Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2021 Filed Dec 23, 2021 17:49 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 155 | $70.33 | $10,901.15 |
DisclosureSEC source: 0001126328-21-000231 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,112 Underlying: Common Stock · 155 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:49 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000231 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,199 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:48 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000228 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,825 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:49 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 115 | $70.33 | $8,087.95 |
DisclosureSEC source: 0001126328-21-000229 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,173 Underlying: Common Stock · 115 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:49 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000229 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,902 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:48 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000227 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,129 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:40 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000226 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,129 F1 · price: Grant of restricted stock units. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 19:23 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 972.4 | $71.99 | $70,003.08 |
DisclosureSEC source: 0001126328-21-000222 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,957.9 Underlying: Common Stock · 972.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 18:39 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 859.5 | $71.99 | $61,875.41 |
DisclosureSEC source: 0001126328-21-000219 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,380 Underlying: Common Stock · 859.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 18:37 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 399.4 | $71.99 | $28,752.81 |
DisclosureSEC source: 0001126328-21-000218 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,057.7 Underlying: Common Stock · 399.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:46 UTC |
Walker RobertoEVP, Principal Latin America
|
Disposition to issuerCommon Stock | 15,640 | $71.65 | $1,120,606.00 |
DisclosureSEC source: 0001126328-21-000217 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,635 F1 · shares: As part of the exercise on November 16, 2021 of 22,640 employee stock options expiring on February 27, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $71.80, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchanges Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC |
Walker RobertoEVP, Principal Latin America
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,640 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · derivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,640 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC |
Walker RobertoEVP, Principal Latin America
|
Disposition to issuerCommon Stock | 7,000 | $72.45 | $507,150.00 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,275 Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 22:17 UTC |
Walker RobertoEVP, Principal Latin America
|
GrantCommon Stock | 22,640 | $27.46 | $621,694.40 |
DisclosureSEC source: 0001126328-21-000216 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,275 Read SEC document |
| November 01, 2021 Filed Feb 10, 2022 19:06 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 45,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-003492 · form5.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,136 F1 · shares: On November 1, 2021, the reporting person transferred 45,823 shares of Principal Financial Group, Inc. common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. F2 · balance_after: Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:04 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000202 · edgar.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,001 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 1,915 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:09 UTC |
Walker RobertoEVP, Principal Latin America
|
GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000209 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,717 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 4,696 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:08 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000208 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 52,324 F2 · price: Grant of restricted stock units F3 · balance_after: Includes 1,905 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:07 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000207 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,305 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:07 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000206 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,907 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:06 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000205 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316 F1 · price: Grant of restricted stock units Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:05 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 16 | $64.45 | $1,031.20 |
DisclosureSEC source: 0001126328-21-000204 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:03 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000201 · edgar.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:04 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000203 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,778 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,369 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:02 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000200 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,990 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:59 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000197 · edgar.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 F1 · price: Grant of restricted stock units Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:00 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000198 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,413 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:01 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000199 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,585 Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:59 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 102 | $64.45 | $6,573.90 |
DisclosureSEC source: 0001126328-21-000196 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,520 Underlying: Common Stock · 102 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:59 UTC |
Mills ScottDirector
|
GrantCommon Stock | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000196 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,463 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:57 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000194 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,183 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:58 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 164 | $64.45 | $10,569.80 |
DisclosureSEC source: 0001126328-21-000195 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,986 Underlying: Common Stock · 164 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:58 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000195 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:56 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 123 | $64.45 | $7,927.35 |
DisclosureSEC source: 0001126328-21-000193 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,658 Underlying: Common Stock · 123 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:56 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000193 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,562 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:55 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000192 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,224 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:53 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000191 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,221 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:52 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000190 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,041 F1 · price: Grant of restricted stock units. Read SEC document |
| August 16, 2021 Filed Mar 29, 2022 21:32 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008892 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 55,610 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:19 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000174 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,270 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,540 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:16 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000173 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,754 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:08 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 16 | $64.36 | $1,029.76 |
DisclosureSEC source: 0001126328-21-000171 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:11 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000172 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,134 F1 · price: Grant of restricted stock units Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:05 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000170 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,559 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,300 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:59 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 74 | $64.36 | $4,762.64 |
DisclosureSEC source: 0001126328-21-000169 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,128 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:55 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000168 · edgar.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,564 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:53 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000167 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,922 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:50 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000166 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,366 Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:48 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000165 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,264 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:45 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 98 | $64.36 | $6,307.28 |
DisclosureSEC source: 0001126328-21-000164 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,419 Underlying: Common Stock · 98 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.