Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,180 | $37.38 Strike: $37.38 | $1,165,508.40 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 18 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,180 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,179 | $37.38 Strike: $37.38 | $1,165,471.02 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 17 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,179 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 93,539 | $78.06 | $7,301,654.34 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 7 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,661 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2022. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.66 to $78.51, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 93,539 | $37.38 | $3,496,487.82 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 6 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,200 Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,642 | $37.38 Strike: $37.38 | $1,631,337.96 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 16 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,180 Underlying: Common Stock · 43,642 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,642 | $37.38 Strike: $37.38 | $1,631,337.96 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 15 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,180 Underlying: Common Stock · 43,642 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,642 | $37.38 Strike: $37.38 | $1,631,337.96 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 14 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,179 Underlying: Common Stock · 43,642 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,404 | $51.33 Strike: $51.33 | $1,201,327.32 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 13 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,404 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,403 | $51.33 Strike: $51.33 | $1,201,275.99 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 12 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,403 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,403 | $51.33 Strike: $51.33 | $1,201,275.99 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · derivative · entry 11 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,403 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 61,512 | $78.75 | $4,844,070.00 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,661 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 121,805 | $78.06 | $9,508,098.30 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,173 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $78.49, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Disposition to issuerCommon Stock | 17,819 | $77.05 | $1,372,953.95 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 3 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,978 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.50 to $77.48, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 130,926 | $37.38 | $4,894,013.88 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,797 Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:52 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 70,210 | $51.33 | $3,603,879.30 |
DisclosureSEC source: 0001062993-22-020620 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,871 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:59 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020405 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,868 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 734 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:06 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 677 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020429 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,047 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:05 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $72.15 | $1,082.25 |
DisclosureSEC source: 0001062993-22-020427 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,735 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:05 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020427 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,661 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:05 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020425 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,383 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,036 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020421 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 56,208 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020421 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,903 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:03 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020418 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,443 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:02 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020416 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 F1 · price: Grant of restricted stock units. F2 · balance_after: Held in revocable trust. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:02 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020414 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,906 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:01 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020411 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,745 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 347 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:00 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020408 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,670 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,983 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:58 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020401 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,134 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:58 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020399 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,624 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:57 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020396 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,787 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:56 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020394 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:55 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020389 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:55 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020391 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:54 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 111 | $72.15 | $8,008.65 |
DisclosureSEC source: 0001062993-22-020387 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651 Underlying: Common Stock · 111 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:54 UTC |
Mills ScottDirector
|
GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020387 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,552 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:53 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 172 | $72.15 | $12,409.80 |
DisclosureSEC source: 0001062993-22-020384 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,581 Underlying: Common Stock · 172 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:53 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020384 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,234 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:52 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 123 | $72.15 | $8,874.45 |
DisclosureSEC source: 0001062993-22-020382 · form4.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,932 Underlying: Common Stock · 123 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:52 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020382 · form4.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,302 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:51 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 623 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020380 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,014 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:50 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020378 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:50 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020376 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,773 F1 · price: Grant of restricted stock units. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:53 UTC |
Halter Patrick GregoryPresident - PGAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,819 | $51.73 Strike: $51.73 | $1,594,266.87 |
DisclosureSEC source: 0001062993-22-019813 · form4.xml · derivative · entry 5 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,819 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:53 UTC |
Halter Patrick GregoryPresident - PGAM
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,818 | $51.73 Strike: $51.73 | $1,594,215.14 |
DisclosureSEC source: 0001062993-22-019813 · form4.xml · derivative · entry 4 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,818 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:53 UTC |
Halter Patrick GregoryPresident - PGAM
|
Disposition to issuerCommon Stock | 37,691 | $77.27 | $2,912,383.57 |
DisclosureSEC source: 0001062993-22-019813 · form4.xml · nonDerivative · entry 3 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,643 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.96 to $77.64, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:53 UTC |
Halter Patrick GregoryPresident - PGAM
|
Disposition to issuerCommon Stock | 23,946 | $76.79 | $1,838,813.34 |
DisclosureSEC source: 0001062993-22-019813 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,334 F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.96 to $76.95, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 16:53 UTC |
Halter Patrick GregoryPresident - PGAM
|
GrantCommon Stock | 61,637 | $51.73 | $3,188,482.01 |
DisclosureSEC source: 0001062993-22-019813 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President - PGAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,280 Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 15:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
SaleCommon Stock | 2,447 | $78.45 | $191,967.15 |
DisclosureSEC source: 0001062993-22-019569 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.40 to $78.54, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 19:39 UTC |
Walker RobertoEVP, Principal Latin American
|
SaleCommon Stock | 9,000 | $76.95 | $692,550.00 |
DisclosureSEC source: 0001062993-22-018639 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.79 to $77.14, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 14:32 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,325 | $30.70 Strike: $30.70 | $347,677.50 |
DisclosureSEC source: 0001062993-22-018548 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,325 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.