Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2021 Filed Mar 24, 2021 19:31 UTC |
ROSSI FRANCESCO SSVP/Chief Accounting Officer
|
Tax withholdingCommon Stock | 465 | $31.36 | $14,582.40 |
DisclosureSEC source: 0001209191-21-022836 · doc4.xml · nonDerivative · entry 1 ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168.4528 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:27 UTC |
Poland ToddEVP, General Counsel
|
GrantRestricted Stock Units · Derivative | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022834 · doc4.xml · derivative · entry 5 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,347 Underlying: Common Stock · 1,287 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:27 UTC |
Poland ToddEVP, General Counsel
|
GrantRestricted Stock Units · Derivative | 3,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022834 · doc4.xml · derivative · entry 4 Poland Todd · CIK 0001733297 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,209 Underlying: Common Stock · 3,863 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:24 UTC |
PLANTE ROBERT A.EVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 4,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022832 · doc4.xml · derivative · entry 7 PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,048 Underlying: Common Stock · 4,291 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:24 UTC |
PLANTE ROBERT A.EVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 4,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022832 · doc4.xml · derivative · entry 6 PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,398 Underlying: Common Stock · 4,291 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:18 UTC |
Hemhauser MaureenEVP & Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 1,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022828 · doc4.xml · derivative · entry 5 Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 Underlying: Common Stock · 1,096 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:18 UTC |
Hemhauser MaureenEVP & Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 3,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022828 · doc4.xml · derivative · entry 4 Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,757 Underlying: Common Stock · 3,287 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:18 UTC |
Hemhauser MaureenEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 344 | $31.36 | $10,787.84 |
DisclosureSEC source: 0001209191-21-022828 · doc4.xml · nonDerivative · entry 1 Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:22 UTC |
KENNEDY DOUGLAS LDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 14,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022830 · doc4.xml · derivative · entry 7 KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,897 Underlying: Common Stock · 14,127 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:22 UTC |
KENNEDY DOUGLAS LDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 14,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022830 · doc4.xml · derivative · entry 6 KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,858 Underlying: Common Stock · 14,127 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · derivative · entry 7 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148 Underlying: Common Stock · 1,321 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 3,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · derivative · entry 6 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,025 Underlying: Common Stock · 3,963 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:12 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 65 | $31.36 | $2,038.40 |
DisclosureSEC source: 0001209191-21-022826 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,042 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:09 UTC |
CARFORA JEFFREY JSEVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 6,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022824 · doc4.xml · derivative · entry 6 CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,262 Underlying: Common Stock · 6,893 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:09 UTC |
CARFORA JEFFREY JSEVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 6,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022824 · doc4.xml · derivative · entry 5 CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933 Underlying: Common Stock · 6,893 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:09 UTC |
CARFORA JEFFREY JSEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 4,915 | $31.36 | $154,134.40 |
DisclosureSEC source: 0001209191-21-022824 · doc4.xml · nonDerivative · entry 1 CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,521 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:06 UTC |
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
|
GrantRestricted Stock Unit · Derivative | 9,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022822 · doc4.xml · derivative · entry 6 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,589 Underlying: Common Stock · 9,992 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:06 UTC |
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
|
GrantRestricted Stock Unit · Derivative | 9,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022822 · doc4.xml · derivative · entry 5 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,985 Underlying: Common Stock · 9,992 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| March 20, 2021 Filed Mar 24, 2021 19:06 UTC |
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
|
Tax withholdingCommon Stock | 4,396 | $31.36 | $137,858.56 |
DisclosureSEC source: 0001209191-21-022822 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,423 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:02 UTC |
Spero Vincent AEVP, Head of Comml Real Estate
|
Tax withholdingCommon Stock | 543 | $30.97 | $16,816.71 |
DisclosureSEC source: 0001209191-21-020381 · doc4.xml · nonDerivative · entry 1 Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,636.6832 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:11 UTC |
Waser Eric H.EVP, Head of Investment Bkg
|
Tax withholdingCommon Stock | 616 | $30.97 | $19,077.52 |
DisclosureSEC source: 0001209191-21-020386 · doc4.xml · nonDerivative · entry 1 Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,533 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:55 UTC |
KENNEDY DOUGLAS LDirector · President & CEO
|
Tax withholdingCommon Stock | 219 | $30.97 | $6,782.43 |
DisclosureSEC source: 0001209191-21-020374 · doc4.xml · nonDerivative · entry 1 KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,306.749 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · ownership.direct: 18,284 shares held in trust. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:47 UTC |
Hemhauser MaureenEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 26 | $30.97 | $805.22 |
DisclosureSEC source: 0001209191-21-020371 · doc4.xml · nonDerivative · entry 1 Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:44 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 64 | $30.97 | $1,982.08 |
DisclosureSEC source: 0001209191-21-020367 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:39 UTC |
CARFORA JEFFREY JSEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 108 | $30.97 | $3,344.76 |
