Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2023 Filed Oct 3, 2023 20:49 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018854 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,160 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:48 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018851 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,751 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:47 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018848 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,464 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:46 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018844 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,756 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:45 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018841 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,445 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:44 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018836 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,296 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:43 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 132 | $72.07 | $9,513.24 |
DisclosureSEC source: 0001062993-23-018832 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,727 Underlying: Common Stock · 132 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:43 UTC |
Mills ScottDirector
|
GrantCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018832 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,118 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:42 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 198 | $72.07 | $14,269.86 |
DisclosureSEC source: 0001062993-23-018828 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,110 Underlying: Common Stock · 198 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:42 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018828 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,961 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:41 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018825 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,228 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:38 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018818 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,995 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:40 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018823 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,709 F1 · price: Grant of restricted stock units. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 18:31 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015986 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,637 F1 · balance_after: Includes an accumulative total of 6,939 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:27 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014572 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,062 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 746 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:35 UTC |
Walker RobertoEVP, Principal Latin American
|
GrantCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014590 · form4.xml · nonDerivative · entry 1 Walker Roberto · CIK 0001867763 · EVP, Principal Latin American 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,433 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 5,262 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:34 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014588 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,943 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 0 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:33 UTC |
Valdes Luis E.Executive Chairman, Latam
|
GrantCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014586 · form4.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Executive Chairman, Latam 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,614 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014584 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 57,610 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 0 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:31 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014584 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,552 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:30 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014582 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,347 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:29 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014580 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,664 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2,144 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:27 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 702 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014578 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,899 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:27 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014576 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,424 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:26 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014574 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,948 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,482 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $75.84 | $1,137.60 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · derivative · entry 6 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,778 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 586 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,229 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 6,939 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:17 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 7 | $75.84 | $530.88 |
DisclosureSEC source: 0001062993-23-014568 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850 Underlying: Common Stock · 7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:17 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014568 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,073 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:15 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014566 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,637 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:13 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014564 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,201 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:12 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014562 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,561 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:10 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014560 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,376 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:09 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014558 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,249 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:07 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 122 | $75.84 | $9,252.48 |
DisclosureSEC source: 0001062993-23-014556 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,595 Underlying: Common Stock · 122 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:07 UTC |
Mills ScottDirector
|
GrantCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014556 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,885 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:06 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 183 | $75.84 | $13,878.72 |
DisclosureSEC source: 0001062993-23-014554 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,912 Underlying: Common Stock · 183 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:06 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014554 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,684 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:03 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 631 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014552 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,548 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:01 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014550 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,631 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:54 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014548 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,855 F1 · price: Grant of restricted stock units. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:18 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 843 | $68.17 | $57,467.31 |
DisclosureSEC source: 0001062993-23-012524 · form4.xml · derivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843 Underlying: Common Stock · 843 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:17 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 908 | $68.17 | $61,898.36 |
DisclosureSEC source: 0001062993-23-012523 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,473 Underlying: Common Stock · 908 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:17 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,027 | $68.17 | $70,010.59 |
DisclosureSEC source: 0001062993-23-012522 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,729 Underlying: Common Stock · 1,027 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 22, 2023 Filed Jul 6, 2023 01:20 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
OtherCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014570 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,287 Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:50 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011670 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,531 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:49 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011668 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,993 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:49 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011667 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,957 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:49 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011666 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,381 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:48 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011665 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,312 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.