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Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

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Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 17, 2020 20:20 UTC
WELSH BETHDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $14.68 Not disclosed
Disclosure

SEC source: 0001209191-20-037250 · doc4.xml · derivative · entry 4

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Option grant has no purchase or sale price.

F4 · derivative.exercise_date: The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 20:20 UTC
WELSH BETHDirector
Exercise / conversionCommon Stock 2,500 $14.68 $36,700.00
Disclosure

SEC source: 0001209191-20-037250 · doc4.xml · nonDerivative · entry 2

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,622.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 20:20 UTC
WELSH BETHDirector
Tax withholdingCommon Stock 1,896 $19.35 $36,687.60
Disclosure

SEC source: 0001209191-20-037250 · doc4.xml · nonDerivative · entry 1

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122.737

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:07 UTC
Smith Gregory MartinEVP, Head of Comml Banking
Tax withholdingCommon Stock 1,754 $16.04 $28,134.16
Disclosure

SEC source: 0001209191-20-030863 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:00 UTC
DeBel RichardEVP, Deposit Solutions
Tax withholdingCommon Stock 87 $16.04 $1,395.48
Disclosure

SEC source: 0001209191-20-030854 · doc4.xml · nonDerivative · entry 1

DeBel Richard · CIK 0001777162 · EVP, Deposit Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:32 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 32,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020886 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,780

Underlying: Common Stock · 32,578 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:32 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 32,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020886 · doc4.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

Underlying: Common Stock · 32,578 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:34 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 10,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020888 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

Underlying: Common Stock · 10,133 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:34 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 10,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020888 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

Underlying: Common Stock · 10,133 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:54 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 3,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020902 · doc4.xml · derivative · entry 7

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,959

Underlying: Common Stock · 3,795 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:54 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 11,384 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020902 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,470

Underlying: Common Stock · 11,384 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:48 UTC
Smith Gregory MartinEVP, Head of Comml Banking
GrantRestricted Stock Units · Derivative 4,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020897 · doc4.xml · derivative · entry 2

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

Underlying: Common Stock · 4,877 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:48 UTC
Smith Gregory MartinEVP, Head of Comml Banking
GrantRestricted Stock Units · Derivative 14,632 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020897 · doc4.xml · derivative · entry 1

Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,245

Underlying: Common Stock · 14,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 4,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,208

Underlying: Common Stock · 4,936 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 14,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 14,808 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:51 UTC
Spero Vincent AEVP, Head of Comml Real Estate
Tax withholdingCommon Stock 1,474 $13.44 $19,810.56
Disclosure

SEC source: 0001209191-20-020900 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667.5551

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:44 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020894 · doc4.xml · derivative · entry 4

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Underlying: Common Stock · 2,798 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:44 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 251 $13.44 $3,373.44
Disclosure

SEC source: 0001209191-20-020894 · doc4.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253.1559

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:38 UTC
Poland ToddEVP, General Counsel
GrantRestricted Stock Units · Derivative 3,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020891 · doc4.xml · derivative · entry 5

Poland Todd · CIK 0001733297 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Common Stock · 3,061 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F6 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F6 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:38 UTC
Poland ToddEVP, General Counsel
GrantRestricted Stock Units · Derivative 9,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020891 · doc4.xml · derivative · entry 4

Poland Todd · CIK 0001733297 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,182

Underlying: Common Stock · 9,182 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:29 UTC
Hemhauser MaureenChief Risk Officer
GrantRestricted Stock Units · Derivative 2,787 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020882 · doc4.xml · derivative · entry 4

Hemhauser Maureen · CIK 0001786533 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177

Underlying: Common Stock · 2,787 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:29 UTC
Hemhauser MaureenChief Risk Officer
Tax withholdingCommon Stock 130 $13.44 $1,747.20
Disclosure

SEC source: 0001209191-20-020882 · doc4.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:24 UTC
Doyle Timothy EEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 6,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020879 · doc4.xml · derivative · entry 7

Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Underlying: Common Stock · 6,941 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:24 UTC
Doyle Timothy EEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 6,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020879 · doc4.xml · derivative · entry 6

Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,785

Underlying: Common Stock · 6,941 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:24 UTC
Doyle Timothy EEVP, Chief Credit Officer
Tax withholdingCommon Stock 65 $13.44 $873.60
Disclosure

