Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC |
Rizvi KenSVP and CFO
|
Tax withholdingOrdinary Shares | 5,179 | $13.00 | $67,327.00 |
DisclosureSEC source: 0001140361-22-038272 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,556 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC |
Kuykendall AnneVP, General Counsel
|
Tax withholdingOrdinary Shares | 1,758 | $13.00 | $22,854.00 |
DisclosureSEC source: 0001140361-22-038270 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,179 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 06, 2022 Filed Feb 2, 2023 23:53 UTC |
HERSCHER PENNYDirector
|
GiftOrdinary Shares | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-001732 · doc1.xml · nonDerivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 3,236 F2 · ownership.direct: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees. F2 · ownership.nature: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees. Read SEC document |
| October 06, 2022 Filed Feb 2, 2023 23:53 UTC |
HERSCHER PENNYDirector
|
GiftOrdinary Shares | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-001732 · doc1.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,248 Read SEC document |
| October 03, 2022 Filed Oct 6, 2022 00:37 UTC |
HERSCHER PENNYDirector
|
SaleOrdinary Shares | 2,156 | $16.11 | $34,733.16 |
DisclosureSEC source: 0001567619-22-018288 · doc1.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,484 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · balance_after: This amount includes 2,248 shares of a restricted stock unit award scheduled to vest on January 31, 2023. F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:13 UTC |
Pellegrino ThierrySVP, Pres, IPS
|
GrantOrdinary Shares | 24,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035034 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,020 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:13 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
GrantOrdinary Shares | 24,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035033 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,331 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:14 UTC |
Adams MarkDirector · President and CEO
|
GrantOrdinary Shares | 53,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035035 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,234 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:14 UTC |
Kuykendall AnneVP, General Counsel
|
GrantOrdinary Shares | 21,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035036 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,937 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:13 UTC |
Rizvi KenSVP and CFO
|
GrantOrdinary Shares | 32,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035032 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,735 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 22:33 UTC |
Clark Joseph GatesPresident, LED Solutions
|
GrantOrdinary Shares | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017142 · doc1.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,361 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on October 20, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:27 UTC |
Papermaster Mark DDirector
|
GrantOrdinary Shares | 9,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016942 · doc1.xml · nonDerivative · entry 1 Papermaster Mark D · CIK 0001449649 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,564 F1 · shares: Represents a restricted stock unit award that is scheduled to vest as to 6,376 units on August 30, 2023 and as to the remainder of the award on January 31, 2024. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:15 UTC |
Adams MarkDirector · President and CEO
|
PurchaseOrdinary Shares | 10,000 | $18.10 | $180,980.00 |
DisclosureSEC source: 0001567619-22-014613 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,255 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.845 to $18.24, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:18 UTC |
Rizvi KenSVP and CFO
|
PurchaseOrdinary Shares | 4,250 | $17.85 | $75,862.50 |
DisclosureSEC source: 0001567619-22-014614 · doc1.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,348 Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 19:56 UTC |
Pellegrino ThierrySVP, Pres, IPS
|
Tax withholdingOrdinary Shares | 1,588 | $18.40 | $29,219.20 |
DisclosureSEC source: 0001140361-22-026773 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,730 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC |
Demby ClaudeSVP, Pres, LED Solutions
|
Tax withholdingOrdinary Shares | 4,168 | $18.40 | $76,691.20 |
DisclosureSEC source: 0001140361-22-026776 · form4.xml · nonDerivative · entry 2 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,864 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC |
Demby ClaudeSVP, Pres, LED Solutions
|
Tax withholdingOrdinary Shares | 5,468 | $18.40 | $100,611.20 |
DisclosureSEC source: 0001140361-22-026776 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,032 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 19:56 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
Tax withholdingOrdinary Shares | 1,577 | $18.40 | $29,016.80 |
DisclosureSEC source: 0001140361-22-026772 · form4.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,041 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC |
Adams MarkDirector · President and CEO
|
Tax withholdingOrdinary Shares | 13,944 | $18.40 | $256,569.60 |
DisclosureSEC source: 0001140361-22-026775 · form4.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,255 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC |
Rizvi KenSVP and CFO
|
Tax withholdingOrdinary Shares | 3,088 | $18.40 | $56,819.20 |
DisclosureSEC source: 0001140361-22-026774 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,098 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC |
Kuykendall AnneVP, General Counsel
|
Tax withholdingOrdinary Shares | 846 | $18.40 | $15,566.40 |
DisclosureSEC source: 0001140361-22-026771 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,346 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:47 UTC |
Demby ClaudeSVP, Pres, LED Solutions
|
SaleOrdinary Shares | 27,365 | $23.93 | $654,918.34 |
DisclosureSEC source: 0001628280-22-010645 · wf-form4_165101681010283.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:48 UTC |
Demby ClaudeSVP, Pres, LED Solutions
|
Tax withholdingOrdinary Shares | 21,843 | $24.51 | $535,371.93 |
DisclosureSEC source: 0001628280-22-010049 · wf-form4_165067128354786.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,865 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 19:48 UTC |
Pellegrino ThierrySVP, Pres, IPS
|
Tax withholdingOrdinary Shares | 6,352 | $24.51 | $155,687.52 |
DisclosureSEC source: 0001628280-22-010050 · wf-form4_165067130202889.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,318 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:49 UTC |
Adams MarkDirector · President and CEO
|
Tax withholdingOrdinary Shares | 13,945 | $24.51 | $341,791.95 |
