Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | EVP, Chief Credit Officer | June 22, 2021 | June 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date June 22, 2021 · Filed June 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,191 |
Reported balance
After 2021-06-22 transaction · row 1
1 source rowRow 1 · 2021-06-22 · Tax withholding · Disposed 74 · Balance 5,191 F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectRabbi Trust | 3,160 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,160 F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 4,005.1411 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,005.1411 F3: Includes 401(k) contributions used to purchase PGC stock. |
| Common StockSEC Table I · non-derivative | IndirectESPP | 1,213.9219 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,213.9219 F4: Includes shares received through dividend reinvestment since the last filing. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,448 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,448 F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,026 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,026 F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F7: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,148 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,148 F8: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F9: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F3: Includes 401(k) contributions used to purchase PGC stock.
F4: Includes shares received through dividend reinvestment since the last filing.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F6: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F7: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F8: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F9: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2021 Filed Jun 24, 2021 19:37 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 74 | $32.00 | $2,368.00 |
DisclosureSEC source: 0001209191-21-042974 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,191 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 1,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · derivative · entry 7 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148 Underlying: Common Stock · 1,321 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 3,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · derivative · entry 6 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,025 Underlying: Common Stock · 3,963 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 65 | $31.36 | $2,038.40 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,042 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:44 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 64 | $30.97 | $1,982.08 |
DisclosureSEC source: 0001209191-21-020367 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 16:23 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 44 | $27.51 | $1,210.44 |
DisclosureSEC source: 0001209191-21-015591 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,836 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 20:06 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | PurchaseCommon Stock | 2,000 | $17.33 | $34,659.80 |
DisclosureSEC source: 0001209191-20-057414 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748.4924 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:24 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 6,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020879 · doc4.xml · derivative · entry 7 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,827 Underlying: Common Stock · 6,941 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:24 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 6,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020879 · doc4.xml · derivative · entry 6 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,785 Underlying: Common Stock · 6,941 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 19:24 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 65 | $13.44 | $873.60 |
DisclosureSEC source: 0001209191-20-020879 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748.4924 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:49 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | PurchaseCommon Stock | 1,000 | $16.10 | $16,100.00 |
DisclosureSEC source: 0001209191-20-019468 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,644.4924 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:42 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 64 | $22.81 | $1,459.84 |
DisclosureSEC source: 0001209191-20-018763 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644.4924 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 20:57 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | Tax withholdingCommon Stock | 44 | $27.45 | $1,207.80 |
DisclosureSEC source: 0001209191-20-014398 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542.4924 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.