DisclosureSEC source: 0001209191-21-020365 · doc4.xml · nonDerivative · entry 1 CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,141 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 15:35 UTC |
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
|
Tax withholdingCommon Stock | 160 | $30.97 | $4,955.20 |
DisclosureSEC source: 0001209191-21-020363 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,418 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 16:27 UTC |
Hemhauser MaureenChief Risk Officer
|
Tax withholdingCommon Stock | 276 | $27.51 | $7,592.76 |
DisclosureSEC source: 0001209191-21-015595 · doc4.xml · nonDerivative · entry 1 Hemhauser Maureen · CIK 0001786533 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 16:23 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
Tax withholdingCommon Stock | 44 | $27.51 | $1,210.44 |
DisclosureSEC source: 0001209191-21-015591 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,836 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 00:42 UTC |
SMITH PHILIP W IIIDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $13.53 | Not disclosed |
DisclosureSEC source: 0001209191-20-064940 · doc4.xml · derivative · entry 5 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 00:42 UTC |
SMITH PHILIP W IIIDirector
|
Exercise / conversionCommon Stock | 2,500 | $13.53 | $33,825.00 |
DisclosureSEC source: 0001209191-20-064940 · doc4.xml · nonDerivative · entry 1 SMITH PHILIP W III · CIK 0001236756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,416.3098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 21:29 UTC |
MEYERCORD F DUFFIELDDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $13.53 | Not disclosed |
DisclosureSEC source: 0001209191-20-063791 · doc4.xml · derivative · entry 3 MEYERCORD F DUFFIELD · CIK 0001037985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Option grant has no purchase or sale price. F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 21:29 UTC |
MEYERCORD F DUFFIELDDirector
|
Exercise / conversionCommon Stock | 2,500 | $13.53 | $33,825.00 |
DisclosureSEC source: 0001209191-20-063791 · doc4.xml · nonDerivative · entry 1 MEYERCORD F DUFFIELD · CIK 0001037985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,389.1171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 22:13 UTC |
ROSSI FRANCESCO SSVP/Chief Accounting Officer
|
Tax withholdingCommon Stock | 79 | $22.96 | $1,813.84 |
DisclosureSEC source: 0001209191-20-061974 · doc4.xml · nonDerivative · entry 1 ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419.5433 F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. F2 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 20:11 UTC |
PLANTE ROBERT A.EVP, Chief Operating Officer
|
PurchaseCommon Stock | 1,000 | $16.90 | $16,900.00 |
DisclosureSEC source: 0001209191-20-057419 · doc4.xml · nonDerivative · entry 1 PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 20:06 UTC |
Doyle Timothy EEVP, Chief Credit Officer
|
PurchaseCommon Stock | 2,000 | $17.33 | $34,659.80 |
DisclosureSEC source: 0001209191-20-057414 · doc4.xml · nonDerivative · entry 1 Doyle Timothy E · CIK 0001787291 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,748.4924 Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 20:02 UTC |
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
|
PurchaseCommon Stock | 1,000 | $16.95 | $16,950.00 |
DisclosureSEC source: 0001209191-20-057412 · doc4.xml · nonDerivative · entry 1 BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,080 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:19 UTC |
Spinelli Anthony W.Director
|
PurchaseCommon Stock | 1,000 | $16.75 | $16,751.40 |
DisclosureSEC source: 0001209191-20-057188 · doc4.xml · nonDerivative · entry 1 Spinelli Anthony W. · CIK 0001707640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,465 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:18 UTC |
PLANTE ROBERT A.EVP, Chief Operating Officer
|
PurchaseCommon Stock | 500 | $17.23 | $8,616.00 |
DisclosureSEC source: 0001209191-20-057186 · doc4.xml · nonDerivative · entry 1 PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:15 UTC |
MEYERCORD F DUFFIELDDirector
|
PurchaseCommon Stock | 1,500 | $17.05 | $25,575.00 |
DisclosureSEC source: 0001209191-20-057184 · doc4.xml · nonDerivative · entry 1 MEYERCORD F DUFFIELD · CIK 0001037985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,855.8955 F1 · balance_after: Includes shares received through dividend reinvestment since the last filing. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 200 | $17.20 | $3,439.84 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 7 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 2,500 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 300 | $17.20 | $5,159.73 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 6 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 2,300 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 200 | $17.20 | $3,439.86 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 5 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 2,000 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 600 | $17.22 | $10,334.34 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 4 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 1,800 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 100 | $17.23 | $1,723.00 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 3 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 1,200 Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:13 UTC |
KASS STEVEN ADirector
|
PurchaseCommon Stock | 100 | $17.17 | $1,716.50 |
DisclosureSEC source: 0001209191-20-057182 · doc4.xml · nonDerivative · entry 2 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 1,100 Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:09 UTC |
Horst Peter D.Director
|
PurchaseCommon Stock | 1,000 | $16.83 | $16,834.70 |
DisclosureSEC source: 0001209191-20-057416 · doc4.xml · nonDerivative · entry 1 Horst Peter D. · CIK 0001768546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 04, 2020 Filed Nov 4, 2020 20:55 UTC |
CARFORA JEFFREY JSEVP & Chief Financial Officer
|
PurchaseCommon Stock | 1,000 | $16.65 | $16,646.00 |
DisclosureSEC source: 0001209191-20-056868 · doc4.xml · nonDerivative · entry 1 CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,969 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:59 UTC |
KENNEDY DOUGLAS LDirector · President & CEO
|
PurchaseCommon Stock | 1,000 | $18.15 | $18,147.10 |
DisclosureSEC source: 0001209191-20-056678 · doc4.xml · nonDerivative · entry 1 KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,861.749 F1 · ownership.direct: 18,284 shares held in trust. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 18:53 UTC |
Smith Gregory MartinEVP, Head of Comml Banking
|
SaleCommon Stock | 1,305 | $15.12 | $19,731.60 |
DisclosureSEC source: 0001209191-20-052431 · doc4.xml · nonDerivative · entry 1 Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 14:04 UTC |
Smith Gregory MartinEVP, Head of Comml Banking
|
SaleCommon Stock | 450 | $19.28 | $8,676.00 |
DisclosureSEC source: 0001209191-20-037500 · doc4.xml · nonDerivative · entry 1 Smith Gregory Martin · CIK 0001778117 · EVP, Head of Comml Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.