Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | Director | November 07, 2025 | November 12, 2025 |
| Broadcom Inc.AVGO · Entity 2789 | SVP & GM, Wireless Semicon Div | June 26, 2019 | June 28, 2019 |
| Broadcom LtdAVGO · Entity 167990 | SVP & GM, Wireless Semicon Div | March 20, 2018 | March 21, 2018 |
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | Director | March 06, 2026 | March 10, 2026 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIAT NETWORKS, INC.
Report date November 07, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,162 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Grant · Acquired 5,480 · Balance 25,162 F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.
Broadcom Inc.
Report date June 26, 2019 · Filed June 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 70,090 |
Reported balance
After 2019-06-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-06-26 · Sale · Disposed 11,922 · Balance 70,090 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 51,625 Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 51,625 Restricted Stock Units.
Broadcom Ltd
Report date March 20, 2018 · Filed March 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 77,936 |
Reported balance
After 2018-03-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-20 · Sale · Disposed 5,467 · Balance 77,936 F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2: Includes 40,375 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.
F2: Includes 40,375 RSUs.
MACOM Technology Solutions Holdings, Inc.
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,747 |
Reported balance
After 2026-03-06 transaction · row 1
1 source rowRow 1 · 2026-03-06 · Grant · Acquired 776 · Balance 1,747 F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.
Penguin Solutions, Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 52,495 |
Reported balance
After 2025-02-07 transaction · row 1
1 source rowRow 1 · 2025-02-07 · Grant · Acquired 8,397 · Balance 52,495 F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2026 Filed Mar 10, 2026 21:08 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-26-000182 · edgar.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,747 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:27 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-26-000026 · ownership.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 971 F1 · shares: Represents restricted stock units ("RSUs") granted on January 13, 2026, which vest as follows: 323 shares on January 13, 2027, 323 shares on January 13, 2028 and 325 shares on January 13, 2029, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date. The RSUs were granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan and each RSU represents the contingent right to receive one share of Common Stock. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 17:10 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 5,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001469468-25-000005 · wk-form4_1762985401.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,162 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 16:16 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantOrdinary Shares | 8,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001616533-25-000010 · wk-form4_1739308563.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,495 F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:29 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-047201 · wk-form4_1731446952.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,682 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2025 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 17:09 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 6,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-004520 · wk-form4_1707862181.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,098 F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 17:11 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-038686 · wk-form4_1699913481.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,343 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2024 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 20:20 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007086 · form4.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,277 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 17:44 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-22-000156 · wf-form4_166855224866698.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,297 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2023 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:50 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005638 · form4.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:20 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 3,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-21-000088 · wf-form4_163701841367813.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,219 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2022 Annual Shareholder meeting or one year from the grant date. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002434 · dp146212_4-ingram.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,778 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-002896 · dp121534_4-ingram.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,235 F1 · shares: 100% of the RSUs vest on February 13, 2021. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 17:13 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 11,922 | $278.58 | $3,321,230.76 |
DisclosureSEC source: 0001730168-19-000109 · wf-form4_156175641660662.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,090 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 51,625 Restricted Stock Units. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 13,466 | $278.78 | $3,754,051.48 |
DisclosureSEC source: 0001730168-19-000105 · wf-form4_156115275388503.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,012 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 51,625 Restricted Stock Units. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 17:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 1,550 | $290.29 | $449,949.50 |
DisclosureSEC source: 0001730168-19-000054 · wf-form4_155311863003972.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,478 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person. F2 · balance_after: Includes 51,625 RSUs. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 17:50 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000054 · wf-form4_155311863003972.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,028 F1 · shares: On March 18, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vested on March 15, 2019 with respect to the second of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Reporting Person received one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 51,625 RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000040 · wf-form4_155303579440984.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock, $0.001 par value · 2,500 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested. F4 · derivative.expiration_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000040 · wf-form4_155303579440984.xml · derivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 6,250 shares Expires 2019-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested. F1 · derivative.expiration_date: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 11,574 | $290.29 | $3,359,816.46 |