SEC source: 0001209191-20-020879 · doc4.xml · nonDerivative · entry 1

Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748.4924

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:21 UTC
DeBel RichardEVP, Deposit Solutions
GrantRestricted Stock Units · Derivative 4,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020877 · doc4.xml · derivative · entry 3

DeBel Richard · CIK 0001777162 · EVP, Deposit Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

Underlying: Common Stock · 4,877 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F4 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F4 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:21 UTC
DeBel RichardEVP, Deposit Solutions
GrantRestricted Stock Units · Derivative 14,632 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020877 · doc4.xml · derivative · entry 2

DeBel Richard · CIK 0001777162 · EVP, Deposit Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,944

Underlying: Common Stock · 14,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,077

Underlying: Common Stock · 15,946 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

Underlying: Common Stock · 15,946 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:13 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,543 $13.44 $20,737.92
Disclosure

SEC source: 0001209191-20-020875 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:41 UTC
WELSH BETHDirector
GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020859 · doc4.xml · derivative · entry 2

WELSH BETH · CIK 0001561039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:08 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 23,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020872 · doc4.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,211

Underlying: Common Stock · 23,114 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 19:08 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 23,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020872 · doc4.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,113

Underlying: Common Stock · 23,114 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 19:08 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 1,467 $13.44 $19,716.48
Disclosure

SEC source: 0001209191-20-020872 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,080

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

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March 20, 2020 Filed Mar 24, 2020 17:38 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020857 · doc4.xml · derivative · entry 2

Spinelli Anthony W. · CIK 0001707640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:34 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020855 · doc4.xml · derivative · entry 4

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:31 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020851 · doc4.xml · derivative · entry 2

Mullen Patrick J. · CIK 0001769260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:26 UTC GrantRestricted Stock Units · Derivative 11,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020849 · doc4.xml · derivative · entry 2

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,161

Underlying: Common Stock · 11,161 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:21 UTC GrantRestricted Stock Units · Derivative 5,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020847 · doc4.xml · derivative · entry 4

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Underlying: Common Stock · 5,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:17 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020845 · doc4.xml · derivative · entry 2

Horst Peter D. · CIK 0001768546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:13 UTC GrantRestricted Stock Units · Derivative 4,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020843 · doc4.xml · derivative · entry 3

GRAMIGNA EDWARD A JR · CIK 0001561040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836

Underlying: Common Stock · 4,836 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:01 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020837 · doc4.xml · derivative · entry 2

CONSI ANTHONY J · CIK 0001236746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 17:05 UTC GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020839 · doc4.xml · derivative · entry 2

DAINGERFIELD RICHARD · CIK 0001618001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 20, 2020 Filed Mar 24, 2020 16:57 UTC
COLE SUSAN ADirector
GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020835 · doc4.xml · derivative · entry 2

COLE SUSAN A · CIK 0001601613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 16:53 UTC GrantRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020833 · doc4.xml · derivative · entry 3

Bowser Carmen M · CIK 0001662238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,348 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

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March 19, 2020 Filed Mar 19, 2020 20:54 UTC PurchaseCommon Stock 1,000 $12.83 $12,830.00
Disclosure

SEC source: 0001209191-20-020295 · doc4.xml · nonDerivative · entry 1

DAINGERFIELD RICHARD · CIK 0001618001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664.406

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

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March 18, 2020 Filed Mar 19, 2020 12:45 UTC PurchaseCommon Stock 1,000 $14.32 $14,322.50
Disclosure

SEC source: 0001209191-20-020169 · doc4.xml · nonDerivative · entry 1

Bowser Carmen M · CIK 0001662238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

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March 17, 2020 Filed Mar 17, 2020 20:22 UTC PurchaseCommon Stock 1,000 $16.43 $16,430.00
Disclosure

SEC source: 0001209191-20-019581 · doc4.xml · nonDerivative · entry 1

Horst Peter D. · CIK 0001768546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
March 17, 2020 Filed Mar 17, 2020 18:33 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
PurchaseCommon Stock 490 $15.19 $7,443.10
Disclosure

SEC source: 0001209191-20-019530 · doc4.xml · nonDerivative · entry 1

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

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March 17, 2020 Filed Mar 18, 2020 15:03 UTC PurchaseCommon Stock 10,000 $16.19 $161,875.00
Disclosure

SEC source: 0001209191-20-019927 · doc4.xml · nonDerivative · entry 1

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,339.7766

F1 · balance_after: Includes shares received through dividend reinvestment since the last filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.