DisclosureSEC source: 0001628280-22-010053 · wf-form4_165067135817410.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,199 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 19:49 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
Tax withholdingOrdinary Shares | 5,448 | $24.51 | $133,530.48 |
DisclosureSEC source: 0001628280-22-010052 · wf-form4_165067133913076.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,618 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:48 UTC |
Rizvi KenSVP and CFO
|
Tax withholdingOrdinary Shares | 12,338 | $24.51 | $302,404.38 |
DisclosureSEC source: 0001628280-22-010051 · wf-form4_165067132020082.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,186 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:47 UTC |
Kuykendall AnneVP, General Counsel
|
Tax withholdingOrdinary Shares | 3,464 | $24.51 | $84,902.64 |
DisclosureSEC source: 0001628280-22-010048 · wf-form4_165067126224336.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,192 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:50 UTC |
Ingram BryanDirector
|
GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005638 · form4.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:50 UTC |
FURR RANDY WDirector
|
GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005637 · form4.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,964 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 01:50 UTC |
NAYYAR SANDEEPDirector
|
GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005639 · form4.xml · nonDerivative · entry 1 NAYYAR SANDEEP · CIK 0001230307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,776 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 01:51 UTC |
Straub Maximiliane CDirector
|
GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005640 · form4.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,306 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 20:08 UTC |
SHAH AJAYDirector
|
Tax withholdingOrdinary Shares | 3,019 | $61.22 | $184,823.18 |
DisclosureSEC source: 0001567619-22-001620 · doc1.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,889 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 20:12 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
SaleOrdinary Shares | 2,602 | $61.06 | $158,878.12 |
DisclosureSEC source: 0001567619-22-001621 · doc1.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,533 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of restricted share units. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 01:07 UTC |
Adams MarkDirector · President and CEO
|
SaleOrdinary Shares | 7,223 | $59.83 | $432,178.82 |
DisclosureSEC source: 0001567619-22-001619 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,572 F1 · kind: Shares sold to satisfy tax withholding obligations in connection with the vesting of restricted ordinary shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.465 to $60.25, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 21:23 UTC |
SHAH AJAYDirector
|
SaleOrdinary Shares | 20,478 | $54.09 | $1,107,556.73 |
DisclosureSEC source: 0001567619-21-019232 · doc1.xml · nonDerivative · entry 2 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 222,513 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.44, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 21:23 UTC |
SHAH AJAYDirector
|
SaleOrdinary Shares | 4,522 | $53.50 | $241,927.00 |
DisclosureSEC source: 0001567619-21-019232 · doc1.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 242,991 F2 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 18:10 UTC |
SHAH AJAYDirector
|
SaleOrdinary Shares | 10,229 | $53.05 | $542,682.21 |
DisclosureSEC source: 0001567619-21-018917 · doc1.xml · nonDerivative · entry 3 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 247,513 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 18:10 UTC |
SHAH AJAYDirector
|
SaleOrdinary Shares | 46,588 | $51.02 | $2,376,705.46 |
DisclosureSEC source: 0001567619-21-018917 · doc1.xml · nonDerivative · entry 2 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 257,742 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:10 UTC |
SHAH AJAYDirector
|
SaleOrdinary Shares | 43,183 | $51.03 | $2,203,783.95 |
DisclosureSEC source: 0001567619-21-018917 · doc1.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 304,330 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.37, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:52 UTC |
SHAH AJAYDirector
|
Tax withholdingOrdinary Shares | 3,280 | $51.94 | $170,363.20 |
DisclosureSEC source: 0001567619-21-018625 · doc1.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,908 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:50 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
Tax withholdingOrdinary Shares | 3,966 | $51.94 | $205,994.04 |
DisclosureSEC source: 0001567619-21-018624 · doc1.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,135 F3 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2021 Filed Oct 23, 2021 00:49 UTC |
Adams MarkDirector · President and CEO
|
Tax withholdingOrdinary Shares | 43,381 | $51.94 | $2,253,209.14 |
DisclosureSEC source: 0001567619-21-018623 · doc1.xml · nonDerivative · entry 1 Adams Mark · CIK 0001349123 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,795 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted ordinary shares. No shares were sold. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 19:55 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 7,186 | $52.03 | $373,858.12 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 5 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 59,653 F5 · price: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 19:55 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 19,773 | $51.09 | $1,010,163.02 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 66,839 F4 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 19:55 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 10,443 | $53.56 | $559,285.31 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 86,612 F3 · price: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:55 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 9,557 | $54.01 | $516,145.85 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 97,055 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:55 UTC |
PATEL MUKESHDirector
|
SaleOrdinary Shares | 50,000 | $51.97 | $2,598,310.00 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 106,612 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:22 UTC |
Pacheco Jack AEVP, COO, Pres, Mem Solutions
|
Tax withholdingOrdinary Shares | 743 | $44.08 | $32,751.44 |
DisclosureSEC source: 0001567619-21-018083 · doc1.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,101 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 19:14 UTC |
Pellegrino ThierrySVP, Pres, IPS
|
GrantOrdinary Shares | 6,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033783 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,335 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.