 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 11,384 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020902 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,470

Underlying: Common Stock · 11,384 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 17:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,707 $22.81 $38,936.67
Disclosure

SEC source: 0001209191-20-018772 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,542

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 14:56 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $30.08 $45,112.50
Disclosure

SEC source: 0001209191-19-055079 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,441

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
October 28, 2019 Filed Oct 28, 2019 20:41 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $28.47 $42,707.40
Disclosure

SEC source: 0001209191-19-054247 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,941

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
October 21, 2019 Filed Oct 22, 2019 13:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $27.93 $41,893.65
Disclosure

SEC source: 0001209191-19-053756 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,441

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 14:13 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $26.94 $40,414.35
Disclosure

SEC source: 0001209191-19-053080 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,941

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
October 07, 2019 Filed Oct 7, 2019 19:47 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $27.46 $41,188.05
Disclosure

SEC source: 0001209191-19-052639 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,441

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 19:18 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $28.20 $42,305.70
Disclosure

SEC source: 0001209191-19-051241 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,941

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.

Read SEC document
September 23, 2019 Filed Sep 23, 2019 18:53 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $28.62 $42,935.70
Disclosure

SEC source: 0001209191-19-050431 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,441

Read SEC document
September 16, 2019 Filed Sep 16, 2019 20:02 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 SaleCommon Stock 1,500 $29.55 $44,327.85
Disclosure

SEC source: 0001209191-19-049614 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,941

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021000 · doc4.xml · derivative · entry 7

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,164

Underlying: Common Stock · 1,936 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:14 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 5,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021000 · doc4.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,446

Underlying: Common Stock · 5,808 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 219 $27.75 $6,077.25
Disclosure

SEC source: 0001209191-19-019117 · doc4.xml · nonDerivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,344

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 420 $27.75 $11,655.00
Disclosure

SEC source: 0001209191-19-019117 · doc4.xml · nonDerivative · entry 4

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,985

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 362 $27.75 $10,045.50
Disclosure

SEC source: 0001209191-19-019117 · doc4.xml · nonDerivative · entry 3

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,200

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 719 $27.75 $19,952.25
Disclosure

SEC source: 0001209191-19-019117 · doc4.xml · nonDerivative · entry 2

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 19:28 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 644 $27.75 $17,871.00
Disclosure

SEC source: 0001209191-19-019117 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,118

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 16:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 PurchaseCommon Stock 1,000 $27.15 $27,150.00
Disclosure

SEC source: 0001273412-18-000088 · edgar.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,762

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:41 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:41 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,808

Underlying: Common Stock · 5,393 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:41 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,686 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000050 · edgar.xml · derivative · entry 4

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,234

Underlying: Common Stock · 6,686 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Nov 7, 2018 16:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 2,228 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000088 · edgar.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 2,228 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2018 Filed Nov 7, 2018 16:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000088 · edgar.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,808

Underlying: Common Stock · 5,393 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2018 Filed Nov 7, 2018 16:29 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantRestricted Stock Units · Derivative 6,686 $0.00 $0.00
Disclosure

SEC source: 0001273412-18-000088 · edgar.xml · derivative · entry 4

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,234

Underlying: Common Stock · 6,686 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

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March 11, 2018 Filed Mar 13, 2018 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 208 $34.71 $7,219.68
Disclosure

SEC source: 0001273412-18-000020 · edgar.xml · nonDerivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 409 $34.71 $14,196.39
Disclosure

SEC source: 0001273412-18-000020 · edgar.xml · nonDerivative · entry 4

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,342

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 352 $34.71 $12,217.92
Disclosure

SEC source: 0001273412-18-000020 · edgar.xml · nonDerivative · entry 3

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,546

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 708 $34.71 $24,574.68
Disclosure

SEC source: 0001273412-18-000020 · edgar.xml · nonDerivative · entry 2

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,873

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2018 Filed Mar 13, 2018 19:32 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 634 $34.71 $22,006.14
Disclosure

SEC source: 0001273412-18-000020 · edgar.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,444

F2 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 11, 2017 Filed Mar 13, 2017 20:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 Tax withholdingCommon Stock 1,625 $30.08 $48,880.00
Disclosure

SEC source: 0001273412-17-000038 · edgar.xml · nonDerivative · entry 2

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,955

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March 11, 2017 Filed Mar 13, 2017 20:42 UTC PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 GrantCommon Stock 6,507 $0.00 $0.00
Disclosure

SEC source: 0001273412-17-000038 · edgar.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,580

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.