Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2022 Filed Jun 28, 2022 18:37 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015522 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,395 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:36 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015518 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:36 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015520 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,172 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:35 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015516 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,560 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:28 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015514 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,539 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:27 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015512 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:22 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 180 | $68.55 | $12,339.00 |
DisclosureSEC source: 0001062993-22-015510 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,409 Underlying: Common Stock · 180 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:22 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015510 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,995 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:21 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 128 | $68.55 | $8,774.40 |
DisclosureSEC source: 0001062993-22-015508 · form4.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,998 Underlying: Common Stock · 128 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:21 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015508 · form4.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,941 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:14 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015506 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,391 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:12 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015502 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,664 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:13 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015504 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,666 F1 · price: Grant of restricted stock units. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:56 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 848 | $72.94 | $61,853.12 |
DisclosureSEC source: 0001062993-22-013975 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,169 Underlying: Common Stock · 848 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:56 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 960 | $72.94 | $70,022.40 |
DisclosureSEC source: 0001062993-22-013974 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623 Underlying: Common Stock · 960 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:56 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 394 | $72.94 | $28,738.36 |
DisclosureSEC source: 0001062993-22-013972 · form4.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,812 Underlying: Common Stock · 394 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 25, 2022 Filed May 25, 2022 20:19 UTC |
Cheong Wee YeeEVP, Principal Asia
|
SaleCommon Stock | 10,000 | $71.00 | $710,000.00 |
DisclosureSEC source: 0001062993-22-013490 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,093 F1 · balance_after: Includes 394 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:19 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013017 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:38 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012984 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,014 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:34 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012982 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,451 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:32 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012980 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,324 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:32 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012978 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,004 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:31 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012976 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:30 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012974 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,147 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:30 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012972 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,745 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:29 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012970 · form4.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,565 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:28 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012968 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,741 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:26 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012964 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,550 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:28 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012967 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614 F1 · price: Grant of restricted stock units. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 84,815 | $53.09 Strike: $53.09 | $4,502,828.35 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · derivative · entry 8 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,815 shares Expires 2029-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,340 | $63.98 Strike: $63.98 | $2,261,053.20 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · derivative · entry 7 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,340 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,005 | $62.78 Strike: $62.78 | $2,072,053.90 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · derivative · entry 6 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,005 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
Disposition to issuerCommon Stock | 5,600 | $74.12 | $415,072.00 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · nonDerivative · entry 5 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,540 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.11 to $74.16, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
Disposition to issuerCommon Stock | 147,560 | $73.70 | $10,875,172.00 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · nonDerivative · entry 4 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,140 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $74.10, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 84,815 | $53.09 | $4,502,828.35 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · nonDerivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,700 Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 35,340 | $63.98 | $2,261,053.20 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,885 Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 18:38 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 33,005 | $62.78 | $2,072,053.90 |
DisclosureSEC source: 0001062993-22-010093 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,545 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:41 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008914 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,093 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 384 shares acquired pursuant to the Principal Financial Group Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:34 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008900 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,967 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,874 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:37 UTC |
Lagomarcino Mark S.SVP, General Counsel & Secty
|
GrantCommon Stock | 74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-008907 · form4.xml · nonDerivative · entry 1 Lagomarcino Mark S. · CIK 0001918039 · SVP, General Counsel & Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,795 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:32 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008892 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 55,720 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:32 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008892 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,385 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:28 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008890 · form4.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,528 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,609 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:24 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008888 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,217 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:22 UTC |
LITTLEFIELD CHRISTOPHER JEVP, General Counsel
|
GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008886 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,458 F1 · price: Grant of restricted stock units. F2 · balance_after: Held in revocable trust. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:40 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 100 | $73.60 | $7,360.00 |
DisclosureSEC source: 0001062993-22-008862 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,576 Underlying: Common Stock · 96 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:40 UTC |
Mills ScottDirector
|
GrantCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008862 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,811 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:17 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008884 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,467 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:15 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $73.60 | $1,104.00 |
DisclosureSEC source: 0001062993-22-008882 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:15 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008882 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,948 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,021 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.