Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 18, 2023 20:47 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011663 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,205 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:47 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011661 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,669 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:46 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011659 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,427 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:46 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011658 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,917 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:43 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011654 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,725 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:44 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011655 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,559 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:14 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008670 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,743 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 742 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:43 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008690 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,376 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,113 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:41 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008686 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,124 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 352 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:41 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $74.32 | $1,114.80 |
DisclosureSEC source: 0001062993-23-008685 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,763 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:41 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008685 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,192 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,583 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:40 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008683 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,235 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:37 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 710 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008680 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,197 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:36 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008678 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,157 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,828 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:35 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008676 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,063 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5181 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:25 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008674 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,938 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:22 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008672 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 57,845 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:22 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008672 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,373 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:17 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008626 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,243 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:17 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008625 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,781 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:17 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008624 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,207 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:16 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008623 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,631 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:16 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008622 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,562 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008619 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,455 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 177 | $74.32 | $13,154.64 |
DisclosureSEC source: 0001062993-23-008615 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,702 Underlying: Common Stock · 177 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008615 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,677 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 116 | $74.32 | $8,621.12 |
DisclosureSEC source: 0001062993-23-008617 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,565 Underlying: Common Stock · 116 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC |
Mills ScottDirector
|
GrantCommon Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008617 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,919 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:14 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 124 | $74.32 | $9,215.68 |
DisclosureSEC source: 0001062993-23-008613 · form4.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,488 Underlying: Common Stock · 124 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:14 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008613 · form4.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,970 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:14 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008610 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,167 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:13 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008608 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,809 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:13 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008607 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,975 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,112 | $62.78 Strike: $62.78 | $258,151.36 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 9 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,112 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,112 | $62.78 Strike: $62.78 | $258,151.36 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,112 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,111 | $62.78 Strike: $62.78 | $258,088.58 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,111 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,814 | $37.38 Strike: $37.38 | $404,227.32 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,814 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,744 | $37.38 Strike: $37.38 | $139,950.72 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,744 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Disposition to issuerCommon Stock | 600 | $73.34 | $44,004.00 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
Disposition to issuerCommon Stock | 26,293 | $72.84 | $1,915,182.12 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,290 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.33 to $73.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 12,335 | $62.78 | $774,391.30 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,583 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:10 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 14,558 | $37.38 | $544,178.04 |
DisclosureSEC source: 0001062993-23-008228 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,248 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,069 | $37.38 Strike: $37.38 | $264,239.22 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 7 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,744 Underlying: Common Stock · 7,069 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,813 | $37.38 Strike: $37.38 | $404,189.94 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 6 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,813 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,212 | $51.33 Strike: $51.33 | $267,531.96 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 5 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,212 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,796 | $51.33 Strike: $51.33 | $194,848.68 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · derivative · entry 4 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,796 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Disposition to issuerCommon Stock | 26,891 | $72.18 | $1,940,992.38 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 3 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,690 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.47, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 17,882 | $37.38 | $668,429.16 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 2 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,581 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:12 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 9,009 | $51.33 | $462,431.97 |
DisclosureSEC source: 0001062993-23-008071 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,699 F3 · balance_after: Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 15:12 UTC |
Walker RobertoEVP, Principal Latin American
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,415 | $51.33 Strike: $51.33 | $72,631.95 |
DisclosureSEC source: 0001062993-23-007988 · form4.xml · derivative · entry 8 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,796 Underlying: Common Stock · 1,415 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.