Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 29, 2022 21:08 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008876 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,540 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:04 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 264 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008874 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,260 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,501 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:55 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008871 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:56 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008872 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,115 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:50 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008868 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,988 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:48 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008866 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,668 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:44 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008864 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:35 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 158 | $73.60 | $11,628.80 |
DisclosureSEC source: 0001062993-22-008858 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,270 Underlying: Common Stock · 158 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:35 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008858 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,409 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:31 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008854 · form4.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,320 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:25 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 115 | $73.60 | $8,464.00 |
DisclosureSEC source: 0001062993-22-008842 · form4.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,287 Underlying: Common Stock · 115 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:25 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008842 · form4.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,229 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:11 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008836 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:20 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008840 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,405 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:05 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008823 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,214 F1 · price: Grant of restricted stock units. Read SEC document |
| March 18, 2022 Filed Apr 6, 2023 20:56 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
SaleCommon Stock | 3,694 | $69.50 | $256,733.00 |
DisclosureSEC source: 0001062993-23-008886 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,244 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.36 to $69.92, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:36 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 35,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006690 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,559 F2 · price: Grant of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:36 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 33,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006690 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,879 F1 · price: Settlement of performance based restricted stock units granted February 25, 2019. F3 · balance_after: Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:46 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 4,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006407 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,441 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:18 UTC |
LITTLEFIELD CHRISTOPHER JEVP, General Counsel
|
GrantCommon Stock | 7,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006435 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,963 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:14 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 7,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006427 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,497 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:14 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 10,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006427 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,846 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,053 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:01 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 3,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006419 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:01 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 3,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006419 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,178 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:59 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 7,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006417 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 72,237 F2 · price: Settlement of performance based restricted stock units granted February 25, 2019. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:59 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 4,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006417 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,860 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:59 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 9,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006417 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,843 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:53 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 5,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006415 · form4.xml · nonDerivative · entry 2 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,377 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. F2 · balance_after: Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:53 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006415 · form4.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,435 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:51 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 3,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006413 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,109 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:49 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 4,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006410 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,260 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:46 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 5,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006408 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,931 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:46 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 8,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006408 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,099 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:12 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000239 · edgar.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,246 F1 · price: Grant of restricted stock units Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:16 UTC |
Walker RobertoEVP, Principal Latin America
|
GrantCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000246 · edgar.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,010 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 4,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:16 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000245 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50,542 F1 · price: Grant of restricted stock units Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:15 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000244 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,338 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,587 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:14 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000243 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,051 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:14 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000242 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,487 F1 · price: Grant of restricted stock units Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:13 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $70.33 | $1,054.95 |
DisclosureSEC source: 0001126328-21-000241 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:12 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000240 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,991 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 18:25 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000238 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:52 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000237 · edgar.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:51 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000234 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,553 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:52 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000236 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,054 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:51 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000235 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,790 Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:50 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 96 | $70.33 | $6,751.68 |
DisclosureSEC source: 0001126328-21-000232 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,476 Underlying: Common Stock · 96 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:50 UTC |
Mills ScottDirector
|
GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000232 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,640 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:50 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000233 · edgar.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43 F1 · price: Grant of restricted stock units Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:49 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 579 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000230 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,762 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.