Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | SVP and Pres, Optimized LED | October 03, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 03, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,773 |
Ending reported balance
After 2026-10-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-03 · Grant · Acquired 30,932 · Balance 101,210 F1: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 30,932 PSUs were earned by the reporting person and vested as of such date. Row 2 · 2026-10-03 · Tax withholding · Disposed 13,437 · Balance 87,773 F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 30,932 PSUs were earned by the reporting person and vested as of such date.
F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2026 Filed Oct 6, 2026 23:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 13,437 | $61.36 | $824,494.32 |
DisclosureSEC source: 0001944970-26-000027 · wk-form4_1791328828.xml · nonDerivative · entry 2 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,773 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 30,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001944970-26-000027 · wk-form4_1791328828.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,210 F1 · shares: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 30,932 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 29, 2026 Filed Oct 2, 2026 03:35 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001944970-26-000025 · wk-form4_1790897700.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,278 F1 · shares: Represents restricted stock units that will vest as to 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date. Read SEC document |
| July 23, 2026 Filed Jul 28, 2026 00:41 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,327 | $57.47 | $76,262.69 |
DisclosureSEC source: 0001944970-26-000023 · wk-form4_1785199287.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,056 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 22:30 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,042 | $60.41 | $123,357.22 |
DisclosureSEC source: 0001944970-26-000021 · wk-form4_1784759451.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,383 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,300 | $60.76 | $78,989.17 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 6 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,425 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F7 · price: This transaction was executed in multiple trades at prices ranging from $60.62 to $60.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 4,612 | $59.97 | $276,559.96 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 5 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,725 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F6 · price: This transaction was executed in multiple trades at prices ranging from $59.62 to $60.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,439 | $58.50 | $84,180.64 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 4 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,337 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F5 · price: This transaction was executed in multiple trades at prices ranging from $58.27 to $58.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 900 | $57.73 | $51,960.06 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 3 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $57.24 to $58.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,100 | $56.54 | $62,188.72 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 2 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,676 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $56.08 to $56.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,000 | $55.53 | $55,534.90 |
DisclosureSEC source: 0001944970-26-000019 · wk-form4_1780435193.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $55.01 to $55.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:01 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 5,000 | $39.99 | $199,950.00 |
DisclosureSEC source: 0001944970-26-000017 · wk-form4_1778623266.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| May 05, 2026 Filed May 7, 2026 20:06 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 5,000 | $34.75 | $173,750.00 |
DisclosureSEC source: 0001944970-26-000015 · wk-form4_1778184409.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 20:41 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 5,000 | $29.75 | $148,750.00 |
DisclosureSEC source: 0001944970-26-000013 · wk-form4_1777322470.xml · nonDerivative · entry 2 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:41 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,485 | $27.62 | $41,015.70 |
DisclosureSEC source: 0001944970-26-000013 · wk-form4_1777322470.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,776 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| April 20, 2026 Filed Apr 21, 2026 00:11 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,288 | $26.74 | $61,181.12 |
DisclosureSEC source: 0001944970-26-000010 · wk-form4_1776730262.xml · nonDerivative · entry 2 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,261 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 16, 2026 Filed Apr 21, 2026 00:11 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 5,000 | $26.82 | $134,100.00 |
DisclosureSEC source: 0001944970-26-000010 · wk-form4_1776730262.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,549 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · balance_after: This amount includes 823 shares purchased by the reporting person in the Issuer's Amended and Restated Employee Stock Purchase Plan on April 15, 2026. Read SEC document |
| April 09, 2026 Filed Apr 10, 2026 20:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 12,546 | $22.55 | $282,882.19 |
DisclosureSEC source: 0001944970-26-000008 · wk-form4_1775852452.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,726 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:16 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 10,046 | $20.07 | $201,597.10 |
DisclosureSEC source: 0001944970-26-000006 · wk-form4_1772054201.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,272 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:10 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,346 | $19.03 | $25,614.38 |
DisclosureSEC source: 0001944970-26-000004 · wk-form4_1770930648.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,318 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| January 20, 2026 Filed Jan 21, 2026 21:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,564 | $19.96 | $51,177.44 |
DisclosureSEC source: 0001944970-26-000002 · wk-form4_1769030420.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,664 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 22:34 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 1,890 | $21.74 | $41,088.60 |
DisclosureSEC source: 0001944970-25-000008 · wk-form4_1761172465.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,228 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. F2 · balance_after: This amount includes 389 shares purchased by the reporting person in the Issuer's Amended and Restated Employee Stock Purchase Plan on October 15, 2025. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 20:08 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 23,535 | $22.32 | $525,301.20 |
DisclosureSEC source: 0001944970-25-000006 · wk-form4_1760645309.xml · nonDerivative · entry 2 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,729 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 20:08 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 53,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001944970-25-000006 · wk-form4_1760645309.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,264 F1 · shares: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 53,978 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 29, 2025 Filed Oct 2, 2025 00:51 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 14,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001944970-25-000004 · wk-form4_1759366288.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,286 F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 20, 2025 Filed Jul 22, 2025 20:09 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 1,889 | $24.43 | $46,148.27 |