DisclosureSEC source: 0001730168-19-000040 · wf-form4_155303579440984.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,903 F5 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including Performance RSUs, previously granted to the Reporting Person. F3 · balance_after: Includes 51,625 RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000040 · wf-form4_155303579440984.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2019, the third 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date. F3 · balance_after: Includes 51,625 RSUs. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:50 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000040 · wf-form4_155303579440984.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted stock unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is subject to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2019, the fourth and final 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vest date. F3 · balance_after: Includes 51,625 RSUs. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:33 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-19-000020 · wf-form4_155192238512988.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,727 F1 · shares: On March 4, 2019, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award granted on March 15, 2018 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2019, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 67,250 RSUs. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 17:08 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 1,736 | $254.83 | $442,384.88 |
DisclosureSEC source: 0001730168-18-000071 · wf-form4_154525731824042.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,852 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 65,375 RSUs. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:14 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 744 | $246.84 | $183,648.96 |
DisclosureSEC source: 0001730168-18-000061 · wf-form4_154473924857838.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,588 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 68,875 RSUs. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 19:08 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-18-000053 · wf-form4_154422769170362.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,332 F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019. F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 7,500 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer. F3 · balance_after: Includes 70,375 RSUs. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 13:53 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-011625 · dp96524_4-ingram.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 F1 · shares: Represents a restricted stock unit award that is scheduled to vest as to 3/4 of the award on October 2, 2019 and as to the remainder of the award on January 31, 2020. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · derivative · entry 6 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option is fully vested and the exercisability requirements for the 2014 Option have been met. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 135 | $247.54 | $33,417.90 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · nonDerivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,332 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,500 | $246.34 | $1,601,177.50 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,467 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $245.96 to $246.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,200 | $245.47 | $2,503,834.80 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,967 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $244.96 to $245.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,165 | $244.52 | $773,908.97 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,167 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $243.96 to $244.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 17:18 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $62.02 | $1,240,400.00 |
DisclosureSEC source: 0001730168-18-000029 · wf-form4_153151666683501.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · derivative · entry 7 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option is fully vested and the exercisability requirements for the 2014 Option have been met. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 700 | $254.82 | $178,372.60 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 6 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,332 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $254.47 to $255.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,600 | $253.69 | $405,902.40 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,032 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $253.23 to $254.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,900 | $252.25 | $479,280.70 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,632 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $251.98 to $252.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,086 | $251.55 | $1,530,957.64 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,532 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $250.97 to $251.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 9,714 | $250.33 | $2,431,695.91 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,618 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $249.97 to $250.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 17:32 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $62.02 | $1,240,400.00 |
DisclosureSEC source: 0001730168-18-000027 · wf-form4_153022150641675.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 17:22 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,604 | $270.02 | $2,863,260.27 |
DisclosureSEC source: 0001730168-18-000023 · wf-form4_152944330162922.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,332 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Transaction executed in multiple trades at prices ranging from $270.00 to $270.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:25 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001730168-18-000021 · wf-form4_152909792127323.xml · derivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock, $0.001 par value · 20,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option is fully vested and the exercisability requirements for the 2014 Option have been met. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:25 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 12,100 | $262.19 | $3,172,511.10 |
DisclosureSEC source: 0001730168-18-000021 · wf-form4_152909792127323.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,936 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $261.98 to $262.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:25 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,900 | $261.31 | $2,064,380.60 |
DisclosureSEC source: 0001730168-18-000021 · wf-form4_152909792127323.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,036 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $260.98 to $261.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:25 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $62.02 | $1,240,400.00 |
DisclosureSEC source: 0001730168-18-000021 · wf-form4_152909792127323.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 40,375 Restricted Stock Units. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:46 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,467 | $243.21 | $1,329,601.74 |
DisclosureSEC source: 0001649338-18-000055 · wf-form4_152167954553313.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,936 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 40,375 RSUs. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 19:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,714 | $245.83 | $913,027.48 |
DisclosureSEC source: 0001649338-18-000047 · wf-form4_152158975716727.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,403 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 40,375 RSUs. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 19:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,557 | $256.86 | $913,658.13 |
DisclosureSEC source: 0001649338-18-000047 · wf-form4_152158975716727.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,117 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2 · balance_after: Includes 40,375 RSUs. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:12 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000035 · wf-form4_152123474748976.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Ordinary Shares, no par value · 2,500 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:12 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000035 · wf-form4_152123474748976.xml · derivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Ordinary Shares, no par value · 6,250 shares Expires 2019-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.