Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.SGH · Entity 4377 | SVP, Pres, IPS | June 13, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date June 13, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 71,922 |
Reported balance
After 2023-06-13 transaction · row 1
1 source rowRow 1 · 2023-06-13 · Sale · Disposed 3,029 · Balance 71,922 F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2023 Filed Jun 15, 2023 16:45 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 3,029 | $25.00 | $75,725.00 |
DisclosureSEC source: 0001140361-23-030088 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,922 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,764 | $15.98 | $44,165.13 |
DisclosureSEC source: 0001140361-23-019970 · form4.xml · nonDerivative · entry 2 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,951 F2 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11, inclusive. The reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:05 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,452 | $16.35 | $40,090.20 |
DisclosureSEC source: 0001140361-23-019970 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,715 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 18:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,764 | $16.62 | $45,937.68 |
DisclosureSEC source: 0001140361-23-002597 · form4.xml · nonDerivative · entry 2 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,167 F2 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 18:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,798 | $16.54 | $46,278.92 |
DisclosureSEC source: 0001140361-23-002597 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,931 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:40 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 8,426 | $17.23 | $145,161.44 |
DisclosureSEC source: 0001567619-22-020579 · doc1.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,729 F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 21:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,865 | $13.00 | $37,245.00 |
DisclosureSEC source: 0001140361-22-038271 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,155 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 20:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 24,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035034 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,020 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 19:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,588 | $18.40 | $29,219.20 |
DisclosureSEC source: 0001140361-22-026773 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,730 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 19:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 6,352 | $24.51 | $155,687.52 |
DisclosureSEC source: 0001628280-22-010050 · wf-form4_165067130202889.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,318 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 19:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 6,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033783 · form4.xml · nonDerivative · entry 1 Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,335 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.