DisclosureSEC source: 0001616533-25-000034 · wk-form4_1753214933.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,470 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| May 02, 2025 Filed May 5, 2025 20:09 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 2,278 | $17.50 | $39,865.00 |
DisclosureSEC source: 0001616533-25-000024 · wk-form4_1746475742.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,359 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024. Read SEC document |
| April 20, 2025 Filed Apr 22, 2025 20:28 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 4,044 | $15.88 | $64,218.72 |
DisclosureSEC source: 0001616533-25-000019 · wk-form4_1745353685.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,637 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: This amount includes 1,212 shares purchased by the reporting person in the Issuer's Employee Share Purchase Plan on April 15, 2025. Read SEC document |
| January 23, 2025 Filed Jan 28, 2025 00:31 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 2,131 | $20.94 | $44,615.47 |
DisclosureSEC source: 0001616533-25-000008 · wk-form4_1738024261.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,469 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.65 to $21.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2025 Filed Jan 23, 2025 00:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 4,399 | $20.51 | $90,223.49 |
DisclosureSEC source: 0001616533-25-000003 · wk-form4_1737591969.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · SVP and Pres, Optimized LED 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,600 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:45 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 2,264 | $17.50 | $39,620.00 |
DisclosureSEC source: 0001616533-24-000004 · wk-form4_1731707137.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, Optimized LED 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,999 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on August 15, 2024. Read SEC document |
| October 20, 2024 Filed Oct 22, 2024 23:21 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 3,554 | $15.69 | $55,762.26 |
DisclosureSEC source: 0001628280-24-043328 · wk-form4_1729639257.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,263 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: This amount includes 362 shares purchased by the reporting person in the Issuer's Employee Share Purchase Plan on October 15, 2024. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 18,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042020 · wk-form4_1727914492.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,455 F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 20:15 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,527 | $23.67 | $59,805.25 |
DisclosureSEC source: 0001628280-24-033153 · wk-form4_1722024894.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,518 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $23.23 to $24.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2024 Filed Jul 24, 2024 00:30 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,341 | $23.86 | $55,856.26 |
DisclosureSEC source: 0001628280-24-032668 · wk-form4_1721781041.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,045 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 20:23 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 5,000 | $29.00 | $145,006.00 |
DisclosureSEC source: 0001628280-24-031783 · wk-form4_1720815821.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,386 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $29.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2024 Filed Apr 25, 2024 21:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,529 | $17.94 | $45,358.63 |
DisclosureSEC source: 0001628280-24-018292 · wk-form4_1714082179.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,386 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.76 to $18.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 20:38 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,341 | $16.92 | $39,609.72 |
DisclosureSEC source: 0001628280-24-017404 · wk-form4_1713904702.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,915 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: This amount includes 1,361 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on April 15, 2024. Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 22:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,403 | $22.36 | $53,736.61 |
DisclosureSEC source: 0001628280-24-002258 · wk-form4_1706220717.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,895 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.05 to $22.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 21:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,640 | $22.89 | $60,429.60 |
DisclosureSEC source: 0001628280-24-001949 · wk-form4_1706044688.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,298 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 22:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,519 | $15.00 | $37,785.00 |
DisclosureSEC source: 0000905148-23-001342 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,938 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,079 | $14.27 | $29,667.33 |
DisclosureSEC source: 0000905148-23-001183 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,457 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: This amount includes 1,689 shares and 225 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on April 14, 2023 and October 13, 2023, respectively. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 22:51 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 15,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001020 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,622 F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 23:21 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,519 | $26.02 | $65,553.20 |
DisclosureSEC source: 0000905148-23-000524 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,156 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.51 to $26.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2023 Filed Jul 25, 2023 00:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,079 | $26.00 | $54,054.00 |
DisclosureSEC source: 0001140361-23-035923 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,675 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 21:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,519 | $27.36 | $68,917.07 |
DisclosureSEC source: 0001140361-23-035251 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,754 F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.12 to $27.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2023 Filed Apr 25, 2023 00:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,080 | $16.35 | $34,008.00 |
DisclosureSEC source: 0001140361-23-019966 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,273 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,456 | $16.54 | $40,622.24 |
DisclosureSEC source: 0001140361-23-002600 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,353 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,097 | $13.00 | $27,261.00 |
DisclosureSEC source: 0001140361-22-038274 · form4.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,809 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: This amount includes 545 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on October 14, 2022. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 22:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017142 · doc1.xml · nonDerivative · entry 1 Clark Joseph Gates · CIK 0001944970 · President, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,361 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on October 20, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.